SEC 13F Intelligence

UNIVERSAL STAINLESS & ALLOY

CUSIP 913837100

Universal Stainless & Alloy has 30 institutional holders in Filings Flow’s 13F database, together reporting 4.05M shares worth $14M as of Q4 2022. The largest reported holders are Magnetar Financial LLC, Next Century Growth Investors LLC, and Minerva Advisors LLC.

Institutional Holders
30
Q4 2022
Reported Value
$14M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 55Q4 ’18Q1 ’19: 54Q1 ’19Q2 ’19: 42Q2 ’19Q3 ’19: 38Q3 ’19Q2 ’21: 36Q2 ’21Q4 ’21: 34Q4 ’21Q4 ’22: 30Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $1.3BQ4 ’18Q1 ’19: $93MQ1 ’19Q2 ’19: $79MQ2 ’19Q3 ’19: $71MQ3 ’19Q2 ’21: $41MQ2 ’21Q4 ’21: $33MQ4 ’21Q4 ’22: $14MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Minerva Advisors LLC$155M AUM10.09%$17M391.5KQ4 2024OLDER
JB CAPITAL PARTNERS LP$581M AUM2.07%$11M245.0KQ4 2024OLDER
NEXT CENTURY GROWTH INVESTORS LLC$1.4B AUM1.74%$22M556.7KQ3 2024OLDER
METEORA CAPITAL, LLC$1.4B AUM1.34%$4M92.3KQ4 2024OLDER
Peapod Lane Capital LLC$122M AUM1.26%$1M28.8KQ4 2024OLDER
Yakira Capital Management, Inc.$342M AUM1.24%$3M77.8KQ4 2024OLDER
SummerHaven Investment Management, LLC$163M AUM0.76%$1M28.1KQ4 2024OLDER
OXFORD ASSET MANAGEMENT LLP$268M AUM0.71%$1M31.1KQ4 2024OLDER
Magnetar Financial LLC$9.8B AUM0.62%$27M616.5KQ4 2024OLDER
TIG Advisors, LLC$2.2B AUM0.57%$8M186.3KQ4 2024OLDER
Diametric Capital, LP$385M AUM0.56%$834,45619.0KQ4 2024OLDER
ABC ARBITRAGE SA$753M AUM0.48%$3M76.8KQ4 2024OLDER
Precision Wealth Strategies, LLC$301M AUM0.35%$456,63510.4KQ4 2024OLDER
Sagefield Capital LP$1.4B AUM0.30%$3M63.8KQ4 2024OLDER
Foundry Partners, LLC$1.9B AUM0.30%$6M158.4KQ3 2024OLDER
Portolan Capital Management, LLC$1.9B AUM0.29%$4M104.9KQ3 2024OLDER
Hillsdale Investment Management Inc.$3.7B AUM0.21%$4M94.0KQ4 2024OLDER
EntryPoint Capital, LLC$341M AUM0.19%$329,1288.5KQ3 2024OLDER
GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM0.17%$1M23.1KQ4 2024OLDER
OBERWEIS ASSET MANAGEMENT INC/$3.4B AUM0.17%$4M80.9KQ4 2024OLDER
PenderFund Capital Management Ltd.$639M AUM0.15%$687,83410.9KQ4 2024OLDER
Informed Momentum Co LLC$866M AUM0.13%$896,91123.2KQ3 2024OLDER
NAVELLIER & ASSOCIATES INC$960M AUM0.13%$967,29525.0KQ3 2024OLDER
WATER ISLAND CAPITAL LLC$896M AUM0.12%$1M26.1KQ4 2024OLDER
ClariVest Asset Management LLC$980M AUM0.11%$1M41.0KQ3 2024OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.08%$4M97.3KQ3 2024OLDER
OCCUDO QUANTITATIVE STRATEGIES LP$1.8B AUM0.08%$445,82911.5KQ3 2024OLDER
Net Worth Advisory Group$482M AUM0.08%$267,5356.1KQ4 2024OLDER
Sowell Financial Services LLC$2.7B AUM0.08%$2M42.6KQ3 2024OLDER
RiverPark Advisors, LLC$276M AUM0.07%$93,6522.6KQ4 2024OLDER
CORNERCAP INVESTMENT COUNSEL INC$203M AUM0.07%$217,6844.9KQ4 2024OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.06%$10M231.2KQ4 2024OLDER
State of Wyoming$844M AUM0.05%$382,4379.9KQ3 2024OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.05%$2M46.1KQ4 2024OLDER
Dynamic Technology Lab Private Ltd$615M AUM0.05%$442,00011.4KQ3 2024OLDER
WINTON GROUP Ltd$2.9B AUM0.04%$595,44315.4KQ3 2024OLDER
ESSEX INVESTMENT MANAGEMENT CO LLC$632M AUM0.03%$200,2585.2KQ3 2024OLDER
Marquette Asset Management, LLC$779M AUM0.03%$184,4424.2KQ4 2024OLDER
Founders Capital Management$205M AUM0.03%$44,0301.0KQ4 2024OLDER
CSS LLC/IL$2.1B AUM0.02%$550,77112.5KQ4 2024OLDER
Trexquant Investment LP$13.9B AUM0.02%$2M49.1KQ3 2024OLDER
GABELLI FUNDS LLC$14.8B AUM0.02%$3M70.8KQ4 2024OLDER
Empowered Funds, LLC$15.7B AUM0.02%$1M35.3KQ3 2024OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.02%$340,4847.7KQ4 2024OLDER
LONGFELLOW INVESTMENT MANAGEMENT CO LLC$480M AUM0.02%$74,3671.7KQ4 2024OLDER
Capula Management Ltd$14.1B AUM0.02%$3M67.9KQ4 2024OLDER
FIL Ltd$128.7B AUM0.02%$17M376.6KQ4 2024OLDER
DEERFIELD MANAGEMENT COMPANY, L.P.$8.5B AUM0.01%$725,24018.8KQ3 2024OLDER
CIGOGNE MANAGEMENT SA$169M AUM0.01%$18,140412Q4 2024OLDER
Squarepoint Ops LLC$85.1B AUM0.01%$10M237.7KQ4 2024OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.01%$7M152.5KQ4 2024OLDER
KENNEDY CAPITAL MANAGEMENT LLC$4.7B AUM0.01%$448,22411.6KQ3 2024OLDER
Quadrature Capital Ltd$8.4B AUM0.01%$429,48811.1KQ3 2024OLDER
Qube Research & Technologies Ltd$89.9B AUM0.01%$7M167.8KQ4 2024OLDER
R Squared Ltd$182M AUM0.01%$9,687220Q4 2024OLDER
nVerses Capital, LLC$110M AUM0.01%$19,315500Q3 2024OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.01%$4M84.1KQ4 2024OLDER
ARCADIA INVESTMENT MANAGEMENT CORP/MI$584M AUM0.01%$46,5841.1KQ4 2024OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.01%$1M26.8KQ4 2024OLDER
Jump Financial, LLC$7.5B AUM0.01%$358,6029.3KQ3 2024OLDER
Centiva Capital, LP$13.6B AUM0.01%$333,3778.6KQ3 2024OLDER
AMERICAN CENTURY COMPANIES INC$194.3B AUM0.01%$11M242.5KQ4 2024OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.01%$602,55013.7KQ4 2024OLDER
Sound Income Strategies, LLC$2.1B AUM0.01%$88,0602.0KQ4 2024OLDER
STATE OF WISCONSIN INVESTMENT BOARD$43.7B AUM0.01%$2M46.6KQ4 2024OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.00%$14M328.6KQ4 2024OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$241,7255.5KQ4 2024OLDER
Point72 (DIFC) Ltd$1.5B AUM0.00%$128,3392.9KQ4 2024OLDER
NEW YORK LIFE INVESTMENT MANAGEMENT LLC$11.8B AUM0.00%$437,7909.9KQ4 2024OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$8M184.5KQ4 2024OLDER
PANAGORA ASSET MANAGEMENT INC$26.7B AUM0.00%$834,06018.9KQ4 2024OLDER
Engineers Gate Manager LP$8.0B AUM0.00%$216,4964.9KQ4 2024OLDER
Salomon & Ludwin, LLC$1.1B AUM0.00%$33,903770Q4 2024OLDER
GAMCO INVESTORS, INC. ET AL$10.2B AUM0.00%$310,4127.0KQ4 2024OLDER
DIMENSIONAL FUND ADVISORS LP$481.4B AUM0.00%$13M298.4KQ4 2024OLDER
Skandinaviska Enskilda Banken AB (publ)$4.3B AUM0.00%$626,19014.3KQ4 2024OLDER
ALPS ADVISORS INC$21.3B AUM0.00%$427,0919.7KQ4 2024OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$4M93.6KQ4 2024OLDER
Fourth Dimension Wealth, LLC$264M AUM0.00%$4,403100Q4 2024OLDER
STRS OHIO$25.2B AUM0.00%$563,58412.8KQ1 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$1M27.1KQ4 2024OLDER
MCF Advisors LLC$2.3B AUM0.00%$24,762641Q3 2024OLDER
VAN ECK ASSOCIATES CORP$133M AUM0.00%$1,23328.0KQ4 2024OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$2M47.6KQ4 2024OLDER
LOS ANGELES CAPITAL MANAGEMENT LLC$25.4B AUM0.00%$361,9278.2KQ4 2024OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$1M23.7KQ4 2024OLDER
Verition Fund Management LLC$15.4B AUM0.00%$243,3696.3KQ3 2024OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$37,558853Q4 2024OLDER
MetLife Investment Management, LLC$19.6B AUM0.00%$224,4655.1KQ4 2024OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$7M168.2KQ4 2024OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$1M27.6KQ4 2024OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$719,62616.3KQ4 2024OLDER
FIRST MANHATTAN CO. LLC.$36.1B AUM0.00%$363,2488.3KQ4 2024OLDER
Corebridge Financial, Inc.$1.1B AUM0.00%$193,3804.4KQ4 2024OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$112,0272.9KQ3 2024OLDER
Caitong International Asset Management Co., Ltd$541M AUM0.00%$79318Q4 2024OLDER
CWM, LLC$38.1B AUM0.00%$1874.3KQ4 2024OLDER
Police & Firemen's Retirement System of New Jersey$11.7B AUM0.00%$77,0971.8KQ4 2024OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$9M209.7KQ4 2024OLDER
Belvedere Trading LLC$84.4B AUM0.00%$508,63511.6KQ4 2024OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$659,51615.0KQ1 2025OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$3M79.1KQ4 2024OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$220,4585.0KQ4 2024OLDER
Nuveen Asset Management, LLC$354.1B AUM0.00%$1M30.7KQ4 2024OLDER
ARMSTRONG ADVISORY GROUP, INC$1.5B AUM0.00%$4,403100Q1 2025OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$251,7516.5KQ3 2024OLDER
WOLVERINE TRADING, LLC$138.7B AUM0.00%$351,2008.0KQ4 2024OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$2M40.5KQ4 2024OLDER
UBS Group AG$666.3B AUM0.00%$2M38.2KQ4 2024OLDER
LPL Financial LLC$376.6B AUM0.00%$708,44316.1KQ4 2024OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$208,6415.4KQ3 2024OLDER
STATE STREET CORP$2.90T AUM0.00%$7M157.7KQ4 2024OLDER
BARCLAYS PLC$416.3B AUM0.00%$85819.5KQ4 2024OLDER
Invesco Ltd.$653.3B AUM0.00%$1M29.1KQ4 2024OLDER
HAP Trading, LLC$1.1B AUM0.00%$2,65512.2KQ4 2024OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$233,6235.3KQ4 2024OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$1M26.6KQ4 2024OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$1593.6KQ4 2024OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$950,82821.6KQ4 2024OLDER
TOTH FINANCIAL ADVISORY CORP$911M AUM0.00%$1,54640Q3 2024OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M23.6KQ4 2024OLDER
PRINCIPAL FINANCIAL GROUP INC$187.2B AUM0.00%$321,0677.3KQ4 2024OLDER
Sterling Capital Management LLC$5.3B AUM0.00%$12,284279Q4 2024OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$340,0887.7KQ4 2024OLDER
GAMMA Investing LLC$2.7B AUM0.00%$1,49734Q4 2024OLDER
CREDIT INDUSTRIEL ET COMMERCIAL$1.3B AUM0.00%$57213Q4 2024OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$1,10125Q4 2024OLDER
QUADRANT CAPITAL GROUP LLC$3.3B AUM0.00%$1,01323Q4 2024OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$1242.8KQ4 2024OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$238,2025.4KQ4 2024OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$234,8575.3KQ4 2024OLDER
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$28,796654Q4 2024OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$14,088320Q2 2025
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$52,7481.2KQ4 2024OLDER
COMERICA BANK$25.1B AUM0.00%$6,693152Q4 2024OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$44010Q4 2024OLDER
FEDERATED HERMES, INC.$61.5B AUM0.00%$10,855281Q3 2024OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$27,520625Q4 2024OLDER
Legal & General Group Plc$432.4B AUM0.00%$64,6671.7KQ4 2024OLDER
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$1,49734Q4 2024OLDER
IFP Advisors, Inc$4.8B AUM0.00%$902Q1 2025OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$1,62937Q4 2024OLDER
MACQUARIE GROUP LTD$16.8B AUM0.00%$1092.5KQ4 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.