SEC 13F Intelligence

HARTFORD FDS EXCHANGE TRADED

CUSIP 41653L875

Hartford Fds Exchange Traded has 68 institutional holders in Filings Flow’s 13F database, together reporting 17.13M shares worth $591M as of Q1 2026. The largest reported holders are New England Capital Financial Advisors LLC, Northwestern Mutual Wealth Management Co, and Hartford Funds Management Co LLC.

Institutional Holders
68
Q1 2026
Reported Value
$591M
Ticker
unmapped
private placement or foreign
Quarters Tracked
5

Ownership Trend

Institutional holders
Q4 ’21: 2Q4 ’21Q4 ’22: 6Q4 ’22Q4 ’25: 54Q4 ’25Q1 ’26: 68Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q4 ’21: $282,000Q4 ’21Q4 ’22: $5MQ4 ’22Q4 ’25: $315MQ4 ’25Q1 ’26: $591MQ1 ’26Q2 ’26: $7MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
New England Capital Financial Advisors LLC$365M AUM24.19%$88M2.54MQ1 2026OLDER
Retirement Management Systems Inc.$415M AUM6.05%$25M723.1KQ1 2026OLDER
Live Oak Investment Partners$169M AUM5.24%$9M255.5KQ1 2026OLDER
Hartford Funds Management Co LLC$1.2B AUM4.63%$53M1.54MQ1 2026OLDER
Centric Wealth Management$501M AUM2.88%$14M411.6KQ1 2026OLDER
CORE WEALTH ADVISORS, LLC$130M AUM2.26%$3M84.6KQ1 2026OLDER
Sonoma Allocations LLC$322M AUM1.87%$6M171.6KQ2 2026
Wealthspire Retirement, LLC$1.7B AUM1.25%$21M601.1KQ1 2026OLDER
WNY Asset Management, LLC$967M AUM0.65%$6M180.1KQ1 2026OLDER
Modern Wealth Management, LLC$5.8B AUM0.42%$25M706.0KQ1 2026OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.34%$34M971.4KQ1 2026OLDER
Bleakley Financial Group, LLC$6.4B AUM0.33%$21M613.0KQ1 2026OLDER
Destiny Capital Corp/CO$188M AUM0.32%$597,60117.2KQ1 2026OLDER
Coquina Private Wealth LLC$124M AUM0.22%$275,9897.9KQ1 2026OLDER
Bright Futures Wealth Management, LLC.$146M AUM0.21%$312,5729.0KQ1 2026OLDER
Stonebridge Financial Group, LLC / MO$119M AUM0.20%$238,0446.9KQ1 2026OLDER
Meridian Financial Advisors, LLC$183M AUM0.19%$345,4649.9KQ1 2026OLDER
Mutual Advisors, LLC$4.7B AUM0.17%$8M222.5KQ1 2026OLDER
Hobart Private Capital, LLC$583M AUM0.16%$909,80025.9KQ2 2026
MGO ONE SEVEN LLC$5.0B AUM0.15%$7M211.1KQ1 2026OLDER
Strategic Blueprint, LLC$1.7B AUM0.14%$2M71.5KQ1 2026OLDER
Retirement Planning Group, LLC$3.2B AUM0.13%$4M122.1KQ1 2026OLDER
LIBERTY ONE INVESTMENT MANAGEMENT, LLC$970M AUM0.12%$1M34.1KQ1 2026OLDER
UPTICK PARTNERS, LLC$502M AUM0.11%$549,20015.8KQ1 2026OLDER
CITIZENS FINANCIAL GROUP INC/RI$7.2B AUM0.11%$8M216.4KQ1 2026OLDER
Kovack Advisors, Inc.$1.9B AUM0.09%$2M49.4KQ1 2026OLDER
ALEXANDER LABRUNERIE & CO., INC.$267M AUM0.09%$228,2496.6KQ1 2026OLDER
Marks Group Wealth Management, Inc$1.0B AUM0.08%$818,66323.6KQ1 2026OLDER
CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM0.06%$2M67.3KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.05%$4M118.3KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.05%$74M2.12MQ1 2026OLDER
Cypress Wealth Services, LLC$708M AUM0.04%$300,8048.7KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.03%$665,21119.2KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.03%$866,26424.9KQ1 2026OLDER
Breakwater Capital Group$833M AUM0.03%$221,6106.2KQ3 2025OLDER
Sanctuary Advisors, LLC$18.5B AUM0.03%$5M136.4KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.02%$16M462.4KQ1 2026OLDER
Wealth Enhancement Trust Services, Inc.$826M AUM0.02%$162,2474.7KQ1 2026OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.02%$265,9207.7KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$41M1.19MQ1 2026OLDER
Arkadios Wealth Advisors$6.1B AUM0.01%$744,42421.4KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.01%$6M160.7KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$6M164.4KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.01%$8M240.2KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$6M161.5KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.01%$469,39513.5KQ1 2026OLDER
&PARTNERS$20.2B AUM0.01%$1M41.6KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$1M31.2KQ1 2026OLDER
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.00%$247,7577.0KQ4 2025OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$355,19810.2KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$12M344.0KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$42M1.22MQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$34,9971.0KQ1 2026OLDER
FSA Wealth Management LLC$273M AUM0.00%$7,112200Q3 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$5M149.0KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$13M385.8KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$778,72622.4KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$72,9812.1KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$267,5197.5KQ4 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$62,6001.8KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$18,417530Q1 2026OLDER
Bogart Wealth, LLC$2.6B AUM0.00%$24,780714Q1 2026OLDER
WELLINGTON MANAGEMENT GROUP LLP$535.5B AUM0.00%$5M145.4KQ3 2025OLDER
Mariner, LLC$85.7B AUM0.00%$730,43921.0KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$605,03217.4KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$39,1741.1KQ4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$2M57.7KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$730,93620.6KQ3 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$10,956315Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$7,096200Q4 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$225,7496.5KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$17,229485Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.