SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N301

Simplify Exchange Traded Fun has 18 institutional holders in Filings Flow’s 13F database, together reporting 2.07M shares worth $91M as of Q1 2026. The largest reported holders are Simplify Asset Management Inc., Commonwealth Equity Services, LLC, and Hilltop Holdings Inc..

Institutional Holders
18
Q1 2026
Reported Value
$91M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 7Q2 ’21Q4 ’21: 9Q4 ’21Q4 ’22: 8Q4 ’22Q4 ’25: 15Q4 ’25Q1 ’26: 18Q1 ’26Q2 ’26: 1Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $5MQ2 ’21Q4 ’21: $11MQ4 ’21Q4 ’22: $2MQ4 ’22Q4 ’25: $95MQ4 ’25Q1 ’26: $91MQ1 ’26Q2 ’26: $885Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Simplify Asset Management Inc.$6.5B AUM1.11%$72M1.63MQ1 2026OLDER
Hilltop Holdings Inc.$1.1B AUM0.26%$5M97.2KQ3 2025OLDER
HOWARD BAILEY SECURITIES, LLC$243M AUM0.16%$397,0989.0KQ1 2026OLDER
LifeWealth Investments, LLC$374M AUM0.15%$459,97710.1KQ4 2025OLDER
Elevated Capital Advisors, LLC$397M AUM0.13%$514,06611.6KQ1 2026OLDER
B.O.S.S. Retirement Advisors, LLC$328M AUM0.13%$422,8249.6KQ1 2026OLDER
Great Lakes Retirement, Inc.$967M AUM0.02%$219,4315.0KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.02%$4M94.1KQ1 2026OLDER
Kingdom Financial Group LLC.$349M AUM0.02%$78,2081.8KQ1 2026OLDER
Lloyd Advisory Services, LLC.$349M AUM0.02%$78,2081.8KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M25.0KQ1 2026OLDER
Quest 10 Wealth Builders, Inc.$114M AUM0.02%$18,335415Q1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.02%$11M247.1KQ1 2026OLDER
Networth Advisors, LLC$141M AUM0.01%$16,098364Q1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$250,4605.7KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$25,100500Q3 2025OLDER
Noble Wealth Management PBC$223M AUM0.00%$88518Q2 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$86,4361.9KQ4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$749,33717.0KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$19,303437Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$82,3491.9KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$6,476129Q3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$2,14346Q4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$701Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.