SEC 13F Intelligence

UBS AG LONDON BRANCH

CUSIP 902677780

Ubs AG London Branch has 39 institutional holders in Filings Flow’s 13F database, together reporting 23.8K shares worth $20M as of Q1 2024. The largest reported holders are Fisher Asset Management, LLC, Susquehanna International Group, LLP, and Johnson Investment Counsel Inc.

Institutional Holders
39
Q1 2024
Reported Value
$20M
Ticker
unmapped
private placement or foreign
Quarters Tracked
21

Ownership Trend

Institutional holders
Q1 ’19: 23Q1 ’19Q2 ’19: 24Q3 ’19: 23Q4 ’19: 34Q4 ’19Q1 ’20: 25Q2 ’20: 27Q3 ’20: 29Q3 ’20Q4 ’20: 37Q1 ’21: 35Q2 ’21: 37Q2 ’21Q3 ’21: 40Q4 ’21: 46Q1 ’22: 39Q1 ’22Q2 ’22: 29Q3 ’22: 28Q4 ’22: 23Q4 ’22Q1 ’23: 29Q2 ’23: 29Q3 ’23: 26Q3 ’23Q4 ’23: 34Q1 ’24: 39filingsflow.com
Total reported value
Q1 ’19: $8MQ1 ’19Q2 ’19: $8MQ3 ’19: $5MQ4 ’19: $14MQ4 ’19Q1 ’20: $4MQ2 ’20: $8MQ3 ’20: $25MQ3 ’20Q4 ’20: $33MQ1 ’21: $21MQ2 ’21: $22MQ2 ’21Q3 ’21: $22MQ4 ’21: $26MQ1 ’22: $22MQ1 ’22Q2 ’22: $11MQ3 ’22: $60MQ4 ’22: $9MQ4 ’22Q1 ’23: $13MQ2 ’23: $14MQ3 ’23: $12MQ3 ’23Q4 ’23: $16MQ1 ’24: $20Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Fisher Asset Management, LLC$294.9B AUM0.00%$4M4.5KQ1 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M1.9KQ1 2024
JOHNSON INVESTMENT COUNSEL INC$12.4B AUM0.02%$1M1.8KQ1 2024
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M1.8KQ1 2024
Creative Planning$147.4B AUM0.00%$1M1.3KQ1 2024
MAI Capital Management$17.7B AUM0.01%$868,7551.0KQ1 2024
INGALLS & SNYDER LLC$2.8B AUM0.04%$820,000972Q1 2024
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$770,914914Q1 2024
Householder Group Estate & Retirement Specialist, LLC$134M AUM0.21%$721,151855Q1 2024
Iron Gate Global Advisors LLC$947M AUM0.12%$689,943818Q1 2024
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$512,818608Q1 2024
FLOW TRADERS U.S. LLC$3.2B AUM0.01%$452,000650Q4 2023OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$409,917486Q1 2024
Calamos Wealth Management LLC$2.9B AUM0.02%$393,048466Q1 2024
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$389,674462Q1 2024
CIBC Private Wealth Group LLC$59.2B AUM0.00%$369,022439Q1 2024
Mariner, LLC$85.7B AUM0.00%$366,901435Q1 2024
Howard Capital Management Inc.$6.1B AUM0.04%$334,850397Q1 2024
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$294,364349Q1 2024
Centric Wealth Management$501M AUM0.09%$293,301382Q1 2024
HighTower Advisors, LLC$94.2B AUM0.00%$288,000343Q1 2024
Catalina Capital Group, LLC$168M AUM0.12%$286,773340Q1 2024
FIRST NATIONAL BANK OF OMAHA$3.2B AUM0.02%$282,178472Q2 2023OLDER
David J Yvars Group$212M AUM0.17%$258,939307Q1 2024
CRA Financial Services, LLC$770M AUM0.06%$255,566303Q1 2024
Kestra Advisory Services, LLC$26.4B AUM0.00%$250,505297Q1 2024
THRIVENT FINANCIAL FOR LUTHERANS$52.5B AUM0.00%$234,000392Q2 2023OLDER
Advisory Services Network, LLC$7.5B AUM0.01%$227,732270Q1 2024
FIRST AMERICAN TRUST, FSB$1.5B AUM0.02%$226,045268Q1 2024
Arete Wealth Advisors, LLC$1.3B AUM0.02%$223,088321Q4 2023OLDER
Meridian Wealth Management, LLC$2.8B AUM0.01%$218,224314Q4 2023OLDER
Fort Point Capital Partners LLC$825M AUM0.03%$212,550252Q1 2024
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$5.8B AUM0.01%$207,489246Q1 2024
LPL Financial LLC$376.6B AUM0.00%$204,959243Q1 2024
AE Wealth Management LLC$18.5B AUM0.00%$204,554274Q4 2023OLDER
Truepoint, Inc.$4.5B AUM0.01%$203,272241Q1 2024
Empower Advisory Group, LLC$38.5B AUM0.00%$202,943241Q1 2024
Columbia Asset Management$525M AUM0.03%$163,000272Q2 2023OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$143,387170Q1 2024
WASHINGTON TRUST Co$3.0B AUM0.00%$77,59792Q1 2024
Mine & Arao Wealth Creation & Management, LLC.$238M AUM0.03%$58,19969Q1 2024
UBS Group AG$666.3B AUM0.00%$56,51167Q1 2024
Register Financial Advisors LLC$271M AUM0.02%$48,07757Q1 2024
Farther Finance Advisors, LLC$10.6B AUM0.00%$45,39254Q1 2024
TRUST CO OF VERMONT$2.4B AUM0.00%$42,17350Q1 2024
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$12,50918Q4 2023OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q1 2024

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.