SEC 13F Intelligence

180 DEGREE CAP CORP

CUSIP 68235B109

180 Degree Cap Corp has 26 institutional holders in Filings Flow’s 13F database, together reporting 9.31M shares worth $20M as of Q3 2019. The largest reported holders are Punch & Associates Investment Management, Inc., Ariel Investments, LLC, and Financial Consulate, Inc.

Institutional Holders
26
Q3 2019
Reported Value
$20M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 20Q4 ’18Q1 ’19: 21Q1 ’19Q2 ’19: 21Q2 ’19Q3 ’19: 26Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $13MQ4 ’18Q1 ’19: $15MQ1 ’19Q2 ’19: $18MQ2 ’19Q3 ’19: $20MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
FINANCIAL CONSULATE, INC$803M AUM1.86%$4M2.07MQ3 2020OLDER
Greenwich Investment Management, Inc.$109M AUM1.65%$1M790.2KQ3 2020OLDER
RAFFLES ASSOCIATES LP$115M AUM1.27%$747,000395.5KQ3 2020OLDER
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM0.30%$4M1.96MQ4 2020
BRC Group Holdings, Inc.$456M AUM0.25%$2M696.7KQ4 2020
Round Table Services, LLC$508M AUM0.07%$223,000100.3KQ4 2020
ARIEL INVESTMENTS, LLC$8.9B AUM0.06%$4M2.30MQ3 2020OLDER
SHUFRO ROSE & CO LLC$1.5B AUM0.01%$142,00075.0KQ3 2020OLDER
Bulldog Investors, LLP$445M AUM0.01%$22,00010.0KQ4 2020
B. Riley Wealth Management, Inc.$85.5B AUM0.00%$22,00010.0KQ4 2020
OneDigital Investment Advisors LLC$10.2B AUM0.00%$37,00019.4KQ3 2020OLDER
Clean Yield Group$355M AUM0.00%$3,0001.6KQ2 2020OLDER
Atlas Private Wealth Advisors$425M AUM0.00%$1,000500Q4 2020
Winslow, Evans & Crocker, Inc.$528M AUM0.00%$2,000350Q1 2020OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$8,0006.2KQ1 2020OLDER
Legal & General Group Plc$432.4B AUM0.00%$440,000232.2KQ3 2020OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$15,00011.0KQ1 2020OLDER
UBS Group AG$666.3B AUM0.00%$352,000158.5KQ4 2020
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$162.5B AUM0.00%$100,00052.7KQ3 2020OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$212,00095.6KQ4 2020
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$251,000113.1KQ4 2020
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$1,000700Q1 2020OLDER
OSAIC HOLDINGS, INC.$68.3B AUM$0100Q4 2020
SIMPLEX TRADING, LLC$149.1B AUM$057Q3 2020OLDER
Key FInancial Inc$562M AUM$050Q4 2020

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.