SEC 13F Intelligence

NEW YORK LIFE INVTS ACTIVE E

CUSIP 45409F827

New York Life Invts Active E has 159 institutional holders in Filings Flow’s 13F database, together reporting 51.57M shares worth $1.2B as of Q1 2026. The largest reported holders are Orgel Wealth Management, LLC, Bank Of America Corp /De/, and Meeder Advisory Services, Inc..

Institutional Holders
159
Q1 2026
Reported Value
$1.2B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 2Q4 ’18Q1 ’19: 3Q2 ’19: 3Q2 ’19Q3 ’19: 7Q2 ’21: 24Q2 ’21Q4 ’21: 41Q4 ’22: 63Q4 ’22Q4 ’25: 152Q1 ’26: 159Q1 ’26Q2 ’26: 8filingsflow.com
Total reported value
Q4 ’18: $32MQ4 ’18Q1 ’19: $42MQ2 ’19: $43MQ2 ’19Q3 ’19: $43MQ2 ’21: $287MQ2 ’21Q4 ’21: $88MQ4 ’22: $156MQ4 ’22Q4 ’25: $1.1BQ1 ’26: $1.2BQ1 ’26Q2 ’26: $30Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Schneider Downs Wealth Management Advisors, LP$907M AUM6.86%$62M2.58MQ1 2026OLDER
IAG Wealth Partners, LLC$896M AUM5.13%$46M1.91MQ1 2026OLDER
INVENIO WEALTH PARTNERS LLC$252M AUM3.92%$10M410.0KQ1 2026OLDER
Orgel Wealth Management, LLC$4.6B AUM3.41%$158M6.58MQ1 2026OLDER
46 Peaks LLC$137M AUM3.22%$4M183.5KQ1 2026OLDER
Meeder Advisory Services, Inc.$2.4B AUM2.97%$71M2.94MQ1 2026OLDER
GGM Financial LLC$217M AUM2.75%$6M248.1KQ1 2026OLDER
Lebenthal Global Advisors, LLC$688M AUM2.45%$17M699.5KQ1 2026OLDER
Smallwood Wealth Investment Management, LLC$190M AUM2.09%$4M164.8KQ1 2026OLDER
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC$648M AUM2.07%$13M557.7KQ1 2026OLDER
Darwin Wealth Management, LLC$321M AUM2.03%$7M270.3KQ1 2026OLDER
Elyxium Wealth, LLC$312M AUM1.99%$6M256.9KQ1 2026OLDER
CFO4Life Group, LLC$656M AUM1.83%$12M498.9KQ1 2026OLDER
Clark Wealth Partners$149M AUM1.55%$2M95.3KQ1 2026OLDER
Hudock, Inc.$680M AUM1.46%$10M412.5KQ1 2026OLDER
Prestige Wealth Management Group LLC$509M AUM1.15%$6M241.7KQ1 2026OLDER
Kuhn & Co Investment Counsel$155M AUM1.02%$2M65.8KQ1 2026OLDER
CONDOR CAPITAL MANAGEMENT$1.2B AUM1.02%$12M506.3KQ1 2026OLDER
Hapanowicz & Associates Financial Services, Inc$251M AUM0.93%$2M96.6KQ1 2026OLDER
Kennebec Savings Bank$111M AUM0.93%$1M44.1KQ4 2025OLDER
Clear Trail Advisors, LLC$601M AUM0.80%$5M198.5KQ1 2026OLDER
Evergreen Private Wealth LLC$247M AUM0.76%$2M77.7KQ1 2026OLDER
Bernardo Wealth Planning LLC$511M AUM0.75%$4M158.5KQ1 2026OLDER
Brady Martz Wealth Solutions, LLC$587M AUM0.72%$4M175.0KQ1 2026OLDER
VICUS CAPITAL$1.4B AUM0.67%$9M379.9KQ1 2026OLDER
TruWealth Advisors, LLC$2.1B AUM0.62%$13M535.0KQ1 2026OLDER
Landmark Wealth Management, LLC$373M AUM0.58%$2M89.6KQ1 2026OLDER
Pallas Capital Advisors LLC$2.7B AUM0.53%$14M582.7KQ1 2026OLDER
Main Street Financial Solutions, LLC$1.3B AUM0.50%$7M276.0KQ4 2025OLDER
Vista Cima Wealth Management LLC$101M AUM0.48%$481,37720.0KQ1 2026OLDER
Legacy Financial Strategies, LLC$554M AUM0.45%$2M103.0KQ1 2026OLDER
Burt Wealth Advisors$407M AUM0.42%$2M70.4KQ3 2025OLDER
Midwest Trust Co$8.0B AUM0.38%$30M1.26MQ1 2026OLDER
MassMutual Private Wealth & Trust, FSB$3.9B AUM0.29%$11M459.5KQ2 2026
Narus Financial Partners, LLC$382M AUM0.25%$965,11640.0KQ1 2026OLDER
Cypress Point Wealth Management, LLC$464M AUM0.24%$1M46.9KQ1 2026OLDER
Elequin Capital, LP$1.2B AUM0.24%$3M134.2KQ4 2025OLDER
Dynamic Advisor Solutions LLC$3.5B AUM0.24%$8M346.0KQ2 2026
Avior Wealth Management, LLC$3.8B AUM0.24%$9M372.1KQ2 2026
PKS Advisory Services, LLC$430M AUM0.23%$1M41.8KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.21%$2M79.9KQ1 2026OLDER
Frontier Asset Management, LLC$477M AUM0.21%$981,69640.7KQ1 2026OLDER
SWMG, LLC$350M AUM0.19%$674,81528.0KQ1 2026OLDER
RFG - Bristol Wealth Advisors, LLC$371M AUM0.19%$713,26329.6KQ1 2026OLDER
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.19%$10M434.6KQ1 2026OLDER
FLPUTNAM INVESTMENT MANAGEMENT CO$6.7B AUM0.18%$12M503.0KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.18%$3M141.4KQ1 2026OLDER
Curran Financial Partners, LLC$559M AUM0.17%$941,95139.1KQ1 2026OLDER
Opes Wealth Management LLC$609M AUM0.17%$1M42.5KQ1 2026OLDER
Sunpointe, LLC$305M AUM0.16%$501,37120.8KQ1 2026OLDER
Lokken Investment Group LLC$291M AUM0.15%$445,61318.3KQ3 2025OLDER
SAXON INTERESTS, INC.$290M AUM0.15%$443,70118.4KQ1 2026OLDER
Diversified Portfolios, Inc.$1.2B AUM0.15%$2M74.4KQ4 2025OLDER
TITLEIST ASSET MANAGEMENT, LLC$1.3B AUM0.15%$2M82.6KQ1 2026OLDER
Alpha Financial Partners LLC$169M AUM0.13%$213,9648.9KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.13%$10M406.2KQ1 2026OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.12%$14M598.1KQ1 2026OLDER
BCS Wealth Management$490M AUM0.12%$599,49424.9KQ1 2026OLDER
Pacific Point Advisors, LLC$190M AUM0.12%$231,7949.6KQ1 2026OLDER
Fortis Group Advisors, LLC$605M AUM0.12%$703,07929.0KQ1 2026OLDER
JOURNEY STRATEGIC WEALTH LLC$4.0B AUM0.12%$5M192.9KQ1 2026OLDER
Avantax Planning Partners, Inc.$3.6B AUM0.11%$4M168.5KQ1 2026OLDER
Friday Financial$373M AUM0.09%$342,63914.1KQ2 2026
Fluent Financial, LLC$280M AUM0.09%$250,80510.3KQ2 2026
New Hampshire Trust$496M AUM0.08%$424,97217.5KQ4 2025OLDER
Evolution Wealth Advisors, LLC$981M AUM0.07%$733,10530.4KQ1 2026OLDER
Beacon Capital Management, LLC$567M AUM0.07%$398,16616.5KQ1 2026OLDER
Bill Few Associates, Inc.$470M AUM0.07%$319,76413.1KQ2 2026
PFG Advisors$2.1B AUM0.06%$1M50.2KQ1 2026OLDER
Vertex Planning Partners, LLC$515M AUM0.05%$281,66711.7KQ1 2026OLDER
Spire Wealth Management$2.9B AUM0.05%$2M66.4KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.05%$49M2.05MQ1 2026OLDER
Snowden Capital Advisors LLC$3.8B AUM0.05%$2M80.8KQ1 2026OLDER
NewSquare Capital LLC$1.2B AUM0.05%$564,37023.4KQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.05%$162,3426.7KQ1 2026OLDER
Focus Partners Advisor Solutions, LLC$9.9B AUM0.05%$5M189.1KQ1 2026OLDER
CALIBER WEALTH MANAGEMENT, LLC / KS$914M AUM0.05%$405,66416.7KQ3 2025OLDER
VestGen Advisors, LLC$3.8B AUM0.04%$2M67.9KQ1 2026OLDER
United Community Bank$300M AUM0.04%$129,5645.4KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.03%$6M265.8KQ1 2026OLDER
Signature Equity Partners, LLC$186M AUM0.03%$63,9552.7KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.03%$29M1.21MQ1 2026OLDER
Brio Consultants, LLC$818M AUM0.03%$276,15211.4KQ1 2026OLDER
Amplius Wealth Advisors, LLC$1.2B AUM0.03%$387,10216.1KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.03%$409,11017.0KQ1 2026OLDER
MATAURO, LLC$692M AUM0.03%$211,6908.8KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.03%$1M50.7KQ1 2026OLDER
Claro Advisors Inc.$830M AUM0.03%$216,9459.0KQ1 2026OLDER
Dakota Wealth Management$4.6B AUM0.02%$1M45.3KQ1 2026OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.02%$535,33322.2KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.02%$547,01522.7KQ1 2026OLDER
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.02%$1M43.2KQ4 2025OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M47.4KQ1 2026OLDER
Pine Valley Investments Ltd Liability Co$2.2B AUM0.02%$391,62416.2KQ2 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.02%$51M2.12MQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.01%$2M63.6KQ1 2026OLDER
TD PRIVATE CLIENT WEALTH LLC$4.8B AUM0.01%$696,44228.9KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$53M2.19MQ1 2026OLDER
FIFTH THIRD SECURITIES, INC.$1.5B AUM0.01%$207,4728.6KQ1 2026OLDER
Visionary Wealth Advisors$2.3B AUM0.01%$297,16512.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$9M371.5KQ1 2026OLDER
LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM0.01%$388,95816.1KQ1 2026OLDER
NewEdge Wealth, LLC$8.4B AUM0.01%$1M43.7KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.01%$6M233.7KQ1 2026OLDER
Dorsey & Whitney Trust CO LLC$1.8B AUM0.01%$206,0508.5KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$966,68840.1KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.01%$150M6.22MQ1 2026OLDER
Pineridge Advisors LLC$350M AUM0.01%$37,1531.5KQ3 2025OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.01%$433,98417.8KQ4 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$2M89.0KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$7M302.5KQ1 2026OLDER
WCG Wealth Advisors LLC$3.6B AUM0.01%$335,36313.9KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.01%$226,5889.4KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.01%$9M356.2KQ1 2026OLDER
DAYMARK WEALTH PARTNERS, LLC$3.2B AUM0.01%$247,79910.3KQ1 2026OLDER
HUB Investment Partners, LLC$4.2B AUM0.01%$322,23413.4KQ1 2026OLDER
Brooklyn Investment Group$3.2B AUM0.01%$245,55810.2KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.01%$3M112.8KQ1 2026OLDER
UBS Group AG$666.3B AUM0.01%$50M2.08MQ1 2026OLDER
Savvy Advisors, Inc.$3.7B AUM0.01%$230,8439.5KQ4 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.01%$4M174.2KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.01%$179,9067.5KQ1 2026OLDER
MCGUIRE CAPITAL ADVISORS INC$156M AUM0.01%$9,829404Q4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.01%$380,20815.8KQ1 2026OLDER
DAVENPORT & Co LLC$18.4B AUM0.01%$1M44.2KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$4M171.3KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.01%$22M891.9KQ1 2026OLDER
Atria Investments, Inc$8.9B AUM0.01%$495,26120.5KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$80,8333.3KQ3 2025OLDER
FIDUCIARY TRUST CO$8.5B AUM0.00%$409,78517.0KQ1 2026OLDER
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM0.00%$229,9869.5KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$4M167.3KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$1M42.5KQ4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$68M2.79MQ1 2026OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$81,9573.4KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$258,02010.7KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$7M286.2KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$17M712.7KQ1 2026OLDER
SYNOVUS FINANCIAL CORP$8.7B AUM0.00%$256,07210.5KQ3 2025OLDER
Prime Capital Investment Advisors, LLC$8.6B AUM0.00%$234,8799.7KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$1M45.6KQ1 2026OLDER
Pinnacle Financial Partners, Inc.$13.1B AUM0.00%$249,76410.4KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$1M43.9KQ1 2026OLDER
BARTLETT & CO. WEALTH MANAGEMENT LLC$7.8B AUM0.00%$122,7565.1KQ1 2026OLDER
Envestnet Portfolio Solutions, Inc.$18.1B AUM0.00%$265,34811.0KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$55,9722.3KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$260,48910.8KQ1 2026OLDER
TUCKER ASSET MANAGEMENT LLC$343M AUM0.00%$4,355179Q4 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$331,19813.7KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$7M273.5KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$17,452724Q1 2026OLDER
Creative Planning$147.4B AUM0.00%$2M73.9KQ1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$782,97932.5KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.00%$4,929204Q1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$227,0179.4KQ2 2026
BOKF, NA$6.5B AUM0.00%$52,3082.2KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$27,2391.1KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$5M206.4KQ1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$105,5084.4KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$38,9301.6KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$11,143458Q4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M48.6KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$70,4592.9KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$1M48.0KQ4 2025OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$487,65520.2KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$644,35126.7KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$321,75613.2KQ3 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$11,788489Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$27,0551.1KQ4 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$22,056915Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$37,6041.6KQ1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$21,429889Q1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$77932Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.