SEC 13F Intelligence

NORTHERN LTS FD TR IV

CUSIP 66538H575

Northern Lts Fd Tr IV has 6 institutional holders in Filings Flow’s 13F database, together reporting 58.9K shares worth $1M as of Q3 2023. The largest reported holders are Citadel Advisors LLC, Susquehanna International Group, LLP, and Flow Traders U.S. LLC.

Institutional Holders
6
Q3 2023
Reported Value
$1M
Ticker
unmapped
private placement or foreign
Quarters Tracked
19

Ownership Trend

Institutional holders
Q1 ’19: 5Q1 ’19Q2 ’19: 6Q3 ’19: 7Q4 ’19: 8Q4 ’19Q1 ’20: 9Q2 ’20: 10Q3 ’20: 9Q3 ’20Q4 ’20: 9Q1 ’21: 11Q2 ’21: 12Q2 ’21Q3 ’21: 11Q4 ’21: 11Q1 ’22: 11Q1 ’22Q2 ’22: 11Q3 ’22: 8Q4 ’22: 8Q4 ’22Q1 ’23: 9Q2 ’23: 7Q3 ’23: 6Q3 ’23filingsflow.com
Total reported value
Q1 ’19: $47MQ1 ’19Q2 ’19: $51MQ3 ’19: $1MQ4 ’19: $63MQ4 ’19Q1 ’20: $21MQ2 ’20: $2MQ3 ’20: $51MQ3 ’20Q4 ’20: $2MQ1 ’21: $3MQ2 ’21: $9MQ2 ’21Q3 ’21: $3MQ4 ’21: $3MQ1 ’22: $3MQ1 ’22Q2 ’22: $2MQ3 ’22: $24MQ4 ’22: $1MQ4 ’22Q1 ’23: $2MQ2 ’23: $2MQ3 ’23: $1MQ3 ’23filingsflow.com

Holders

··Mixed quarters
Export to Excel
Manager% of PortfolioValueSharesQuarter
CITADEL ADVISORS LLC$618.5B AUM0.00%$503,70920.5KQ2 2023OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$481,81819.7KQ3 2023
FLOW TRADERS U.S. LLC$3.2B AUM0.02%$357,00014.6KQ3 2023
Gradient Investments LLC$7.2B AUM0.01%$298,37212.2KQ3 2023
Professional Financial Advisors, LLC$578M AUM0.09%$204,0878.3KQ3 2023
Larson Financial Group LLC$3.1B AUM0.01%$102,1794.2KQ3 2023
UBS Group AG$666.3B AUM0.00%$26,1781.1KQ4 2022OLDER
Belpointe Asset Management LLC$2.7B AUM0.00%$22,119900Q1 2023OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$7,684313Q2 2023OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.00%$2,533102Q1 2023OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM—$00Q3 2023

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.