SEC 13F Intelligence

NORTHERN LTS FD TR IV

CUSIP 66538H674

Northern Lts Fd Tr IV has 7 institutional holders in Filings Flow’s 13F database, together reporting 48.9K shares worth $2M as of Q3 2023. The largest reported holders are Brookstone Capital Management, Flow Traders U.S. LLC, and Larson Financial Group LLC.

Institutional Holders
7
Q3 2023
Reported Value
$2M
Ticker
unmapped
private placement or foreign
Quarters Tracked
19

Ownership Trend

Institutional holders
Q1 ’19: 8Q1 ’19Q2 ’19: 6Q3 ’19: 8Q4 ’19: 12Q4 ’19Q1 ’20: 10Q2 ’20: 9Q3 ’20: 10Q3 ’20Q4 ’20: 9Q1 ’21: 12Q2 ’21: 10Q2 ’21Q3 ’21: 8Q4 ’21: 9Q1 ’22: 9Q1 ’22Q2 ’22: 7Q3 ’22: 8Q4 ’22: 8Q4 ’22Q1 ’23: 8Q2 ’23: 8Q3 ’23: 7Q3 ’23filingsflow.com
Total reported value
Q1 ’19: $1MQ1 ’19Q2 ’19: $68MQ3 ’19: $2MQ4 ’19: $3MQ4 ’19Q1 ’20: $1MQ2 ’20: $1MQ3 ’20: $714,000Q3 ’20Q4 ’20: $3MQ1 ’21: $4MQ2 ’21: $6MQ2 ’21Q3 ’21: $2MQ4 ’21: $4MQ1 ’22: $4MQ1 ’22Q2 ’22: $25MQ3 ’22: $22MQ4 ’22: $76MQ4 ’22Q1 ’23: $71MQ2 ’23: $3MQ3 ’23: $2MQ3 ’23filingsflow.com

Holders

Mixed quarters
Export to Excel
Manager% of PortfolioValueSharesQuarter
Brookstone Capital Management$8.7B AUM1.33%$69M2.12MQ1 2023OLDER
Larson Financial Group LLC$3.1B AUM0.04%$442,00813.6KQ3 2023
FLOW TRADERS U.S. LLC$3.2B AUM0.04%$843,00026.0KQ3 2023
Investors Research Corp$523M AUM0.00%$17,983554Q3 2023
Sound Income Strategies, LLC$2.1B AUM0.00%$32,233993Q3 2023
Gradient Investments LLC$7.2B AUM0.00%$79,1662.5KQ1 2023OLDER
Belpointe Asset Management LLC$2.7B AUM0.00%$4,323134Q1 2023OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$363,30611.0KQ2 2023OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$272,1758.3KQ2 2023OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$2,00961Q2 2023OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$244,5547.5KQ3 2023
UBS Group AG$666.3B AUM0.00%$7,076218Q3 2023

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.