SEC 13F Intelligence

GLOBAL X FDS

CUSIP 37954Y103

Global X Fds has 22 institutional holders in Filings Flow’s 13F database, together reporting 1.67M shares worth $56M as of Q3 2019. The largest reported holders are Victory Capital Management Inc, United Services Automobile Association, and Commonwealth Equity Services, LLC.

Institutional Holders
22
Q3 2019
Reported Value
$56M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 19Q4 ’18Q1 ’19: 22Q1 ’19Q2 ’19: 22Q2 ’19Q3 ’19: 22Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $40MQ4 ’18Q1 ’19: $36MQ1 ’19Q2 ’19: $54MQ2 ’19Q3 ’19: $56MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
CreativeOne Wealth, LLC$4.3B AUM0.64%$3M125.3KQ1 2020OLDER
GeoWealth Management, LLC$2.8B AUM0.33%$1M42.9KQ3 2019OLDER
Wade Financial Advisory, Inc$292M AUM0.27%$308,0009.9KQ2 2020
Opes Wealth Management LLC$609M AUM0.22%$428,00013.2KQ2 2020
UNITED SERVICES AUTOMOBILE ASSOCIATION$851M AUM0.15%$11M409.2KQ1 2020OLDER
Carroll Financial Associates, Inc.$1.9B AUM0.12%$1M48.1KQ2 2020
LifePlan Financial Group, Inc$232M AUM0.03%$58,0001.9KQ2 2020
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.02%$6M157.5KQ4 2019OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.02%$22M818.5KQ1 2020OLDER
GREAT LAKES ADVISORS, LLC$12.1B AUM0.02%$717,00023.1KQ2 2020
Providence Capital Advisors, LLC$613M AUM0.02%$30,000960Q2 2020
Princeton Global Asset Management LLC$613M AUM0.01%$28,000909Q2 2020
CWM, LLC$38.1B AUM0.01%$617,00019.9KQ2 2020
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$2M71.6KQ2 2020
CULLEN/FROST BANKERS, INC.$8.8B AUM0.00%$111,0003.6KQ2 2020
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$308,0008.8KQ4 2019OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$4M106.1KQ3 2019OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$828,00024.6KQ3 2019OLDER
LPL Financial LLC$376.6B AUM0.00%$607,00019.5KQ2 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC$190.2B AUM0.00%$697,00019.8KQ4 2019OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$404,00013.0KQ2 2020
UBS Group AG$666.3B AUM0.00%$151,0004.9KQ2 2020
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$12,000436Q1 2020OLDER
Advisor Group, Inc.$14.5B AUM0.00%$2,00045Q3 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.