SEC 13F Intelligence

STEM INC

CUSIP 85859N102

Stem Inc has 215 institutional holders in Filings Flow’s 13F database, together reporting 57.00M shares worth $418M as of Q4 2022. The largest reported holders are Vanguard Group Inc, Geode Capital Management, LLC, and State Street Corp.

Institutional Holders
215
Q4 2022
Reported Value
$418M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q2 ’21: 148Q2 ’21Q4 ’21: 188Q4 ’21Q4 ’22: 215Q4 ’22filingsflow.com
Total reported value
Q2 ’21: $1.4BQ2 ’21Q4 ’21: $8.8BQ4 ’21Q4 ’22: $418MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Collar Capital Management, LLC$155M AUM0.19%$223,004369.8KQ4 2024OLDER
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.$1.0B AUM0.06%$469,480778.6KQ4 2024OLDER
Rock Point Advisors, LLC$370M AUM0.02%$73,80711.8KQ2 2025OLDER
Skaana Management L.P.$296M AUM0.01%$20,84559.5KQ1 2025OLDER
TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA$298M AUM0.01%$15,3307.0KQ2 2025OLDER
Huntleigh Advisors, Inc.$585M AUM0.01%$29,39060.6KQ1 2025OLDER
Corigliano Investment Advisers, LLC$256M AUM0.01%$12,06020.0KQ4 2024OLDER
LEVIN CAPITAL STRATEGIES, L.P.$1.3B AUM0.01%$60,300100.0KQ4 2024OLDER
North Forty Two & Co.$108M AUM0.01%$4,60813.2KQ1 2025OLDER
Aries Wealth Management$455M AUM0.00%$17,51550.0KQ1 2025OLDER
360 Financial, Inc.$332M AUM0.00%$12,22834.9KQ1 2025OLDER
XTX Topco Ltd$5.8B AUM0.00%$80,724230.4KQ1 2025OLDER
Electron Capital Partners, LLC$2.6B AUM0.00%$57,235163.4KQ1 2025OLDER
GWN SECURITIES INC.$523M AUM0.00%$44,87080.8KQ1 2025OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$29,50838.0KQ4 2024OLDER
MTM Investment Management, LLC$316M AUM0.00%$5,06715.0KQ1 2025OLDER
MONEY CONCEPTS CAPITAL CORP$1.8B AUM0.00%$24,52170.0KQ1 2025OLDER
LAZARI CAPITAL MANAGEMENT, INC.$287M AUM0.00%$4,40512.6KQ1 2025OLDER
Optas, LLC$661M AUM0.00%$9,95328.4KQ1 2025OLDER
Lido Advisors, LLC$32.7B AUM0.00%$371,5881.06MQ1 2025OLDER
Clarity Capital Partners LLC$280M AUM0.00%$3,50310.0KQ1 2025OLDER
Maridea Wealth Management LLC$688M AUM0.00%$3,91811.2KQ1 2025OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$468,738777.3KQ1 2025OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$6,71319.2KQ1 2025OLDER
Vanguard Personalized Indexing Management, LLC$10.2B AUM0.00%$56,174160.4KQ1 2025OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$130,772228.0KQ4 2024OLDER
Keystone Financial Group$1.5B AUM0.00%$7,91822.6KQ1 2025OLDER
FIDELIS CAPITAL PARTNERS, LLC$1.4B AUM0.00%$6,23715.0KQ1 2025OLDER
Pallas Capital Advisors LLC$2.7B AUM0.00%$14,66741.9KQ1 2025OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$519,4211.48MQ1 2025OLDER
Claro Advisors Inc.$830M AUM0.00%$3,90511.1KQ1 2025OLDER
AlTi Global, Inc.$4.6B AUM0.00%$17,03248.6KQ1 2025OLDER
Baader Bank Aktiengesellschaft$1.3B AUM0.00%$5,78220.9KQ1 2025OLDER
IEQ CAPITAL, LLC$21.5B AUM0.00%$46,639133.1KQ1 2025OLDER
Proficio Capital Partners LLC$1.9B AUM0.00%$4,60713.2KQ1 2025OLDER
INTECH INVESTMENT MANAGEMENT LLC$10.2B AUM0.00%$32,78793.6KQ1 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$11,15131.8KQ1 2025OLDER
WR Wealth Planners, LLC$311M AUM0.00%$9651.6KQ4 2024OLDER
Ethic Inc.$6.4B AUM0.00%$13,18139.0KQ1 2025OLDER
Engineers Gate Manager LP$8.0B AUM0.00%$13,53938.6KQ1 2025OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$13,48738.5KQ1 2025OLDER
True Wealth Design, LLC$360M AUM0.00%$5741.6KQ1 2025OLDER
Skandinaviska Enskilda Banken AB (publ)$4.3B AUM0.00%$43,144123.2KQ1 2025OLDER
CANADA PENSION PLAN INVESTMENT BOARD$155.0B AUM0.00%$202,548335.9KQ4 2024OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$307,395873.3KQ1 2025OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$16,20846.3KQ1 2025OLDER
HBK Sorce Advisory LLC$5.0B AUM0.00%$5,93216.9KQ1 2025OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$4,95814.2KQ1 2025OLDER
Legal & General Group Plc$432.4B AUM0.00%$540,383139.3KQ1 2025OLDER
Pilgrim Partners Asia Pte Ltd$246M AUM0.00%$175500Q1 2025OLDER
Rise Advisors, LLC$284M AUM0.00%$3561.0KQ1 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$115,445329.6KQ1 2025OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$72,908208.1KQ1 2025OLDER
Corebridge Financial, Inc.$1.1B AUM0.00%$26,05374.4KQ1 2025OLDER
NOMURA HOLDINGS INC$37.7B AUM0.00%$80,154228.8KQ1 2025OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$140,459232.9KQ1 2025OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$212,577606.8KQ1 2025OLDER
CWM, LLC$38.1B AUM0.00%$3189.9KQ1 2025OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$10,29829.4KQ1 2025OLDER
IHT Wealth Management, LLC$4.3B AUM0.00%$3,87011.1KQ1 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$61,390175.3KQ1 2025OLDER
Police & Firemen's Retirement System of New Jersey$11.7B AUM0.00%$11,24832.1KQ1 2025OLDER
Savant Capital, LLC$20.7B AUM0.00%$14,82942.3KQ1 2025OLDER
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.00%$32,09091.6KQ1 2025OLDER
UBS Group AG$666.3B AUM0.00%$561,5821.60MQ1 2025OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$1M3.71MQ1 2025OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$6,65319.0KQ1 2025OLDER
CIBC WORLD MARKETS CORP$20.8B AUM0.00%$11,80033.7KQ1 2025OLDER
HB Wealth Management, LLC$15.5B AUM0.00%$10,32129.5KQ1 2025OLDER
Strategic Investment Solutions, Inc. /IL$437M AUM0.00%$263750Q1 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$443,9781.27MQ1 2025OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$31,87791.0KQ1 2025OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$434,6991.24MQ1 2025OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$31,23289.2KQ1 2025OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$148,466424.2KQ1 2025OLDER
Cerity Partners LLC$70.8B AUM0.00%$28,95882.7KQ1 2025OLDER
VANGUARD GROUP INC$6.90T AUM0.00%$3M8.62MQ1 2025OLDER
Legacy Wealth Managment, LLC/ID$201M AUM0.00%$71200Q1 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$24,38569.6KQ1 2025OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$27,05577.2KQ1 2025OLDER
WOLVERINE TRADING, LLC$138.7B AUM0.00%$38,21598.0KQ1 2025OLDER
STATE STREET CORP$2.90T AUM0.00%$1M3.05MQ1 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$7992.3KQ1 2025OLDER
Dogwood Wealth Management LLC$253M AUM0.00%$81230Q1 2025OLDER
SBI Securities Co., Ltd.$3.6B AUM0.00%$1,2293.5KQ1 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$179,000514.5KQ3 2025
CoreCap Advisors, LLC$3.4B AUM0.00%$8082.3KQ1 2025OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.00%$96,111274.4KQ1 2025OLDER
Walleye Capital LLC$24.0B AUM0.00%$14,17123.5KQ4 2024OLDER
PSI Advisors, LLC$418M AUM0.00%$105300Q1 2025OLDER
JOHNSON INVESTMENT COUNSEL INC$12.4B AUM0.00%$3,50310.0KQ1 2025OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$2159.4KQ1 2025OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$153,285437.6KQ1 2025OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$5,03614.4KQ1 2025OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$155,552444.1KQ1 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$112,504321.2KQ1 2025OLDER
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$53.4B AUM0.00%$14,24340.7KQ1 2025OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$10,61530.3KQ1 2025OLDER
ProShare Advisors LLC$67.5B AUM0.00%$11,50132.8KQ1 2025OLDER
CIBC WORLD MARKET INC.$61.3B AUM0.00%$11,73533.5KQ1 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$107,494306.9KQ1 2025OLDER
Mariner, LLC$85.7B AUM0.00%$14,42141.2KQ1 2025OLDER
GHP Investment Advisors, Inc.$2.4B AUM0.00%$4881.4KQ1 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$119,802342.0KQ1 2025OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$30,15050.0KQ4 2024OLDER
BARCLAYS PLC$416.3B AUM0.00%$65184.6KQ1 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$8,32213.9KQ2 2025OLDER
Clearstead Advisors, LLC$10.9B AUM0.00%$1,0222.9KQ1 2025OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$176235Q4 2024OLDER
Glen Eagle Advisors, LLC$714M AUM0.00%$93265Q1 2025OLDER
Ascentis Wealth Management, LLC$508M AUM0.00%$50150Q1 2025OLDER
Sterling Capital Management LLC$5.3B AUM0.00%$9562.7KQ1 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$77,683221.8KQ1 2025OLDER
Neuberger Berman Group LLC$131.4B AUM0.00%$17,79129.5KQ4 2024OLDER
PRICE T ROWE ASSOCIATES INC /MD/$865M AUM0.00%$111314.4KQ1 2025OLDER
Focus Partners Wealth$89.9B AUM0.00%$5,22414.9KQ1 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$924.4KQ1 2025OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$4,15611.9KQ1 2025OLDER
ORG Partners LLC$568M AUM0.00%$90150Q4 2024OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$7,00620.0KQ1 2025OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$10,54930.1KQ1 2025OLDER
Belvedere Trading LLC$84.4B AUM0.00%$9,06715.0KQ4 2024OLDER
VOYA INVESTMENT MANAGEMENT LLC$96.1B AUM0.00%$10,33717.1KQ4 2024OLDER
COLDSTREAM CAPITAL MANAGEMENT INC$8.1B AUM0.00%$4861.4KQ1 2025OLDER
Smallwood Wealth Investment Management, LLC$190M AUM0.00%$1440Q1 2025OLDER
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$1,7104.9KQ1 2025OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$3,2569.5KQ1 2025OLDER
Missouri Trust & Investment Co$341M AUM0.00%$1955Q1 2025OLDER
Nuveen Asset Management, LLC$354.1B AUM0.00%$20,04933.2KQ4 2024OLDER
PRUDENTIAL FINANCIAL INC$81.2B AUM0.00%$3,89211.1KQ1 2025OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$9,82628.1KQ1 2025OLDER
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$3,85311.0KQ1 2025OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$8,98925.7KQ1 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$165394Q2 2025OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$245700Q1 2025OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$3,57310.2KQ1 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$9,52527.2KQ1 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$125356Q1 2025OLDER
Nuveen, LLC$369.3B AUM0.00%$11,64733.2KQ1 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$9,13026.1KQ1 2025OLDER
ALBION FINANCIAL GROUP /UT$1.5B AUM0.00%$48135Q1 2025OLDER
HM PAYSON & CO$6.9B AUM0.00%$176500Q1 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$4131.0KQ1 2025OLDER
PRINCIPAL FINANCIAL GROUP INC$187.2B AUM0.00%$3,86111.0KQ1 2025OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$35100Q1 2025OLDER
MAI Capital Management$17.7B AUM0.00%$263750Q1 2025OLDER
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$3851.1KQ1 2025OLDER
COMERICA BANK$25.1B AUM0.00%$4201.2KQ1 2025OLDER
Elequin Capital, LP$1.2B AUM0.00%$1729Q4 2024OLDER
MATHER GROUP, LLC.$10.0B AUM0.00%$70200Q1 2025OLDER
Avior Wealth Management, LLC$3.8B AUM0.00%$2136Q4 2024OLDER
US BANCORP \DE\$82.4B AUM0.00%$5331.5KQ1 2025OLDER
Optiver Holding B.V.$289.5B AUM0.00%$6121.7KQ1 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$55153Q1 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$35100Q1 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$319817Q1 2025OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$133380Q1 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$175500Q1 2025OLDER
Wingate Wealth Advisors, Inc.$187M AUM$01Q4 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.