PRINCIPAL EXCHANGE TRADED FD
CUSIP 74255Y821
Principal Exchange Traded Fd has 25 institutional holders in Filings Flow’s 13F database, together reporting 12.11M shares worth $250M as of Q1 2026. The largest reported holders are Principal Securities, Inc., Envestnet Asset Management Inc, and Raymond James Financial Inc.
Institutional Holders
25
Q1 2026
Reported Value
$250M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC$192M AUM | 2.57% | $5M | 239.5K | Q1 2026OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 1.47% | $100M | 4.85M | Q1 2026OLDER |
| Spartan Wealth Advisory Services LLC$1.1B AUM | 0.92% | $11M | 509.3K | Q1 2026OLDER |
| Insight Wealth Partners, LLC$713M AUM | 0.66% | $5M | 226.6K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.11% | $3M | 134.1K | Q2 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.03% | $98M | 4.75M | Q1 2026OLDER |
| Gladstone Institutional Advisory LLC$2.7B AUM | 0.01% | $200,544 | 9.7K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.01% | $20M | 953.0K | Q1 2026OLDER |
| AlphaCore Capital LLC$4.2B AUM | 0.01% | $242,756 | 11.8K | Q1 2026OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $50,207 | 2.4K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $2M | 96.2K | Q1 2026OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.00% | $20,639 | 1.0K | Q1 2026OLDER |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $31,223 | 1.5K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $81,660 | 3.9K | Q3 2025OLDER |
| PRINCIPAL FINANCIAL GROUP INC$187.2B AUM | 0.00% | $968,947 | 47.1K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $28,187 | 1.3K | Q4 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $2M | 76.0K | Q1 2026OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $2M | 96.7K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $1M | 55.0K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $5,015 | 243 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $747,751 | 36.2K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $319,899 | 15.5K | Q1 2026OLDER |
| Pinnacle Bancorp, Inc.$339M AUM | 0.00% | $268 | 13 | Q1 2026OLDER |
| Ascentis Independent Advisors$1.3B AUM | 0.00% | $515 | 25 | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $194,465 | 9.3K | Q4 2025OLDER |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.00% | $165 | 8 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $19,198 | 919 | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $43 | 2 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $4 | 0 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.