SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N780

Simplify Exchange Traded Fun has 13 institutional holders in Filings Flow’s 13F database, together reporting 501.2K shares worth $3M as of Q4 2022. The largest reported holders are Simplify Asset Management Inc., Gfs Advisors, LLC, and B.o.s.s. Retirement Advisors, LLC.

Institutional Holders
13
Q4 2022
Reported Value
$3M
Ticker
unmapped
private placement or foreign
Quarters Tracked
2

Ownership Trend

Institutional holders
Q4 ’21: 5Q4 ’21Q4 ’22: 13Q4 ’22filingsflow.com
Total reported value
Q4 ’21: $611,000Q4 ’21Q4 ’22: $3MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
GFS Advisors, LLC$1.6B AUM0.07%$421,00079.5KQ3 2023OLDER
Simplify Asset Management Inc.$6.5B AUM0.06%$710,8503.50MQ4 2023OLDER
B.O.S.S. Retirement Advisors, LLC$328M AUM0.06%$281,81948.3KQ2 2023OLDER
Great Lakes Retirement, Inc.$967M AUM0.04%$207,49335.3KQ2 2023OLDER
Regal Investment Advisors LLC$1.7B AUM0.02%$205,7791.01MQ4 2023OLDER
Strata Wealth Advisors, LLC$365M AUM0.01%$27,116133.5KQ4 2023OLDER
Arete Wealth Advisors, LLC$1.3B AUM0.01%$53,00010.0KQ3 2023OLDER
Authentikos Wealth Advisory, LLC$148M AUM0.00%$4,765899Q3 2023OLDER
Mid-American Wealth Advisory Group, Inc.$277M AUM0.00%$4,59322.6KQ4 2023OLDER
WEALTHSOURCE PARTNERS, LLC$1.5B AUM0.00%$33,917167.0KQ4 2023OLDER
OLIVER LAGORE VANVALIN INVESTMENT GROUP$255M AUM0.00%$5,215893Q2 2023OLDER
Lee Financial Co$709M AUM0.00%$6,3601.2KQ3 2023OLDER
Impact Partnership Wealth, LLC$810M AUM0.00%$2,424415Q2 2023OLDER
Koshinski Asset Management, Inc.$1.6B AUM0.00%$4,07620.1KQ4 2023OLDER
Cannell & Co.$3.2B AUM0.00%$4,26521.0KQ4 2023OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$65318.8KQ4 2023OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$9,24045.5KQ4 2023OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$4,20820.7KQ4 2023OLDER
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$6,03229.7KQ4 2023OLDER
AE Wealth Management LLC$18.5B AUM0.00%$10,293137.2KQ4 2023OLDER
Richard W. Paul & Associates, LLC$297M AUM0.00%$539Q2 2023OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$4062.0KQ4 2023OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$8,0081.5KQ3 2023OLDER
TUCKER ASSET MANAGEMENT LLC$343M AUM0.00%$20100Q1 2024
UBS Group AG$666.3B AUM0.00%$4,81123.7KQ4 2023OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.