SEC 13F Intelligence

SPDR SERIES TRUST

CUSIP 78464A532

Spdr Series Trust has 95 institutional holders in Filings Flow’s 13F database, together reporting 1.74M shares worth $161M as of Q1 2026. The largest reported holders are Phoenix Financial Ltd., Element Pointe Advisors, LLC, and Morgan Stanley.

Institutional Holders
95
Q1 2026
Reported Value
$161M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 40Q4 ’18Q1 ’19: 41Q2 ’19: 36Q2 ’19Q3 ’19: 32Q2 ’21: 97Q2 ’21Q4 ’21: 100Q4 ’22: 85Q4 ’22Q4 ’25: 80Q1 ’26: 95Q1 ’26Q2 ’26: 7filingsflow.com
Total reported value
Q4 ’18: $23MQ4 ’18Q1 ’19: $24MQ2 ’19: $28MQ2 ’19Q3 ’19: $13MQ2 ’21: $577MQ2 ’21Q4 ’21: $1.8BQ4 ’22: $49MQ4 ’22Q4 ’25: $49MQ1 ’26: $161MQ1 ’26Q2 ’26: $8Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
ELEMENT POINTE ADVISORS, LLC$530M AUM3.93%$21M223.9KQ1 2026OLDER
Phoenix Financial Ltd.$10.5B AUM0.85%$89M960.8KQ1 2026OLDER
TRUST CO OF OKLAHOMA$343M AUM0.43%$1M15.9KQ1 2026OLDER
FSA WEALTH PARTNERS, INC.$210M AUM0.42%$893,5449.6KQ1 2026OLDER
First Growth Capital LLC$111M AUM0.34%$377,1104.0KQ1 2026OLDER
Total Wealth Planning & Management, Inc.$135M AUM0.27%$366,4203.9KQ1 2026OLDER
M3 Advisory Group, LLC$162M AUM0.23%$366,4343.9KQ1 2026OLDER
Garden State Investment Advisory Services LLC$455M AUM0.20%$887,6859.5KQ1 2026OLDER
Henson-Edgewater Management, LLC$157M AUM0.13%$204,1352.2KQ1 2026OLDER
Syntegra Private Wealth Group, LLC$1.1B AUM0.08%$803,5208.6KQ1 2026OLDER
Nilsine Partners, LLC$1.3B AUM0.07%$925,1138.8KQ1 2026OLDER
KKM Financial LLC$563M AUM0.06%$312,9403.4KQ1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.06%$1M16.0KQ1 2026OLDER
Gryphon Financial Partners LLC$976M AUM0.05%$446,4004.8KQ1 2026OLDER
RETIREMENT INCOME SOLUTIONS, INC$585M AUM0.04%$258,2612.8KQ1 2026OLDER
PERRYMAN FINANCIAL ADVISORY INC /AD$667M AUM0.03%$228,6362.5KQ1 2026OLDER
Hamilton Point Investment Advisors, LLC$649M AUM0.03%$216,0912.3KQ1 2026OLDER
Sovran Advisors, LLC$1.3B AUM0.03%$378,5113.6KQ1 2026OLDER
Access Investment Management LLC$376M AUM0.02%$74,400800Q1 2026OLDER
Brookstone Capital Management$8.7B AUM0.02%$2M18.4KQ4 2025OLDER
Register Financial Advisors LLC$271M AUM0.02%$51,057549Q1 2026OLDER
Financial Freedom, LLC$201M AUM0.02%$34,211408Q3 2025OLDER
Smallwood Wealth Investment Management, LLC$190M AUM0.01%$27,900300Q1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$613,6987.3KQ3 2025OLDER
Darwin Wealth Management, LLC$321M AUM0.01%$24,645265Q1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.01%$216,1312.3KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.01%$122,5741.3KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.01%$83,421897Q1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.01%$278,2302.4KQ2 2026
Geneos Wealth Management Inc.$4.3B AUM0.01%$223,2002.4KQ1 2026OLDER
BROWN, LISLE/CUMMINGS, INC.$400M AUM0.00%$18,600200Q1 2026OLDER
DAVENPORT & Co LLC$20.4B AUM0.00%$856,5987.4KQ2 2026
Western Wealth Management, LLC$2.6B AUM0.00%$105,3401.1KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$211,0662.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M23.7KQ1 2026OLDER
Spire Wealth Management$3.3B AUM0.00%$106,718923Q2 2026
Independent Advisor Alliance$9.3B AUM0.00%$251,5642.7KQ1 2026OLDER
SHP Wealth Management$1.3B AUM0.00%$35,340380Q1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$18,600200Q1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$2M20.0KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$286,9173.1KQ1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$4M40.0KQ1 2026OLDER
REXFORD CAPITAL INC$140M AUM0.00%$2,32525Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$885,2729.5KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M17.7KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$384,1484.1KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$905,58010.8KQ3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$6M68.6KQ2 2026
Ashton Thomas Private Wealth, LLC$4.2B AUM0.00%$45,374488Q1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$18,998200Q1 2026OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$46,500500Q1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$3M35.6KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.00%$2,58131Q3 2025OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$11,019116Q1 2026OLDER
Activest Wealth Management$569M AUM0.00%$3,72040Q1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$16,999190Q1 2026OLDER
Plante Moran Financial Advisors, LLC$1.5B AUM0.00%$9,486102Q1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$2M26.8KQ1 2026OLDER
Belvedere Trading LLC$84.4B AUM0.00%$437,1004.7KQ1 2026OLDER
Millstone Evans Group, LLC$167M AUM0.00%$7448Q1 2026OLDER
Game Plan Financial Advisors, LLC$222M AUM0.00%$93010Q1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$277,6403.0KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$6M70.6KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$2M22.1KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$563,9926.1KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$990,76310.7KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$48,081517Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$16,833181Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$22,038232Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$1M14.7KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$3M27.8KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$10,733128Q3 2025OLDER
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$46,500500Q1 2026OLDER
Central Pacific Bank - Trust Division$984M AUM0.00%$1,61914Q2 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M12.5KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$3,62739Q1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$5,11555Q1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$19,365208Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$205,0402.3KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$15,094162Q1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$4,72752Q4 2025OLDER
Key FInancial Inc$562M AUM0.00%$4655Q1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$2,63723Q2 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$524,9855.6KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$436,6534.8KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$64,263691Q1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$232,5002.5KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$9,411103Q4 2025OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$9,300100Q1 2026OLDER
MONTAG A & ASSOCIATES INC$2.2B AUM0.00%$5586Q1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$24,661265Q1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$6,46068Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$9,300100Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$3,99943Q1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$5586Q1 2026OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$12,741137Q1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$15,996172Q1 2026OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.00%$5,23155Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$154,4641.7KQ1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$13,020140Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$47,509531Q1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$9,300100Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$8249Q4 2025OLDER
CITIGROUP INC$234.5B AUM0.00%$3,25535Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$931Q1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$14,229153Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.