SEC 13F Intelligence

BLACKROCK TCP CAPITAL CORP

CUSIP 87238QAB9

Blackrock Tcp Capital Corp has 1 institutional holders in Filings Flow’s 13F database, together reporting 2.0K shares worth $18,000 as of Q2 2020. The largest reported holders are Radcliffe Capital Management, L.P., Steelhead Partners LLC, and Oaktree Capital Management LP.

Institutional Holders
1
Q2 2020
Reported Value
$18,000
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 15Q4 ’18Q1 ’19: 17Q1 ’19Q2 ’19: 15Q2 ’19Q3 ’19: 17Q3 ’19Q4 ’19: 1Q4 ’19Q1 ’20: 2Q1 ’20Q2 ’20: 1Q2 ’20filingsflow.com
Total reported value
Q4 ’18: $115MQ4 ’18Q1 ’19: $99MQ1 ’19Q2 ’19: $89MQ2 ’19Q3 ’19: $93MQ3 ’19Q4 ’19: $0Q4 ’19Q1 ’20: $13,000Q1 ’20Q2 ’20: $18,000Q2 ’20filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Radcliffe Capital Management, L.P.$1.3B AUM7.71%$40M39.33MQ3 2019OLDER
STEELHEAD PARTNERS LLC$1.4B AUM2.48%$27M27.09MQ3 2019OLDER
OAKTREE CAPITAL MANAGEMENT LP$6.6B AUM0.17%$9M8.77MQ3 2019OLDER
PIPER SANDLER & CO.$102M AUM4.09%$5M4.69MQ3 2019OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$4M3.85MQ3 2019OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.11%$3M2.50MQ3 2019OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$2M2.05MQ3 2019OLDER
SSI INVESTMENT MANAGEMENT LLC$1.4B AUM0.15%$2M2.00MQ3 2019OLDER
THRIVENT FINANCIAL FOR LUTHERANS$52.5B AUM0.00%$1M1.39MQ3 2019OLDER
DUBUQUE BANK & TRUST CO$748M AUM0.03%$201,000200.0KQ3 2019OLDER
BB&T SECURITIES, LLC$10.9B AUM0.00%$140,000140.0KQ3 2019OLDER
MIRSKY FINANCIAL MANAGEMENT CORP.$242M AUM0.08%$115,000114.0KQ3 2019OLDER
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$33,00033.0KQ3 2019OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$23,00023.0KQ3 2019OLDER
LPL Financial LLC$376.6B AUM0.00%$20,00020.0KQ3 2019OLDER
tru Independence LLC$202M AUM0.00%$18,0002.0KQ2 2020
Creative Planning$147.4B AUM0.00%$15,00015.0KQ3 2019OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q1 2020OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.