SEC 13F Intelligence

TORTOISE ENERGY INDEPENDENC

CUSIP 89148K101

Tortoise Energy Independenc has 18 institutional holders in Filings Flow’s 13F database, together reporting 1.55M shares worth $6M as of Q3 2019. The largest reported holders are Punch & Associates Investment Management, Inc., Mariner Investment Group LLC, and Private Advisor Group, LLC.

Institutional Holders
18
Q3 2019
Reported Value
$6M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 28Q4 ’18Q1 ’19: 23Q1 ’19Q2 ’19: 22Q2 ’19Q3 ’19: 18Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $9MQ4 ’18Q1 ’19: $10MQ1 ’19Q2 ’19: $9MQ2 ’19Q3 ’19: $6MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
MARINER INVESTMENT GROUP LLC$346M AUM0.69%$617,000142.4KQ4 2019OLDER
Almitas Capital LLC$443M AUM0.18%$210,00048.4KQ4 2019OLDER
CANNELL CAPITAL LLC$163M AUM0.15%$351,000305.0KQ1 2020
Matisse Capital$234M AUM0.08%$202,000175.5KQ1 2020
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM0.08%$661,000575.0KQ1 2020
Arete Wealth Advisors, LLC$1.3B AUM0.08%$382,000331.8KQ1 2020
Legacy Financial Strategies, LLC$554M AUM0.06%$68,00059.4KQ1 2020
CSS LLC/IL$2.1B AUM0.03%$375,000326.4KQ1 2020
CLOUGH CAPITAL PARTNERS L P$1.0B AUM0.02%$218,000189.2KQ1 2020
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV$1.5B AUM0.01%$139,00019.3KQ2 2019OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.01%$117,000101.8KQ1 2020
Private Advisor Group, LLC$21.3B AUM0.01%$465,000404.4KQ1 2020
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.01%$116,000101.3KQ1 2020
Advisors Asset Management, Inc.$6.0B AUM0.01%$384,00088.7KQ1 2020
Independent Advisor Alliance$9.3B AUM0.00%$89,00020.5KQ4 2019OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.00%$439,000106.3KQ4 2019OLDER
Quad-Cities Investment Group, LLC$278M AUM0.00%$4,000700Q2 2019OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$237,000206.7KQ1 2020
Squar Milner Financial Services LLC$166M AUM0.00%$5,0004.6KQ1 2020
Advisory Services Network, LLC$7.5B AUM0.00%$29,0006.6KQ4 2019OLDER
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$199,00045.8KQ4 2019OLDER
BB&T SECURITIES, LLC$10.9B AUM0.00%$134,00018.7KQ2 2019OLDER
IFP Advisors, Inc$4.8B AUM0.00%$16,0002.4KQ2 2019OLDER
Mariner, LLC$85.7B AUM0.00%$76,00010.6KQ2 2019OLDER
Vectors Research Management, LLC$342M AUM0.00%$2,000500Q4 2019OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$53,00045.9KQ1 2020
Sowell Financial Services LLC$2.7B AUM0.00%$7,0001.7KQ4 2019OLDER
Advisor Group, Inc.$14.5B AUM0.00%$65,00015.0KQ4 2019OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$13,00010.9KQ1 2020
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$48,00043.1KQ1 2020
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$131,00018.3KQ2 2019OLDER
First Horizon Advisors, Inc.$3.8B AUM0.00%$2,0001.5KQ1 2020
LPL Financial LLC$376.6B AUM0.00%$83,00011.6KQ2 2019OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$45,00010.4KQ4 2019OLDER
Creative Planning$147.4B AUM0.00%$21,00018.0KQ1 2020
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$190,00026.5KQ2 2019OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$15,00012.8KQ1 2020
UBS Group AG$666.3B AUM0.00%$119,000104.0KQ1 2020
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$238,00055.1KQ4 2019OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$45,00038.8KQ1 2020

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.