NEOS ETF TRUST
CUSIP 78433H642
Neos Etf Trust has 52 institutional holders in Filings Flow’s 13F database, together reporting 1.02M shares worth $32M as of Q1 2026. The largest reported holders are Madden Securities Corp, Jane Street Group, LLC, and Citadel Advisors LLC.
Institutional Holders
52
Q1 2026
Reported Value
$32M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| MADDEN SECURITIES Corp$333M AUM | 3.08% | $10M | 312.9K | Q1 2026OLDER |
| Estate Planners Group, LLC$208M AUM | 2.13% | $4M | 135.5K | Q1 2026OLDER |
| Integrity Wealth Partners, LLC$111M AUM | 0.89% | $992,312 | 30.3K | Q1 2026OLDER |
| Whalen Wealth Management Inc.$187M AUM | 0.32% | $591,614 | 18.0K | Q1 2026OLDER |
| RPS ADVISORY SOLUTIONS LLC$176M AUM | 0.20% | $346,714 | 10.6K | Q1 2026OLDER |
| CAP Partners, LLC$177M AUM | 0.13% | $236,450 | 7.2K | Q1 2026OLDER |
| Kaizen Financial Strategies$236M AUM | 0.12% | $285,278 | 8.0K | Q1 2026OLDER |
| Strategic Financial Concepts, LLC$405M AUM | 0.10% | $669,428 | 11.3K | Q3 2025OLDER |
| New England Private Wealth Advisors LLC$866M AUM | 0.07% | $563,907 | 17.2K | Q1 2026OLDER |
| WORLD EQUITY GROUP, INC.$447M AUM | 0.05% | $212,271 | 3.6K | Q3 2025OLDER |
| NFSG Corp$608M AUM | 0.05% | $276,630 | 8.4K | Q1 2026OLDER |
| Pasadena Private Wealth, LLC$723M AUM | 0.04% | $285,184 | 4.8K | Q3 2025OLDER |
| Retirement Planning Group, LLC$3.2B AUM | 0.04% | $1M | 39.1K | Q1 2026OLDER |
| Banco BTG Pactual S.A.$1.1B AUM | 0.03% | $397,097 | 12.1K | Q1 2026OLDER |
| City State Bank$385M AUM | 0.03% | $122,925 | 3.8K | Q1 2026OLDER |
| Foguth Wealth Management, LLC.$857M AUM | 0.03% | $231,713 | 6.8K | Q2 2026 |
| EXENCIAL WEALTH ADVISORS, LLC$3.2B AUM | 0.02% | $723,387 | 22.1K | Q1 2026OLDER |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.02% | $991,988 | 30.3K | Q1 2026OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM | 0.01% | $753,933 | 28.1K | Q2 2026 |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.01% | $978,844 | 29.9K | Q1 2026OLDER |
| Berger Financial Group, Inc$1.8B AUM | 0.01% | $222,125 | 5.0K | Q4 2025OLDER |
| Keating Financial Advisory Services, Inc.$619M AUM | 0.01% | $74,312 | 2.3K | Q1 2026OLDER |
| Compound Planning, Inc.$3.3B AUM | 0.01% | $224,813 | 3.8K | Q3 2025OLDER |
| U.S. Capital Wealth Advisors, LLC$4.0B AUM | 0.01% | $285,022 | 8.7K | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.01% | $954,303 | 21.7K | Q4 2025OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $491,756 | 15.0K | Q1 2026OLDER |
| VISION FINANCIAL MARKETS LLC$102M AUM | 0.00% | $4,559 | 140 | Q1 2026OLDER |
| Innovative Asset Advisors Group, LLC$173M AUM | 0.00% | $6,556 | 200 | Q1 2026OLDER |
| Frazier Financial Advisors, LLC$181M AUM | 0.00% | $5,723 | 96 | Q3 2025OLDER |
| Cresset Asset Management, LLC$23.1B AUM | 0.00% | $832,394 | 14.0K | Q3 2025OLDER |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.00% | $42,400 | 1.3K | Q1 2026OLDER |
| Basecamp Wealth Advisors LLC$469M AUM | 0.00% | $14,232 | 323 | Q2 2026 |
| TUCKER ASSET MANAGEMENT LLC$343M AUM | 0.00% | $9,596 | 218 | Q4 2025OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $497,207 | 15.2K | Q1 2026OLDER |
| GROUP ONE TRADING LLC$52.2B AUM | 0.00% | $1M | 38.9K | Q1 2026OLDER |
| Belvedere Trading LLC$84.4B AUM | 0.00% | $2M | 57.1K | Q1 2026OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $940,039 | 28.9K | Q1 2026OLDER |
| Legacy Wealth Managment, LLC/ID$201M AUM | 0.00% | $2,787 | 85 | Q1 2026OLDER |
| BROWN ADVISORY INC$60.9B AUM | 0.00% | $917,597 | 20.8K | Q4 2025OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $53,858 | 1.6K | Q1 2026OLDER |
| Corient Private Wealth LLC$69.9B AUM | 0.00% | $720,356 | 67.7K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.00% | $13,485 | 411 | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $248,845 | 5.7K | Q4 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $209,530 | 6.4K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $6M | 187.2K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $5M | 137.5K | Q1 2026OLDER |
| Focus Partners Wealth$89.9B AUM | 0.00% | $596,729 | 10.2K | Q4 2025OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $153,658 | 3.5K | Q4 2025OLDER |
| Financial Management Professionals, Inc.$1.1B AUM | 0.00% | $5,882 | 219 | Q2 2026 |
| RENAISSANCE TECHNOLOGIES LLC$63.9B AUM | 0.00% | $324,522 | 9.9K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $147,884 | 4.5K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $364,973 | 11.1K | Q1 2026OLDER |
| Activest Wealth Management$569M AUM | 0.00% | $2,020 | 62 | Q1 2026OLDER |
| Root Financial Partners, LLC$2.2B AUM | 0.00% | $7,343 | 224 | Q1 2026OLDER |
| SALEM INVESTMENT COUNSELORS INC$3.4B AUM | 0.00% | $9,834 | 300 | Q1 2026OLDER |
| Strive Financial Group ,LLC$189M AUM | 0.00% | $352 | 8 | Q4 2025OLDER |
| Osbon Capital Management LLC$123M AUM | 0.00% | $131 | 4 | Q1 2026OLDER |
| SIMPLEX TRADING, LLC$149.1B AUM | 0.00% | $150,525 | 4.6K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $18,586 | 567 | Q1 2026OLDER |
| Aptus Capital Advisors, LLC$12.7B AUM | 0.00% | $10,916 | 333 | Q1 2026OLDER |
| Independence Bank of Kentucky$789M AUM | 0.00% | $660 | 15 | Q4 2025OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $3,606 | 61 | Q3 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $678,480 | 20.7K | Q1 2026OLDER |
| MONTAG A & ASSOCIATES INC$2.2B AUM | 0.00% | $705 | 16 | Q4 2025OLDER |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.00% | $66 | 2 | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $20,815 | 635 | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $792 | 18 | Q4 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $4,000 | 115 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $88 | 2 | Q4 2025OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $31 | 1 | Q3 2025OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $16 | 0 | Q3 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $220 | 5 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $51 | 2 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.