SEC 13F Intelligence

HARTFORD FDS EXCHANGE TRADED

CUSIP 41653L305

Hartford Fds Exchange Traded has 127 institutional holders in Filings Flow’s 13F database, together reporting 54.83M shares worth $1.8B as of Q1 2026. The largest reported holders are Hartford Funds Management Co LLC, Bank Of Montreal /Can/, and Northwestern Mutual Wealth Management Co.

Institutional Holders
127
Q1 2026
Reported Value
$1.8B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 7Q4 ’18Q1 ’19: 11Q2 ’19: 11Q2 ’19Q3 ’19: 14Q2 ’21: 48Q2 ’21Q4 ’21: 66Q4 ’22: 79Q4 ’22Q4 ’25: 125Q1 ’26: 127Q1 ’26Q2 ’26: 15filingsflow.com
Total reported value
Q4 ’18: $485MQ4 ’18Q1 ’19: $898MQ2 ’19: $931MQ2 ’19Q3 ’19: $1.1BQ2 ’21: $24.2BQ2 ’21Q4 ’21: $8.8BQ4 ’22: $805MQ4 ’22Q4 ’25: $1.6BQ1 ’26: $1.8BQ1 ’26Q2 ’26: $115Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Hartford Funds Management Co LLC$1.2B AUM37.97%$437M12.96MQ1 2026OLDER
Park Capital Management, LLC / WI$170M AUM35.81%$37M1.09MQ1 2026OLDER
PRAIRIEVIEW WEALTH PARTNERS, LLC$122M AUM9.70%$12M350.8KQ1 2026OLDER
Mountain Capital Investment Advisors Inc.$674M AUM6.23%$42M1.24MQ1 2026OLDER
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC$648M AUM5.23%$34M1.00MQ1 2026OLDER
ATTICUS WEALTH MANAGEMENT, LLC$369M AUM4.34%$16M474.7KQ1 2026OLDER
Great Point Wealth Advisors, LLC$542M AUM4.09%$22M655.9KQ1 2026OLDER
IRON Financial LLC$229M AUM3.63%$8M246.2KQ1 2026OLDER
HOWARD FINANCIAL SERVICES, LTD.$1.0B AUM3.42%$34M1.02MQ2 2026
CATALYST FINANCIAL PARTNERS LLC$847M AUM2.83%$24M711.4KQ1 2026OLDER
Integrity Financial Corp /WA$201M AUM2.61%$5M154.9KQ1 2026OLDER
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM2.55%$48M1.42MQ1 2026OLDER
LEGACY SOLUTIONS, LLC$124M AUM2.47%$3M90.4KQ2 2026
PRIVATE CLIENT SERVICES, LLC$381M AUM2.20%$8M248.7KQ2 2026
Brio Consultants, LLC$818M AUM2.17%$18M527.2KQ1 2026OLDER
Sanchez Wealth Management Group$462M AUM1.79%$8M245.8KQ1 2026OLDER
Fragasso Financial Advisors Inc$1.9B AUM1.70%$32M945.4KQ2 2026
Berger Financial Group, Inc$1.8B AUM1.68%$30M891.9KQ1 2026OLDER
Freedom Financial Partners LLC$281M AUM1.66%$5M138.4KQ1 2026OLDER
Kathleen S. Wright Associates Inc.$270M AUM1.31%$4M102.7KQ3 2025OLDER
MBE Wealth Management, LLC$241M AUM1.29%$3M91.9KQ1 2026OLDER
CONDOR CAPITAL MANAGEMENT$1.2B AUM1.14%$14M404.0KQ1 2026OLDER
Bensler, LLC$969M AUM1.13%$11M325.8KQ1 2026OLDER
Clarendon Private LLC$130M AUM1.06%$1M40.9KQ1 2026OLDER
Mann Financial Group, Inc.$106M AUM0.97%$1M30.7KQ1 2026OLDER
Rehmann Capital Advisory Group$1.9B AUM0.86%$17M490.7KQ1 2026OLDER
Laraway Financial Advisors Inc$142M AUM0.80%$1M33.8KQ1 2026OLDER
Spire Wealth Management$3.3B AUM0.73%$24M713.5KQ2 2026
Strid Group, LLC$807M AUM0.66%$5M158.7KQ1 2026OLDER
CFO4Life Group, LLC$656M AUM0.64%$4M124.4KQ1 2026OLDER
United Advisor Group, LLC$811M AUM0.56%$5M134.6KQ1 2026OLDER
Marshall Financial Group, LLC$625M AUM0.40%$3M74.9KQ1 2026OLDER
WCG Wealth Advisors LLC$3.6B AUM0.36%$13M385.1KQ1 2026OLDER
SAXON INTERESTS, INC.$290M AUM0.31%$901,79626.7KQ1 2026OLDER
HB Wealth Management, LLC$15.5B AUM0.26%$41M1.21MQ1 2026OLDER
MSH Capital Advisors LLC$472M AUM0.23%$1M31.7KQ1 2026OLDER
Barnes Dennig Private Wealth Management LLC$101M AUM0.16%$165,9334.9KQ1 2026OLDER
Westside Investment Management, Inc.$653M AUM0.12%$797,55523.6KQ1 2026OLDER
Stonehearth Capital Management, LLC$293M AUM0.11%$327,3609.7KQ2 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.11%$292M8.66MQ1 2026OLDER
First Heartland Consultants, Inc.$1.5B AUM0.11%$2M49.7KQ2 2026
Prostatis Group LLC$391M AUM0.11%$416,73312.4KQ1 2026OLDER
Apella Capital, LLC$7.1B AUM0.09%$6M183.7KQ2 2026
Fermata Advisors, LLC$495M AUM0.08%$418,88312.4KQ2 2026
Lloyd Advisory Services, LLC.$349M AUM0.08%$284,4278.4KQ1 2026OLDER
Kingdom Financial Group LLC.$349M AUM0.08%$284,4278.4KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.08%$38M1.14MQ1 2026OLDER
VICTORY FINANCIAL GROUP, LLC$814M AUM0.07%$566,83316.8KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.07%$9M254.0KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.06%$567,18816.8KQ1 2026OLDER
CENTRAL TRUST Co$5.1B AUM0.06%$3M92.4KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.06%$5M156.1KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.05%$10M297.0KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.05%$82M2.44MQ1 2026OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.05%$3M100.9KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.04%$9M274.3KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.04%$8M227.0KQ1 2026OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.04%$273,3608.0KQ3 2025OLDER
Simplicity Wealth,LLC$1.8B AUM0.04%$610,01517.9KQ4 2025OLDER
Sovran Advisors, LLC$1.3B AUM0.04%$463,08213.7KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.04%$3M82.1KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.04%$33M984.9KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.03%$20M586.5KQ1 2026OLDER
Wealth Enhancement Trust Services, Inc.$826M AUM0.03%$248,7997.4KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.03%$21M624.3KQ1 2026OLDER
INSPIRION WEALTH ADVISORS, LLC$874M AUM0.02%$207,9196.2KQ2 2026
Advance Capital Management, Inc.$2.6B AUM0.02%$541,89416.1KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.02%$2M45.9KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.02%$13M378.2KQ1 2026OLDER
Keel Point, LLC$1.5B AUM0.02%$272,0638.1KQ2 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M33.3KQ1 2026OLDER
Glassman Wealth Services$736M AUM0.02%$124,3993.7KQ1 2026OLDER
Investment Research & Advisory Group, Inc.$286M AUM0.02%$43,4231.3KQ1 2026OLDER
DAVENPORT & Co LLC$20.4B AUM0.01%$3M83.3KQ2 2026
Krilogy Financial LLC$3.1B AUM0.01%$387,97411.4KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.01%$25M749.8KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$36M1.07MQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$41M1.22MQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$8M236.2KQ4 2025OLDER
Atria Investments, Inc$8.9B AUM0.01%$765,79722.7KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.01%$7M198.8KQ1 2026OLDER
Salomon & Ludwin, LLC$1.1B AUM0.01%$81,7822.4KQ1 2026OLDER
&PARTNERS$20.2B AUM0.01%$1M41.1KQ1 2026OLDER
UBS Group AG$666.3B AUM0.01%$41M1.20MQ1 2026OLDER
Investors Research Corp$523M AUM0.01%$29,556876Q1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.01%$92,3732.7KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.01%$6M179.0KQ1 2026OLDER
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM0.01%$254,4677.5KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$67M1.98MQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$1M36.9KQ2 2026
Baird Financial Group, Inc.$64.0B AUM0.00%$3M85.2KQ1 2026OLDER
Gotham Asset Management, LLC$32.7B AUM0.00%$1M41.7KQ1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.00%$212,6456.3KQ2 2026
Cetera Investment Advisers$94.0B AUM0.00%$3M94.1KQ1 2026OLDER
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.00%$8,771260Q2 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$14M425.4KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$78,5422.3KQ1 2026OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$230,4256.8KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$636,14318.9KQ1 2026OLDER
Beacon Pointe Advisors, LLC$18.9B AUM0.00%$436,88912.9KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$390,42511.6KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$16M462.2KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$380,02211.1KQ4 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$69,5642.0KQ4 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$285,4338.5KQ1 2026OLDER
Networth Advisors, LLC$141M AUM0.00%$1,61948Q1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$32,408949Q4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$16M480.3KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$17,983533Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$522,09315.5KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$381,43111.3KQ1 2026OLDER
Kohmann Bosshard Financial Services, LLC$1.0B AUM0.00%$7,479219Q4 2025OLDER
Gleason Group, Inc.$1.0B AUM0.00%$6,515190Q3 2025OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$8,988266Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$229,3186.8KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M65.9KQ1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$15,399450Q4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$3M100.3KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$201,5335.9KQ4 2025OLDER
Financial Gravity Asset Management, Inc.$562M AUM0.00%$2,44671Q3 2025OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$4,724140Q1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$3M100.0KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$38,7231.1KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$67,4772.0KQ1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$210,3986.2KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M76.4KQ1 2026OLDER
Wealth Watch Advisors, INC$239M AUM0.00%$72221Q4 2025OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$400,29111.9KQ1 2026OLDER
Strategic Wealth Partners, Ltd.$1.5B AUM0.00%$2,45972Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$94,4052.8KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$57417Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$4,926146Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$20,953621Q1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$64119Q1 2026OLDER
FWL INVESTMENT MANAGEMENT, LLC$456M AUM0.00%$361Q3 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$4,521134Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$100,0092.9KQ1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$50615Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.