SEC 13F Intelligence

HPFHANCOCK JOHN PFD INCOME FD I

CUSIP 41013X106 · Yahoo Finance ↗ · Google Finance ↗

Hancock John Pfd Income Fd I (HPF) has 44 institutional holders in Filings Flow’s 13F database, together reporting 2.51M shares worth $32M as of Q1 2026. The largest reported holders are Guggenheim Capital LLC, Ubs Group AG, and Axim Planning & Wealth.

Institutional Holders
44
Q1 2026
Reported Value
$32M
Ticker
HPF
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 37Q4 ’18Q1 ’19: 34Q2 ’19: 35Q2 ’19Q3 ’19: 35Q2 ’21: 48Q2 ’21Q4 ’21: 41Q4 ’22: 45Q4 ’22Q4 ’25: 47Q1 ’26: 44Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $16MQ4 ’18Q1 ’19: $17MQ2 ’19: $23MQ2 ’19Q3 ’19: $32MQ2 ’21: $1.2BQ2 ’21Q4 ’21: $2.6BQ4 ’22: $16MQ4 ’22Q4 ’25: $35MQ1 ’26: $32MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Everstar Asset Management, LLC$188M AUM0.46%$870,41455.8KQ1 2026
Vanguard Capital Wealth Advisors$108M AUM0.29%$309,07819.8KQ1 2026
Kapstone Financial Advisors LLC$204M AUM0.14%$292,57818.7KQ1 2026
J.W. COLE ADVISORS, INC.$3.0B AUM0.06%$2M144.0KQ4 2025OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.04%$6M369.3KQ1 2026
MSH Capital Advisors LLC$472M AUM0.03%$162,39110.4KQ1 2026
Koshinski Asset Management, Inc.$1.6B AUM0.03%$410,97626.3KQ1 2026
Live Oak Private Wealth LLC$717M AUM0.02%$170,00910.9KQ1 2026
Glass Jacobson Investment Advisors llc$290M AUM0.01%$30,8302.0KQ1 2026
Elequin Capital, LP$1.2B AUM0.01%$71,7464.5KQ2 2025OLDER
StoneX Group Inc.$1.9B AUM0.01%$163,42110.5KQ1 2026
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.01%$194,51611.5KQ3 2025OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.01%$71,4444.2KQ3 2025OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$111,0086.6KQ3 2025OLDER
Atria Wealth Solutions, Inc.$4.4B AUM0.01%$300,82518.9KQ2 2025OLDER
Spire Wealth Management$3.3B AUM0.01%$199,14112.8KQ1 2026
SOA Wealth Advisors, LLC.$530M AUM0.00%$26,1941.7KQ1 2026
WEBSTER BANK, N. A.$1.1B AUM0.00%$44,9412.9KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$1M69.4KQ1 2026
IHT Wealth Management, LLC$4.3B AUM0.00%$171,72611.0KQ1 2026
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$315,66920.2KQ1 2026
HHM Wealth Advisors, LLC$996M AUM0.00%$27,6801.6KQ3 2025OLDER
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.00%$8,035500Q4 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$66,1864.2KQ1 2026
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$6,244400Q1 2026
Anchor Investment Management, LLC$1.2B AUM0.00%$17,9981.2KQ1 2026
Strategic Wealth Partners, Ltd.$1.5B AUM0.00%$15,8101.0KQ2 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$299,03718.6KQ4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$732,05546.9KQ1 2026
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$112,0137.1KQ2 2025OLDER
Larson Financial Group LLC$3.1B AUM0.00%$31,5322.0KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.00%$196,93612.6KQ1 2026
UBS Group AG$666.3B AUM0.00%$6M353.6KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$46,1692.9KQ4 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$507,61032.5KQ1 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$9,390600Q1 2026
Asset Dedication, LLC$1.4B AUM0.00%$9,642600Q4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$457,59329.3KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$228,70214.8KQ1 2026
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$300,58019.0KQ2 2025OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$11,603722Q4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$1M95.9KQ1 2026
Invesco Ltd.$653.3B AUM0.00%$2M148.5KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$1M82.0KQ1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$68,7104.3KQ2 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$220,59914.1KQ1 2026
COUNTRY TRUST BANK$5.3B AUM0.00%$8,586550Q1 2026
MORGAN STANLEY$1.67T AUM0.00%$3M166.0KQ1 2026
Sound Income Strategies, LLC$2.1B AUM0.00%$3,130200Q1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$365,42623.4KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$466,00029.8KQ1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$70,7264.5KQ2 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$733,07447.0KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.00%$3,216206Q1 2026
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$50,5503.0KQ3 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$180,35311.2KQ4 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$2,504160Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$195,60412.2KQ4 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$84354Q1 2026
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$161Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.