SEC 13F Intelligence

NORTHERN LTS FD TR IV

CUSIP 66538H641

Northern Lts Fd Tr IV has 93 institutional holders in Filings Flow’s 13F database, together reporting 4.71M shares worth $188M as of Q1 2026. The largest reported holders are Inspire Advisors, LLC, Oneascent Financial Services LLC, and Christian Investment Advisors, Inc..

Institutional Holders
93
Q1 2026
Reported Value
$188M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 15Q4 ’18Q1 ’19: 18Q2 ’19: 24Q2 ’19Q3 ’19: 25Q2 ’21: 36Q2 ’21Q4 ’21: 38Q4 ’22: 45Q4 ’22Q4 ’25: 91Q1 ’26: 93Q1 ’26Q2 ’26: 13filingsflow.com
Total reported value
Q4 ’18: $73MQ4 ’18Q1 ’19: $26MQ2 ’19: $27MQ2 ’19Q3 ’19: $63MQ2 ’21: $1.2BQ2 ’21Q4 ’21: $1.6BQ4 ’22: $83MQ4 ’22Q4 ’25: $146MQ1 ’26: $188MQ1 ’26Q2 ’26: $6Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Christian Investment Advisors, Inc.$158M AUM9.46%$15M361.2KQ1 2026OLDER
Inspire Advisors, LLC$1.2B AUM4.71%$58M1.45MQ1 2026OLDER
Sound Financial Strategies Group, LLC$147M AUM2.12%$3M77.7KQ1 2026OLDER
OneAscent Financial Services LLC$1.8B AUM1.68%$31M776.6KQ1 2026OLDER
PAX Financial Group, LLC$586M AUM1.36%$8M199.9KQ1 2026OLDER
Cornerstone Financial Management LLC$109M AUM0.97%$1M26.4KQ1 2026OLDER
Inspire Investing, LLC$1.7B AUM0.62%$8M189.9KQ1 2026OLDER
WorthPointe, LLC$369M AUM0.43%$2M40.2KQ1 2026OLDER
Providence Financial Advisors, LLC$175M AUM0.33%$572,88314.3KQ1 2026OLDER
Bare Financial Services, Inc$378M AUM0.29%$1M27.7KQ1 2026OLDER
FAMILY WEALTH PARTNERS, LLC$293M AUM0.29%$842,51821.1KQ1 2026OLDER
Larry Mathis Financial Planning, LLC$124M AUM0.20%$250,5355.0KQ2 2026
AlphaStar Capital Management, LLC$1.4B AUM0.20%$3M67.4KQ1 2026OLDER
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.19%$3M66.2KQ1 2026OLDER
Frontier Asset Management, LLC$477M AUM0.18%$858,68021.5KQ1 2026OLDER
Revisor Wealth Management LLC$362M AUM0.16%$589,83214.7KQ1 2026OLDER
Optivise Advisory Services LLC$165M AUM0.16%$270,6217.0KQ3 2025OLDER
LVZ, Inc.$984M AUM0.15%$1M28.6KQ2 2026
CreativeOne Wealth, LLC$4.3B AUM0.13%$6M144.5KQ1 2026OLDER
Financial Advisory Corp$754M AUM0.13%$984,76419.7KQ2 2026
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.12%$2M50.0KQ1 2026OLDER
Sterling Investment Advisors, Ltd.$552M AUM0.10%$571,57114.3KQ1 2026OLDER
Fairman Group, LLC$117M AUM0.09%$101,9552.5KQ1 2026OLDER
Trust Point Inc.$1.2B AUM0.08%$947,54319.0KQ2 2026
Whitaker-Myers Wealth Managers, LTD.$599M AUM0.08%$456,3069.1KQ2 2026
Faithward Advisors, LLC$701M AUM0.08%$530,56413.3KQ1 2026OLDER
RMG Wealth Management LLC$866M AUM0.07%$642,05714.1KQ1 2026OLDER
TopTier Wealth Management, LLC$163M AUM0.07%$106,0312.7KQ1 2026OLDER
Koss-Olinger Consulting, LLC$1.2B AUM0.06%$758,95019.0KQ1 2026OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.06%$1M29.0KQ1 2026OLDER
LifeWealth Investments, LLC$374M AUM0.06%$220,5874.4KQ2 2026
Legacy Wealth Asset Management, LLC$456M AUM0.06%$267,4845.3KQ2 2026
GTS SECURITIES LLC$2.8B AUM0.05%$1M36.7KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.04%$1M35.5KQ1 2026OLDER
Keel Point, LLC$1.5B AUM0.04%$572,81014.3KQ2 2026
Harvest Investment Services, LLC$547M AUM0.04%$202,2885.1KQ1 2026OLDER
LaSalle St. Investment Advisors, LLC$710M AUM0.04%$259,8656.5KQ1 2026OLDER
MOSAIC FAMILY WEALTH PARTNERS, LLC$977M AUM0.03%$296,8467.7KQ4 2025OLDER
Cornerstone Planning Group LLC$749M AUM0.03%$188,5754.2KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.02%$294,5397.4KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.02%$463,08011.6KQ1 2026OLDER
Strategic Blueprint, LLC$1.7B AUM0.01%$237,2155.9KQ1 2026OLDER
Simplicity Wealth,LLC$1.8B AUM0.01%$235,4855.9KQ1 2026OLDER
Focus Financial Network, Inc.$3.2B AUM0.01%$414,3678.3KQ2 2026
IFP Advisors, Inc$4.8B AUM0.01%$598,27115.0KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$1M27.9KQ1 2026OLDER
Focus Partners Advisor Solutions, LLC$9.9B AUM0.01%$1M25.3KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.01%$399,50010.0KQ1 2026OLDER
Values First Advisors, Inc.$192M AUM0.01%$16,628416Q1 2026OLDER
UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM0.01%$1M30.1KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.01%$14,999300Q2 2026
HOWE & RUSLING INC$1.5B AUM0.01%$102,8432.6KQ1 2026OLDER
RFG Advisory, LLC$5.4B AUM0.01%$308,2267.7KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.01%$363,4719.1KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.01%$549,73513.7KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$2M56.7KQ1 2026OLDER
PEOPLES FINANCIAL SERVICES CORP.$211M AUM0.00%$9,832246Q1 2026OLDER
Chevy Chase Trust Holdings, LLC$34.7B AUM0.00%$1M34.3KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$702,87217.6KQ1 2026OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$65,6711.6KQ1 2026OLDER
Wealth Watch Advisors, INC$239M AUM0.00%$8,140211Q4 2025OLDER
MCF Advisors LLC$2.3B AUM0.00%$61,6981.5KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$94,2042.4KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$459,90311.5KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$46,1651.2KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$9M214.4KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$24,981625Q1 2026OLDER
Winch Advisory Services, LLC$438M AUM0.00%$9,468237Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$739,20518.5KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$64,2461.3KQ2 2026
Pinnacle Financial Partners, Inc.$13.1B AUM0.00%$222,5535.6KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$34,853834Q4 2025OLDER
Waverly Advisors, LLC$13.4B AUM0.00%$213,7205.3KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$1M35.4KQ1 2026OLDER
TRUST CO OF TOLEDO NA /OH/$1.1B AUM0.00%$14,789370Q1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$1M31.1KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$686,99017.2KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$469,73711.8KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$416,11910.4KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$235,4306.1KQ4 2025OLDER
Keating Financial Advisory Services, Inc.$619M AUM0.00%$3,47787Q1 2026OLDER
Camelot Portfolios, LLC$143M AUM0.00%$87123Q4 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$119,2383.1KQ4 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$4M94.9KQ1 2026OLDER
Blue Trust, Inc.$8.7B AUM0.00%$32,456812Q1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$20,635531Q3 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$662,22716.8KQ1 2026OLDER
IAG Wealth Partners, LLC$896M AUM0.00%$2,51863Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$2M41.5KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M38.4KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$32,856822Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$279,3517.0KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$455,54511.4KQ1 2026OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$2,98475Q1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$292,4937.3KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$451,57911.7KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$304,0007.6KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$445,02011.5KQ4 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$11,192288Q3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$39,0041.0KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$40010Q1 2026OLDER
GeoWealth Management, LLC$2.8B AUM0.00%$401Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$5,928148Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$40010Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$321Q2 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$80Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.