NEUBERGER R/EST SECS INC FD
CUSIP 64190A103
Neuberger R/Est Secs Inc Fd has 65 institutional holders in Filings Flow’s 13F database, together reporting 14.05M shares worth $26M as of Q1 2026. The largest reported holders are Morgan Stanley, Absolute Investment Advisers, LLC, and Wolverine Asset Management LLC.
Institutional Holders
65
Q1 2026
Reported Value
$26M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC$852M AUM | 0.48% | $4M | 1.44M | Q1 2026OLDER |
| Shaker Financial Services, LLC$287M AUM | 0.39% | $1M | 389.6K | Q1 2026OLDER |
| Quarry LP$558M AUM | 0.32% | $2M | 624.5K | Q1 2026OLDER |
| Kanen Wealth Management LLC$278M AUM | 0.25% | $684,440 | 241.0K | Q1 2026OLDER |
| Concorde Asset Management, LLC$204M AUM | 0.22% | $455,252 | 160.3K | Q2 2026 |
| NWF Advisory Services Inc.$886M AUM | 0.08% | $679,612 | 239.3K | Q1 2026OLDER |
| Trust Investment Advisors$171M AUM | 0.06% | $113,080 | 35.0K | Q3 2025OLDER |
| RESOLUTE WEALTH ADVISOR, INC.$176M AUM | 0.05% | $87,450 | 30.8K | Q1 2026OLDER |
| Cornerstone Advisors, LLC$2.7B AUM | 0.04% | $1M | 382.6K | Q4 2025OLDER |
| 1607 Capital Partners, LLC$1.4B AUM | 0.04% | $507,778 | 178.8K | Q1 2026OLDER |
| RHODES INVESTMENT ADVISORS INC /ADV$116M AUM | 0.04% | $41,180 | 14.5K | Q1 2026OLDER |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$340M AUM | 0.03% | $99,408 | 32.7K | Q4 2025OLDER |
| Fingerlakes Wealth Management, Inc.$151M AUM | 0.03% | $40,856 | 14.4K | Q1 2026OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.02% | $1M | 490.2K | Q1 2026OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.02% | $2M | 839.7K | Q1 2026OLDER |
| Live Oak Private Wealth LLC$717M AUM | 0.02% | $159,432 | 56.1K | Q1 2026OLDER |
| West Wealth Group, LLC$506M AUM | 0.01% | $59,347 | 20.9K | Q1 2026OLDER |
| Independent Advisor Alliance$9.3B AUM | 0.01% | $1M | 356.4K | Q1 2026OLDER |
| Logan Stone Capital, LLC$360M AUM | 0.01% | $35,206 | 11.6K | Q4 2025OLDER |
| Mach-1 Financial Group, LLC$284M AUM | 0.01% | $53,234 | 16.5K | Q3 2025OLDER |
| Integrity Advisory Solutions, LLC$757M AUM | 0.01% | $63,752 | 22.4K | Q1 2026OLDER |
| 1620 INVESTMENT ADVISORS, INC.$148M AUM | 0.01% | $10,158 | 3.1K | Q3 2025OLDER |
| E&G Advisors, LP$449M AUM | 0.01% | $30,388 | 10.7K | Q1 2026OLDER |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.01% | $46,442 | 15.3K | Q4 2025OLDER |
| KPP Advisory Services LLC$689M AUM | 0.01% | $41,215 | 12.8K | Q3 2025OLDER |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM | 0.01% | $90,929 | 29.9K | Q4 2025OLDER |
| Parcion Private Wealth LLC$1.6B AUM | 0.01% | $94,666 | 33.3K | Q1 2026OLDER |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM | 0.01% | $45,277 | 14.0K | Q3 2025OLDER |
| Community Financial Services Group, LLC$686M AUM | 0.00% | $26,108 | 8.6K | Q2 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $79,040 | 26.0K | Q4 2025OLDER |
| Calamos Advisors LLC$28.2B AUM | 0.00% | $1M | 354.9K | Q1 2026OLDER |
| Evolution Wealth Advisors, LLC$981M AUM | 0.00% | $34,756 | 12.2K | Q1 2026OLDER |
| Arete Wealth Advisors, LLC$1.3B AUM | 0.00% | $46 | 15.0K | Q4 2025OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $476,105 | 167.6K | Q1 2026OLDER |
| Compound Planning, Inc.$3.3B AUM | 0.00% | $65,246 | 20.2K | Q3 2025OLDER |
| K2 PRINCIPAL FUND, L.P.$1.4B AUM | 0.00% | $29,536 | 10.4K | Q1 2026OLDER |
| BENJAMIN EDWARDS INC$10.1B AUM | 0.00% | $170,461 | 60.0K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $928,250 | 326.8K | Q1 2026OLDER |
| HIGHLINE WEALTH PARTNERS LLC$493M AUM | 0.00% | $6,060 | 2.0K | Q2 2026 |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $34,364 | 12.1K | Q1 2026OLDER |
| Modern Wealth Management, LLC$5.8B AUM | 0.00% | $64,017 | 22.2K | Q1 2026OLDER |
| WPG Advisers, LLC$136M AUM | 0.00% | $1,316 | 433 | Q4 2025OLDER |
| Perigon Wealth Management, LLC$5.5B AUM | 0.00% | $51,122 | 18.0K | Q1 2026OLDER |
| XTX Topco Ltd$5.8B AUM | 0.00% | $45,832 | 16.1K | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.00% | $56,525 | 19.9K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $137,048 | 48.3K | Q1 2026OLDER |
| Glen Eagle Advisors, LLC$714M AUM | 0.00% | $3,040 | 1.0K | Q4 2025OLDER |
| Waverly Advisors, LLC$13.4B AUM | 0.00% | $54,348 | 19.1K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $103,737 | 36.5K | Q2 2026 |
| Noble Wealth Management PBC$223M AUM | 0.00% | $646 | 200 | Q4 2025OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $321,502 | 113.2K | Q1 2026OLDER |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.00% | $3,149 | 1.0K | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $5M | 1.81M | Q1 2026OLDER |
| Fortis Group Advisors, LLC$605M AUM | 0.00% | $1,891 | 666 | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $1M | 368.0K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $7,575 | 2.5K | Q2 2026 |
| Arax Advisory Partners$3.5B AUM | 0.00% | $7,100 | 2.5K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $34,239 | 12.1K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.00% | $2,506 | 870 | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $8,327 | 2.7K | Q4 2025OLDER |
| Private Wealth Management Group, LLC$381M AUM | 0.00% | $456 | 150 | Q4 2025OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $57,540 | 20.3K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $217,744 | 76.7K | Q1 2026OLDER |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $42,292 | 14.9K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $614,599 | 216.4K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $220,000 | 77.5K | Q1 2026OLDER |
| Neuberger Berman Group LLC$131.4B AUM | 0.00% | $50,001 | 17.6K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $166,057 | 58.5K | Q2 2026 |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $49,996 | 17.6K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $101,724 | 35.8K | Q1 2026OLDER |
| Creative Planning$147.4B AUM | 0.00% | $28,631 | 10.1K | Q1 2026OLDER |
| WHITTIER TRUST CO OF NEVADA INC$4.9B AUM | 0.00% | $431 | 148 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $61,213 | 21.6K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $40,436 | 14.2K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $791 | 260 | Q4 2025OLDER |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $45 | 16 | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $497 | 175 | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $131 | 46 | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $2 | 1 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.