NEOS ETF TRUST
CUSIP 78433H501
Neos Etf Trust has 113 institutional holders in Filings Flow’s 13F database, together reporting 7.64M shares worth $380M as of Q1 2026. The largest reported holders are Richard P Slaughter Associates Inc, Gradient Investments LLC, and Lpl Financial LLC.
Institutional Holders
113
Q1 2026
Reported Value
$380M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Richard P Slaughter Associates Inc$463M AUM | 7.43% | $34M | 691.0K | Q1 2026OLDER |
| Independent Wealth Advisors LLC$102M AUM | 6.27% | $6M | 128.2K | Q1 2026OLDER |
| Grantvest Financial Group LLC$154M AUM | 5.67% | $9M | 175.9K | Q1 2026OLDER |
| Owen LaRue, LLC$261M AUM | 5.35% | $14M | 280.2K | Q1 2026OLDER |
| ATTICUS WEALTH MANAGEMENT, LLC$369M AUM | 4.54% | $17M | 336.6K | Q1 2026OLDER |
| MADDEN SECURITIES Corp$333M AUM | 3.89% | $13M | 260.1K | Q1 2026OLDER |
| FSA Advisors, Inc.$152M AUM | 3.48% | $5M | 106.0K | Q1 2026OLDER |
| Gainplan LLC$254M AUM | 3.42% | $9M | 174.1K | Q2 2026 |
| Precision Wealth Strategies, LLC$301M AUM | 2.82% | $9M | 170.9K | Q1 2026OLDER |
| Able Wealth Management LLC$374M AUM | 2.39% | $9M | 179.4K | Q1 2026OLDER |
| New England Private Wealth Advisors LLC$866M AUM | 1.38% | $12M | 239.7K | Q1 2026OLDER |
| Bright Futures Wealth Management, LLC.$146M AUM | 1.28% | $2M | 37.4K | Q1 2026OLDER |
| RiverTree Advisors, LLC$158M AUM | 1.01% | $2M | 31.9K | Q1 2026OLDER |
| Cannon Advisors, Inc.$135M AUM | 0.74% | $1M | 20.1K | Q1 2026OLDER |
| Camarda Financial Advisors, LLC$190M AUM | 0.72% | $1M | 27.6K | Q1 2026OLDER |
| Paladin Wealth, LLC$172M AUM | 0.59% | $1M | 20.4K | Q2 2026 |
| WT Wealth Management$336M AUM | 0.58% | $2M | 39.3K | Q1 2026OLDER |
| Global View Capital Management LLC$377M AUM | 0.53% | $2M | 40.2K | Q1 2026OLDER |
| Cherry Creek Investment Advisors, Inc.$230M AUM | 0.48% | $1M | 22.1K | Q1 2026OLDER |
| Latitude Advisors, LLC$218M AUM | 0.47% | $1M | 20.5K | Q1 2026OLDER |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.45% | $6M | 124.9K | Q1 2026OLDER |
| Comprehensive Money Management Services LLC$152M AUM | 0.45% | $682,484 | 13.7K | Q1 2026OLDER |
| Retirement Planning Group, LLC$3.2B AUM | 0.44% | $14M | 288.1K | Q1 2026OLDER |
| Gradient Investments LLC$7.2B AUM | 0.39% | $28M | 565.3K | Q2 2026 |
| Claro Advisors Inc.$830M AUM | 0.38% | $3M | 63.1K | Q1 2026OLDER |
| NAPA WEALTH MANAGEMENT$213M AUM | 0.33% | $696,221 | 14.0K | Q3 2025OLDER |
| Brown Financial Advisors$264M AUM | 0.32% | $835,657 | 16.8K | Q1 2026OLDER |
| Carter Financial Group, INC.$162M AUM | 0.31% | $505,698 | 10.2K | Q1 2026OLDER |
| Mason & Associates Inc$516M AUM | 0.29% | $1M | 29.9K | Q1 2026OLDER |
| Arkadios Wealth Advisors$6.1B AUM | 0.28% | $17M | 344.2K | Q1 2026OLDER |
| Compound Planning, Inc.$3.3B AUM | 0.26% | $9M | 171.9K | Q1 2026OLDER |
| True North Advisors, LLC$877M AUM | 0.26% | $2M | 45.3K | Q1 2026OLDER |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC$237M AUM | 0.23% | $482,761 | 9.7K | Q3 2025OLDER |
| Vistica Wealth Advisors, LLC$100M AUM | 0.23% | $228,039 | 4.6K | Q4 2025OLDER |
| Impact Partnership Wealth, LLC$810M AUM | 0.21% | $2M | 34.8K | Q1 2026OLDER |
| VERUS CAPITAL PARTNERS, LLC$1.5B AUM | 0.21% | $3M | 63.9K | Q2 2026 |
| ARQ WEALTH ADVISORS, LLC$555M AUM | 0.21% | $1M | 23.2K | Q1 2026OLDER |
| Inspire Advisors, LLC$1.2B AUM | 0.20% | $2M | 48.6K | Q1 2026OLDER |
| High Net Worth Advisory Group LLC$429M AUM | 0.18% | $786,524 | 15.8K | Q1 2026OLDER |
| A4 Wealth Advisors LLC$122M AUM | 0.17% | $200,760 | 4.0K | Q4 2025OLDER |
| S&A Financial Services, Inc.$146M AUM | 0.17% | $245,709 | 4.9K | Q2 2026 |
| Empire Financial Management Company, LLC$442M AUM | 0.16% | $721,712 | 14.5K | Q1 2026OLDER |
| Gladstone Institutional Advisory LLC$2.7B AUM | 0.14% | $4M | 77.6K | Q1 2026OLDER |
| RPS ADVISORY SOLUTIONS LLC$176M AUM | 0.14% | $251,986 | 5.1K | Q1 2026OLDER |
| Balboa Wealth Partners$596M AUM | 0.13% | $747,248 | 15.0K | Q1 2026OLDER |
| WEST MICHIGAN ADVISORS, LLC$455M AUM | 0.12% | $560,722 | 11.3K | Q1 2026OLDER |
| Tactive Advisors, LLC$406M AUM | 0.12% | $418,613 | 8.4K | Q1 2026OLDER |
| Mattson Financial Services, LLC$419M AUM | 0.11% | $467,982 | 9.4K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.11% | $9M | 173.5K | Q1 2026OLDER |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.10% | $9M | 185.2K | Q1 2026OLDER |
| Brookwood Investment Group LLC$810M AUM | 0.09% | $756,955 | 15.2K | Q1 2026OLDER |
| Madison Wealth Partners, Inc$627M AUM | 0.09% | $542,293 | 10.9K | Q1 2026OLDER |
| Heck Capital Advisors, LLC$1.3B AUM | 0.09% | $1M | 23.4K | Q1 2026OLDER |
| Apollon Wealth Management, LLC$6.2B AUM | 0.07% | $5M | 91.4K | Q1 2026OLDER |
| Mutual Advisors, LLC$4.7B AUM | 0.06% | $3M | 56.9K | Q1 2026OLDER |
| Arax Advisory Partners$3.5B AUM | 0.06% | $2M | 39.6K | Q1 2026OLDER |
| Integrated Wealth Concepts LLC$12.5B AUM | 0.06% | $7M | 139.0K | Q1 2026OLDER |
| Golden Reserve Retirement LLC$485M AUM | 0.05% | $285,202 | 5.7K | Q4 2025OLDER |
| Wealthcare Advisory Partners LLC$5.3B AUM | 0.05% | $3M | 53.9K | Q2 2026 |
| Occidental Asset Management, LLC$844M AUM | 0.05% | $424,922 | 8.5K | Q1 2026OLDER |
| Secure Asset Management, LLC$632M AUM | 0.05% | $304,477 | 6.1K | Q3 2025OLDER |
| Belpointe Asset Management LLC$2.7B AUM | 0.04% | $1M | 23.7K | Q1 2026OLDER |
| Dynamic Advisor Solutions LLC$3.5B AUM | 0.04% | $1M | 29.3K | Q2 2026 |
| Redhawk Wealth Advisors, Inc.$1.0B AUM | 0.04% | $404,124 | 8.1K | Q2 2026 |
| CoreCap Advisors, LLC$3.4B AUM | 0.04% | $1M | 25.9K | Q2 2026 |
| SILVER OAK SECURITIES, INCORPORATED$1.4B AUM | 0.04% | $469,204 | 9.4K | Q3 2025OLDER |
| United Capital Management of KS, Inc.$660M AUM | 0.03% | $251,487 | 5.1K | Q3 2025OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$678M AUM | 0.03% | $944,608 | 19.0K | Q1 2026OLDER |
| Invst, LLC$886M AUM | 0.03% | $279,116 | 5.6K | Q1 2026OLDER |
| Essex Financial Services, Inc.$1.8B AUM | 0.03% | $535,568 | 10.8K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.03% | $20M | 394.2K | Q1 2026OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.03% | $2M | 33.1K | Q1 2026OLDER |
| Berger Financial Group, Inc$1.8B AUM | 0.03% | $452,001 | 9.1K | Q1 2026OLDER |
| Gateway Wealth Partners, LLC$2.6B AUM | 0.02% | $640,610 | 12.9K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.02% | $3M | 51.0K | Q1 2026OLDER |
| INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM | 0.02% | $335,517 | 6.7K | Q1 2026OLDER |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.02% | $1M | 20.1K | Q1 2026OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.02% | $274,238 | 5.5K | Q1 2026OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.02% | $7M | 147.7K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.02% | $6M | 113.2K | Q2 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM | 0.02% | $327,652 | 6.6K | Q1 2026OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.02% | $341,790 | 6.9K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.01% | $3M | 55.5K | Q1 2026OLDER |
| Valmark Advisers, Inc.$8.4B AUM | 0.01% | $887,627 | 17.8K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.01% | $583,012 | 11.7K | Q4 2025OLDER |
| Triumph Capital Management$491M AUM | 0.01% | $49,780 | 1.0K | Q1 2026OLDER |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.01% | $217,041 | 4.4K | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.01% | $1M | 21.9K | Q1 2026OLDER |
| Krilogy Financial LLC$3.1B AUM | 0.01% | $287,199 | 5.8K | Q1 2026OLDER |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.01% | $402,265 | 8.1K | Q4 2025OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.01% | $99,560 | 2.0K | Q1 2026OLDER |
| Savvy Advisors, Inc.$3.7B AUM | 0.01% | $303,588 | 6.1K | Q1 2026OLDER |
| Legacy Wealth Managment, LLC/ID$201M AUM | 0.01% | $14,835 | 298 | Q1 2026OLDER |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.01% | $20,410 | 410 | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.01% | $3M | 51.4K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.01% | $296,689 | 6.0K | Q1 2026OLDER |
| Pure Financial Advisors, LLC$7.0B AUM | 0.01% | $382,424 | 7.7K | Q4 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.01% | $21M | 418.0K | Q1 2026OLDER |
| IHT Wealth Management, LLC$4.3B AUM | 0.01% | $223,785 | 4.5K | Q4 2025OLDER |
| Jackson Hole Capital Partners, LLC$605M AUM | 0.01% | $31,760 | 638 | Q1 2026OLDER |
| Abich Financial Wealth Management LLC$281M AUM | 0.01% | $14,420 | 290 | Q3 2025OLDER |
| MGO ONE SEVEN LLC$5.0B AUM | 0.00% | $236,068 | 4.7K | Q4 2025OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $5M | 92.1K | Q1 2026OLDER |
| Clearstead Advisors, LLC$10.9B AUM | 0.00% | $449,713 | 9.0K | Q1 2026OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $518,661 | 10.4K | Q3 2025OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.00% | $266,091 | 5.3K | Q1 2026OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $60,963 | 1.2K | Q1 2026OLDER |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $2M | 35.1K | Q1 2026OLDER |
| STEPHENS INC /AR/$8.0B AUM | 0.00% | $200,613 | 4.0K | Q1 2026OLDER |
| CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM | 0.00% | $39,824 | 800 | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $547,702 | 11.0K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $2M | 41.2K | Q1 2026OLDER |
| Waverly Advisors, LLC$13.4B AUM | 0.00% | $250,540 | 5.0K | Q4 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $8M | 160.7K | Q1 2026OLDER |
| MATHER GROUP, LLC.$10.0B AUM | 0.00% | $95,229 | 1.9K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $498,595 | 10.0K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $517,481 | 10.4K | Q1 2026OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $16,924 | 340 | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $104,538 | 2.1K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $409,546 | 8.2K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $2M | 35.2K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $776,563 | 15.6K | Q1 2026OLDER |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $6,073 | 122 | Q2 2026 |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $35,806 | 720 | Q4 2025OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $857,574 | 17.3K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $3,634 | 73 | Q1 2026OLDER |
| New Millennium Group LLC$231M AUM | 0.00% | $21 | 0 | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $51,321 | 1.0K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $5,000 | 105 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $25 | 1 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.