SEC 13F Intelligence

BTXBLACKROCK TECH AND PRIVATE E

CUSIP 09260Q108 · Yahoo Finance ↗ · Google Finance ↗

Blackrock Tech And Private E (BTX) has 109 institutional holders in Filings Flow’s 13F database, together reporting 31.86M shares worth $210M as of Q1 2026. The largest reported holders are Morgan Stanley, Sit Investment Associates Inc, and Lazard Asset Management LLC.

Institutional Holders
109
Q1 2026
Reported Value
$210M
Ticker
BTX
Quarters Tracked
21

Ownership Trend

Institutional holders
Q1 ’21: 21Q1 ’21Q2 ’21: 34Q3 ’21: 46Q4 ’21: 73Q4 ’21Q1 ’22: 79Q2 ’22: 82Q3 ’22: 97Q3 ’22Q4 ’22: 102Q1 ’23: 97Q2 ’23: 97Q2 ’23Q3 ’23: 102Q4 ’23: 108Q1 ’24: 100Q1 ’24Q2 ’24: 110Q3 ’24: 101Q4 ’24: 104Q4 ’24Q1 ’25: 106Q2 ’25: 116Q3 ’25: 91Q3 ’25Q4 ’25: 95Q1 ’26: 109filingsflow.com
Total reported value
Q1 ’21: $24MQ1 ’21Q2 ’21: $43MQ3 ’21: $107MQ4 ’21: $324MQ4 ’21Q1 ’22: $213MQ2 ’22: $179MQ3 ’22: $184MQ3 ’22Q4 ’22: $235MQ1 ’23: $245MQ2 ’23: $239MQ2 ’23Q3 ’23: $202MQ4 ’23: $204MQ1 ’24: $235MQ1 ’24Q2 ’24: $255MQ3 ’24: $238MQ4 ’24: $227MQ4 ’24Q1 ’25: $228MQ2 ’25: $306MQ3 ’25: $128MQ3 ’25Q4 ’25: $176MQ1 ’26: $210Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
MORGAN STANLEY$1.66T AUM0.00%$66M10.04MQ1 2026
SIT INVESTMENT ASSOCIATES INC$4.9B AUM0.86%$40M5.52MQ2 2025OLDER
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.04%$22M3.36MQ1 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.85%$17M2.57MQ1 2026
Sessa Capital IM, L.P.$5.5B AUM0.43%$15M2.02MQ2 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$12M1.78MQ1 2026
Karpus Management, Inc.$3.2B AUM0.34%$10M1.42MQ2 2025OLDER
ABSOLUTE INVESTMENT ADVISERS, LLC$852M AUM1.20%$10M1.55MQ1 2026
Quantedge Capital Pte Ltd$183M AUM4.29%$8M1.19MQ1 2026
Penserra Capital Management LLC$8.5B AUM0.08%$7M1.09MQ1 2026
Yakira Capital Management, Inc.$342M AUM2.01%$6M805.9KQ2 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$5M815.2KQ1 2026
Saba Capital Management, L.P.$3.6B AUM0.14%$5M764.2KQ1 2026
Advisors Asset Management, Inc.$6.0B AUM0.08%$5M715.9KQ1 2026
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.18%$5M686.7KQ4 2025OLDER
Quarry LP$558M AUM0.81%$5M682.5KQ1 2026
Bulldog Investors, LLP$445M AUM1.13%$4M610.2KQ2 2025OLDER
North Ground Capital$83M AUM5.29%$4M566.0KQ2 2025OLDER
Matisse Capital$234M AUM1.67%$4M593.0KQ1 2026
UBS Group AG$666.3B AUM0.00%$4M581.2KQ1 2026
Z3 Capital Partners, LLC$395M AUM0.92%$4M550.6KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$3M448.0KQ1 2026
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$3M446.8KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$2M372.5KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$2M328.6KQ1 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.29%$2M306.1KQ1 2026
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$2M289.4KQ3 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$2M292.2KQ1 2026
CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM0.00%$2M261.0KQ2 2025OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.00%$2M259.1KQ2 2025OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.63%$2M280.8KQ1 2026
1607 Capital Partners, LLC$1.4B AUM0.15%$2M248.5KQ2 2025OLDER
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM0.38%$2M228.6KQ2 2025OLDER
Almitas Capital LLC$443M AUM0.36%$1M195.7KQ2 2025OLDER
OPPENHEIMER & CO INC$8.2B AUM0.02%$1M217.4KQ1 2026
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.01%$1M212.7KQ1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$1M193.5KQ1 2026
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$1M164.8KQ1 2026
Quantinno Capital Management LP$59.9B AUM0.00%$1M158.2KQ1 2026
Shaker Financial Services, LLC$287M AUM0.32%$916,793138.9KQ1 2026
HBK INVESTMENTS L P$9.9B AUM0.02%$880,484120.0KQ2 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$759,495115.1KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$685,420103.9KQ1 2026
Sanctuary Advisors, LLC$18.5B AUM0.00%$614,67593.1KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$564,86085.6KQ1 2026
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.$976M AUM0.08%$562,73676.7KQ2 2025OLDER
Virtus Investment Advisers, LLC$363M AUM0.15%$556,42084.3KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$535,00081.2KQ4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$514,08877.9KQ1 2026
UHLMANN PRICE SECURITIES, LLC$1.5B AUM0.39%$496,00465.7KQ2 2025OLDER
HRT FINANCIAL LP$40.1B AUM0.00%$495,00074.0KQ3 2025OLDER
CHAPIN DAVIS, INC.$569M AUM0.11%$492,01974.5KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$459,47469.6KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$414,91262.9KQ1 2026
Elequin Capital, LP$1.2B AUM0.05%$414,90156.5KQ2 2025OLDER
WEDBUSH SECURITIES INC$3.4B AUM0.01%$410,00062.2KQ1 2026
BLUEFIN CAPITAL MANAGEMENT, LLC$156M AUM0.30%$398,95154.4KQ2 2025OLDER
CHOREO, LLC$8.1B AUM0.00%$398,47560.4KQ1 2026
SeaCrest Wealth Management, LLC$903M AUM0.04%$396,58760.1KQ1 2026
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$339,36951.4KQ1 2026
Alpine Global Management, LLC$668M AUM0.07%$315,89943.0KQ2 2025OLDER
Atria Wealth Solutions, Inc.$4.4B AUM0.01%$308,54042.0KQ2 2025OLDER
Indivisible Partners$1.1B AUM0.03%$301,63045.7KQ1 2026
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.04%$293,60040.0KQ2 2025OLDER
Virtu Financial LLC$2.4B AUM0.01%$260,00039.4KQ4 2025OLDER
K2 PRINCIPAL FUND, L.P.$1.4B AUM0.04%$255,74834.8KQ2 2025OLDER
DRW Securities, LLC$7.2B AUM0.00%$248,57037.1KQ3 2025OLDER
XTX Topco Ltd$5.8B AUM0.00%$233,11935.3KQ1 2026
CENTRAL TRUST Co$5.1B AUM0.00%$232,32035.2KQ1 2026
Merit Financial Group, LLC$13.5B AUM0.00%$225,80634.2KQ1 2026
Mutual Advisors, LLC$4.7B AUM0.00%$220,27133.4KQ4 2025OLDER
ACCREDITED INVESTOR SERVICES, LLC$156M AUM0.14%$216,35532.8KQ1 2026
National Philanthropic Trust$3.8B AUM0.00%$203,50025.0KQ1 2026
TrueMark Investments, LLC$514M AUM0.04%$196,07329.7KQ1 2026
Mariner, LLC$85.7B AUM0.00%$191,49930.4KQ1 2026
CSS LLC/IL$2.1B AUM0.01%$189,42028.7KQ1 2026
RFG Advisory, LLC$5.4B AUM0.00%$186,98528.3KQ1 2026
HARRIS ASSOCIATES L P$75.0B AUM0.00%$183,50025.0KQ2 2025OLDER
Ballew Advisors, Inc$194M AUM0.10%$182,85327.2KQ3 2025OLDER
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM0.01%$179,48727.2KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$175,69626.7KQ4 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$174,22026.4KQ1 2026
Dakota Wealth Management$4.6B AUM0.00%$165,92722.6KQ2 2025OLDER
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM0.01%$164,37324.9KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$162,77624.7KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$159,29324.2KQ4 2025OLDER
CIBC WORLD MARKET INC.$61.3B AUM0.00%$146,80020.0KQ2 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$145,22522.0KQ1 2026
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$145,15619.8KQ2 2025OLDER
Closed-End Fund Advisors, Inc.$98M AUM0.15%$145,08822.0KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$144,67021.9KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.00%$134,42920.4KQ1 2026
Lido Advisors, LLC$32.7B AUM0.00%$132,57020.1KQ1 2026
Vestmark Advisory Solutions, Inc.$9.0B AUM0.00%$130,49519.8KQ1 2026
ELEVATION POINT WEALTH PARTNERS, LLC$4.3B AUM0.00%$130,49519.8KQ1 2026
Kovack Advisors, Inc.$1.9B AUM0.01%$127,14918.8KQ1 2026
Modera Wealth Management, LLC$8.3B AUM0.00%$125,75719.1KQ4 2025OLDER
PFG Investments, LLC$2.1B AUM0.01%$123,12018.7KQ1 2026
INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM0.01%$122,91818.3KQ3 2025OLDER
WESTWOOD HOLDINGS GROUP INC$13.7B AUM0.00%$120,78018.3KQ1 2026
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$120,42016.4KQ2 2025OLDER
HB Wealth Management, LLC$15.5B AUM0.00%$118,47917.7KQ3 2025OLDER
PARK AVENUE SECURITIES LLC$12.8B AUM0.00%$118,00018.0KQ4 2025OLDER
OBSIDIAN CIO, LLC$111M AUM0.01%$113,80217.0KQ3 2025OLDER
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.01%$113,09117.1KQ1 2026
Creative Planning$147.4B AUM0.00%$111,94917.0KQ1 2026
CreativeOne Wealth, LLC$4.3B AUM0.00%$109,04516.5KQ1 2026
Samalin Investment Counsel, LLC$282M AUM0.04%$108,01816.4KQ1 2026
Pinnacle Wealth Planning Services, Inc.$968M AUM0.01%$104,09515.8KQ1 2026
Marex Group Ltd$15.8B AUM0.00%$100,50015.0KQ3 2025OLDER
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM0.01%$98,34014.9KQ1 2026
Successful Portfolios LLC$181M AUM0.05%$97,07215.3KQ1 2026
LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM0.00%$94,62614.3KQ1 2026
Occidental Asset Management, LLC$844M AUM0.01%$92,91514.1KQ1 2026
Redhawk Wealth Advisors, Inc.$1.0B AUM0.01%$90,46013.5KQ3 2025OLDER
David J Yvars Group$212M AUM0.05%$90,34513.7KQ1 2026
Delta Investment Management, LLC$559M AUM0.02%$87,45013.3KQ1 2026
Clearstead Advisors, LLC$10.9B AUM0.00%$86,66412.9KQ3 2025OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.00%$86,59312.9KQ3 2025OLDER
Tactive Advisors, LLC$406M AUM0.02%$86,55913.1KQ1 2026
NORTHERN TRUST CORP$756.6B AUM0.00%$86,00812.8KQ3 2025OLDER
City State Bank$385M AUM0.02%$85,22612.9KQ1 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$82,45712.3KQ3 2025OLDER
PRECEDENT WEALTH PARTNERS, LLC$500M AUM0.02%$80,00610.9KQ2 2025OLDER
PCM Encore, LLC$486M AUM0.02%$79,77412.1KQ1 2026
Moors & Cabot, Inc.$2.3B AUM0.00%$79,20012.0KQ1 2026
Amplius Wealth Advisors, LLC$1.2B AUM0.01%$78,05811.8KQ4 2025OLDER
BARRETT & COMPANY, INC.$291M AUM0.03%$74,86411.3KQ1 2026
&PARTNERS$20.2B AUM0.00%$73,84511.2KQ1 2026
KING LUTHER CAPITAL MANAGEMENT CORP$23.1B AUM0.00%$73,01611.1KQ1 2026
J.W. COLE ADVISORS, INC.$3.0B AUM0.00%$72,93411.1KQ4 2025OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$72,71411.0KQ4 2025OLDER
4WEALTH ADVISORS, INC.$130M AUM0.06%$72,62811.0KQ4 2025OLDER
Plancorp, LLC$3.5B AUM0.00%$72,30010.0KQ1 2026
Catalyst Funds Management Pty Ltd$591M AUM0.01%$71,94010.9KQ1 2026
NewEdge Wealth, LLC$8.4B AUM0.00%$71,06210.8KQ1 2026
Bank of New York Mellon Corp$543.9B AUM0.00%$71,02510.8KQ4 2025OLDER
SUSQUEHANNA ADVISORS GROUP, INC.$3.0B AUM0.00%$69,96010.6KQ1 2026
SouthState Bank Corp$2.1B AUM0.00%$68,72610.4KQ1 2026
Sowell Financial Services LLC$2.7B AUM0.00%$68,61910.4KQ1 2026
Ignite Planners, LLC$648M AUM0.01%$67,88710.3KQ1 2026
BAXTER BROS INC$810M AUM0.01%$66,00010.0KQ1 2026
CWM, LLC$38.1B AUM0.00%$65,82910.0KQ1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$57,1438.7KQ1 2026
Ameritas Advisory Services, LLC$2.6B AUM0.00%$53,5827.3KQ2 2025OLDER
COMERICA BANK$25.1B AUM0.00%$51,9037.9KQ4 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$49,1247.4KQ1 2026
Geneos Wealth Management Inc.$4.3B AUM0.00%$48,1366.6KQ2 2025OLDER
WPG Advisers, LLC$136M AUM0.03%$46,5637.1KQ1 2026
NFSG Corp$608M AUM0.01%$42,8806.4KQ3 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$37,8885.7KQ4 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$22,9153.1KQ2 2025OLDER
ARMSTRONG ADVISORY GROUP, INC$1.5B AUM0.00%$18,9102.8KQ3 2025OLDER
Atlantic Union Bankshares Corp$5.2B AUM0.00%$16,1502.4KQ1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$14,4232.0KQ2 2025OLDER
CULLEN/FROST BANKERS, INC.$8.8B AUM0.00%$13,4552.0KQ1 2026
SageView Advisory Group, LLC$3.0B AUM0.00%$13,4422.0KQ4 2025OLDER
EASTERN BANK$6.5B AUM0.00%$12,3221.9KQ1 2026
US BANCORP \DE\$82.4B AUM0.00%$9,9001.5KQ1 2026
Pineridge Advisors LLC$350M AUM0.00%$9,0451.4KQ3 2025OLDER
Clark Wealth Partners$149M AUM0.01%$8,8441.3KQ1 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$8,1511.2KQ1 2026
Osbon Capital Management LLC$123M AUM0.01%$8,1141.2KQ1 2026
TSFG, LLC$659M AUM0.00%$8,0001.1KQ2 2025OLDER
Caldwell Trust Co$1.1B AUM0.00%$6,6001.0KQ1 2026
Investors Research Corp$523M AUM0.00%$5,597848Q1 2026
Root Financial Partners, LLC$2.2B AUM0.00%$5,590847Q1 2026
MAI Capital Management$17.7B AUM0.00%$4,515684Q1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$4,074555Q2 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$3,300500Q1 2026
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$2,376352Q1 2026
SWAN Capital LLC$272M AUM0.00%$2,244340Q1 2026
ASSETMARK, INC$49.0B AUM0.00%$1,637223Q2 2025OLDER
Prestige Wealth Management Group LLC$509M AUM0.00%$31147Q1 2026
IAG Wealth Partners, LLC$896M AUM$00Q2 2025OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.