Managers / Q3 2020
LifePlan Financial Group, Inc
CIK 0001583104 · 10050 INNOVATION DRIVE, SUITE 140, DAYTON, OH, 45342 · 937-449-0345
Reported Value
$232M
Q3 2020
Positions
595
Filings on Record
9
2019–present window
Filed
Oct 30, 2020
original filing
Summary
Lifeplan Financial Group, Inc reported $232M in U.S.-listed holdings across 595 positions for Q3 2020.
The portfolio is heavily concentrated: IWF alone accounts for 48.0% of reported value.
Compared with Q2 2020, the fund opened 23 new positions and exited 20.
Portfolio Metrics
Turnover
+1.5%
vs prior filed quarter
Top-10 Concentration
+81.7%
share of reported value
Largest Position
+48.0%
Ishares Tr
New / Exited
23 / 20
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 90.8% · $211M
- Common Stock · 8.6% · $20M
- REIT · 0.3% · $773,000
- Other · 0.2% · $528,000
- ADR · 0.1% · $125,000
- Other · 0.0% · $50,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| VXFVANGUARD INDEX FDS | NEW | +1.2K | 1.2K | +$156,000 | $156,000 |
| XLYSELECT SECTOR SPDR TR | NEW | +320 | 320 | +$47,000 | $47,000 |
| ISCGISHARES TR | NEW | +179 | 179 | +$43,000 | $43,000 |
| QSIGWISDOMTREE TR | NEW | +771 | 771 | +$40,000 | $40,000 |
| ISHARES TR | NEW | +451 | 451 | +$36,000 | $36,000 |
| WKHSWORKHORSE GROUP INC | NEW | +1.2K | 1.2K | +$29,000 | $29,000 |
| NIONIO INC | NEW | +970 | 970 | +$21,000 | $21,000 |
| VWOBVANGUARD WHITEHALL FDS | NEW | +150 | 150 | +$12,000 | $12,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2020
262 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | IBOXX INV CP ETF · RUS 1000 GRW ETF · CORE S&P500 ETF · ESG AWR MSCI USA · EAFE GRWTH ETF · US TREAS BD ETF · SP SMCP600VL ETF · S&P SML 600 GWT · RUS 1000 VAL ETF · RUS 2000 GRW ETF · ISHS 1-5YR INVS · CORE S&P SCP ETF · MSCI USA MIN VOL · HDG MSCI EAFE · CORE MSCI EAFE · GLOBAL TECH ETF · MSCI USA VALUE · 3 7 YR TREAS BD · BARCLAYS 7 10 YR · 0-5YR HI YL CP · U.S. MED DVC ETF · 20 YR TR BD ETF · IBOXX HI YD ETF · RUS 2000 VAL ETF · U.S. FIN SVC ETF · CORE S&P MCP ETF · MSCI USA MMENTM · S&P 500 VAL ETF · S&P 500 GRWT ETF · CORE S&P TTL STK · CRE U S REIT ETF · MSCI EAFE ETF · RUS MID CAP ETF · NATIONAL MUN ETF · RUS MD CP GR ETF · ISHS 5-10YR INVT · RUS TOP 200 ETF · RUS TP200 GR ETF · GLOBAL 100 ETF · CORE US AGGBD ET · MBS ETF · 10-20 YR TRS ETF · AGENCY BOND ETF · CORE DIV GRWTH · FLTG RATE NT ETF · PFD AND INCM SEC · NORTH AMERN NAT · CORE TOTAL USD · RUS 1000 ETF · CORE INTL AGGR · JPMORGAN USD EMG · MODERT ALLOC ETF · 10+ YR INVST GRD · CORE HIGH DV ETF · CMBS ETF · MSCI USA QLT FCT · S&P 100 ETF · 1 3 YR TREAS BD · COHEN STEER REIT · ESG AW MSCI EAFE · MRGSTR MD CP ETF · GRWT ALLOCAT ETF · U.S. BAS MTL ETF · AGGRES ALLOC ETF · RUSSELL 2000 ETF · ULTR SH TRM BD · MRGSTR SM CP GR · USD INV GRDE ETF · MSCI GLOBAL IMP · SHORT TREAS BD · RUS TP200 VL ETF · A RATE CP BD ETF · MSCI INTL QUALTY · U.S. REAL ES ETF · CORE MSCI PAC · U.S. FINLS ETF · INTL TREA BD ETF · MSCI USA SZE FT · ESG AWRE USD ETF · GNMA BOND ETF · CORE MSCI EURO · GLOBAL REIT ETF · ESG AWARE MSCI · MRNGSTR LG-CP ET · ESG AWRE 1 5 YR · GL TIMB FORE ETF · MSCI EMG MKT ETF · CONSER ALLOC ETF · BROAD USD HIGH · MRNGSTR INC ETF · RUSSELL 3000 ETF · CORE MSCI INTL · FALN ANGLS USD | 48.05% | $112M | 1.26M |
| 2 | VUGVANGUARD INDEX FDS | GROWTH ETF · SM CP VAL ETF · SML CP GRW ETF · REAL ESTATE ETF · VALUE ETF · MID CAP ETF · TOTAL STK MKT · S&P 500 ETF SHS · SMALL CP ETF · EXTEND MKT ETF · LARGE CAP ETF · MCAP GR IDXVIP · MCAP VL IDXVIP | 12.55% | $29M | 204.8K |
| 3 | SPYMSPDR SER TR | PORTFOLIO S&P500 · BLOOMBERG BRCLYS · PORTFOLI S&P1500 · S&P 600 SMCP VAL · S&P 600 SMCP GRW · PORTFOLIO LN COR · PRTFLO S&P500 GW · PORTFOLIO S&P400 · PORTFOLIO AGRGTE · AEROSPACE DEF · PORTFLI INTRMDIT · PORTFOLIO LN TSR · BLMBRG BRC CNVRT · PRTFLO S&P500 VL · BLOMBERG INTL TR · BLOMBRG BRC INTL · NYSE TECH ETF · PORTFOLIO SH TSR · S&P DIVID ETF · S&P 400 MDCP GRW · PORTFOLIO S&P600 · RUSSELL YIELD · PORTFOLIO SHORT · DJ REIT ETF · PORTFLI HIGH YLD · HLTH CR EQUIP · SSGA US LRG ETF · BLOMBRG BRC EMRG · PORTFOLIO INTRMD · BLOOMBERG SRT TR · S&P OILGAS EXP · PRTFLO S&P500 HI · PORTFLI TIPS ETF · SSGA US SMAL ETF | 5.72% | $13M | 299.4K |
| 4 | VGITVANGUARD SCOTTSDALE FDS | INTER TERM TREAS · LG-TERM COR BD · MORTG-BACK SEC · INT-TERM CORP · SHRT TRM CORP BD · SHORT TERM TREAS | 3.60% | $8M | 112.9K |
| 5 | BNDXVANGUARD CHARLOTTE FDShistory → | INTL BD IDX ETF | 3.06% | $7M | 122.0K |
| 6 | RSPMINVESCO EXCHANGE TRADED FD T | S&P500 EQL MAT · S&P500 EQL WGT · DJ INDL AVG DV · DWA MOMENTUM · ZACKS MID CAP · S&P500 EQL IND · DWA BASIC MATL · S&P500 PUR GWT · DYNMC BLDG CON | 2.32% | $5M | 51.7K |
| 7 | VEAVANGUARD TAX-MANAGED INTL FDhistory → | FTSE DEV MKT ETF | 2.21% | $5M | 125.6K |
| 8 | SRLNSSGA ACTIVE ETF TR | MFS SYS COR EQ · MFS SYS VAL EQ · MFS SYS GWT EQ · BLKSTN GSOSRLN | 1.62% | $4M | 43.8K |
| 9 | FVDFIRST TR VALUE LINE DIVID INhistory → | SHS | 1.34% | $3M | 98.9K |
| 10 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.23% | $3M | 10.3K |
| 11 | ANGLVANECK VECTORS ETF TR | FALLEN ANGEL HG · INTRMDT MUNI ETF · MTG REIT INCOME · STEEL ETF · MORNINGSTAR WIDE | 1.17% | $3M | 90.7K |
| 12 | PGPROCTER AND GAMBLE COhistory → | COM | 1.05% | $2M | 17.5K |
| 13 | GUNRFLEXSHARES TR | MORNSTAR UPSTR · READY ACC VARI · INTL QLTDV IDX · STOX ESG INDEX · STOXX GLOBR INF | 1.00% | $2M | 81.5K |
| 14 | NEARISHARES U S ETF TR | SHT MAT BD ETF · COMMOD SEL STG · INT RT HDG C B | 0.78% | $2M | 39.6K |
| 15 | VWOVANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · ALLWRLD EX US · FTSE EUROPE ETF · FTSE PACIFIC ETF | 0.77% | $2M | 39.5K |
| 16 | BNDVANGUARD BD INDEX FDS | TOTAL BND MRKT · INTERMED TERM · SHORT TRM BOND · LONG TERM BOND | 0.71% | $2M | 18.6K |
| 17 | IPKWINVESCO EXCH TRADED FD TR II | INTL BUYBACK · S&P500 LOW VOL · S&P SMLCP LOW · S&P 500 MOMNTM · INTL CORP BD · DWA DEV MKTS · EMRNG MKT SVRG · S&P MIDCP LOW · FNDMNTL IG CRP · S&P500 HDL VOL · TAXABLE MUN BD | 0.62% | $1M | 40.1K |
| 18 | FDNFIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX · DORSEY WRT 5 ETF · FST LOW OPPT EFT · INDLS PROD DUR · UTILITIES ALPH · TECH ALPHADEX · MATERIALS ALPH | 0.57% | $1M | 12.6K |
| 19 | SCHDSCHWAB STRATEGIC TR | US DIVIDEND EQ · EMRG MKTEQ ETF · US LRG CAP ETF · SCHWB FDT INT LG · SHT TM US TRES · SCHWB FDT INT SC · US SML CAP ETF · US TIPS ETF · INTRM TRM TRES · US MID-CAP ETF · US LCAP GR ETF | 0.53% | $1M | 26.9K |
| 20 | VAWVANGUARD WORLD FDS | MATERIALS ETF · INF TECH ETF · ENERGY ETF · CONSUM STP ETF | 0.39% | $905,000 | 6.5K |
| 21 | NEENEXTERA ENERGY INC | COM | 0.37% | $864,000 | 3.1K |
| 22 | EZMWISDOMTREE TR | US MIDCAP FUND · US MIDCAP DIVID · FLOATNG RAT TREA · US HGH YLD CORP · ITL HDG QTLY DIV · US SHT TRM CORP · US SHRT TRM HIGH · US SMALLCAP DIVD | 0.37% | $863,000 | 26.5K |
| 23 | QTECFIRST TR NASDAQ 100 TECH IND | SHS | 0.37% | $858,000 | 7.3K |
| 24 | LMTLOCKHEED MARTIN CORP | COM | 0.32% | $739,000 | 1.9K |
| 25 | JPUSJ P MORGAN EXCHANGE-TRADED F | DIV RTN INT EQ · JPMORGAN DIVER · DIV RTN EM EQT | 0.27% | $636,000 | 11.8K |
| 26 | MSFTMICROSOFT CORP | COM | 0.26% | $601,000 | 2.9K |
| 27 | JPMJPMORGAN CHASE & CO | COM | 0.26% | $594,000 | 6.2K |
| 28 | AAPLAPPLE INC | COM | 0.25% | $590,000 | 5.1K |
| 29 | DTEDTE ENERGY CO | COM | 0.24% | $561,000 | 4.9K |
| 30 | IVOOVANGUARD ADMIRAL FDS INC | MIDCP 400 IDX · SMLLCP 600 IDX | 0.23% | $544,000 | 4.3K |
| 31 | XLKSELECT SECTOR SPDR TR | TECHNOLOGY · ENERGY · SBI CONS DISCR · SBI INT-INDS · SBI INT-FINL · SBI HEALTHCARE · SBI INT-UTILS · SBI MATERIALS · SBI CONS STPLS | 0.22% | $519,000 | 7.2K |
| 32 | IEMGISHARES INC | CORE MSCI EMKT · CUR HD MSCI EM · ESG AWR MSCI EM · MSCI EMERG MRKT · JP MRGN EM HI BD · MSCI JPN ETF NEW · MSCI CDA ETF · MSCI BRIC INDX | 0.22% | $518,000 | 12.9K |
| 33 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.22% | $503,000 | 1.5K |
| 34 | MCDMCDONALDS CORP | COM | 0.21% | $487,000 | 2.2K |
| 35 | PFEPFIZER INC | COM | 0.19% | $445,000 | 12.1K |
| 36 | ESEVERSOURCE ENERGY | COM | 0.19% | $432,000 | 5.2K |
| 37 | GLDSPDR GOLD TR | GOLD SHS | 0.17% | $395,000 | 2.2K |
| 38 | WECWEC ENERGY GROUP INC | COM | 0.17% | $393,000 | 4.1K |
| 39 | PKGPACKAGING CORP AMER | COM | 0.17% | $391,000 | 3.6K |
| 40 | LIFE STORAGE INC | COM | 0.17% | $391,000 | 3.7K |
| 41 | BSCQINVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB · BULSHS 2025 CB · BULSHS 2023 CB · BULSHS 2022 CB | 0.17% | $390,000 | 17.8K |
| 42 | SWKSTANLEY BLACK & DECKER INC | COM | 0.16% | $381,000 | 2.3K |
| 43 | LNTALLIANT ENERGY CORP | COM | 0.16% | $361,000 | 7.0K |
| 44 | TSLATESLA INC | COM | 0.15% | $339,000 | 790 |
| 45 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.14% | $331,000 | 2.4K |
| 46 | SPDWSPDR INDEX SHS FDS | PORTFOLIO EMG MK · PORTFOLIO DEVLPD · S&P CHINA ETF · DJ GLB RL ES ETF · S&P EMKTSC ETF | 0.13% | $311,000 | 8.4K |
| 47 | TAT&T INC | COM | 0.13% | $302,000 | 10.6K |
| 48 | VYMVANGUARD WHITEHALL FDS | HIGH DIV YLD · EMERG MKT BD ETF | 0.13% | $297,000 | 3.7K |
| 49 | DDOMINION ENERGY INC | COM | 0.10% | $240,000 | 3.0K |
| 50 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.10% | $237,000 | 1.9K |
| 51 | PEPPEPSICO INC | COM | 0.10% | $232,000 | 1.7K |
| 52 | NINISOURCE INC | COM | 0.10% | $223,000 | 10.1K |
| 53 | EXMOCEXXON MOBIL CORP | COM | 0.10% | $222,000 | 6.5K |
| 54 | KMBKIMBERLY CLARK CORP | COM | 0.10% | $222,000 | 1.5K |
| 55 | BALLBALL CORP | COM | 0.09% | $216,000 | 2.6K |
| 56 | BMYBRISTOL-MYERS SQUIBB CO | COM | 0.09% | $216,000 | 3.6K |
| 57 | UPSUNITED PARCEL SERVICE INC | CL B | 0.09% | $214,000 | 1.3K |
| 58 | USBUS BANCORP DEL | COM NEW | 0.09% | $213,000 | 6.0K |
| 59 | WUWESTERN UN CO | COM | 0.09% | $205,000 | 9.6K |
| 60 | AEEAMEREN CORP | COM | 0.09% | $202,000 | 2.6K |
| 61 | DISDISNEY WALT CO | COM DISNEY | 0.08% | $196,000 | 1.6K |
| 62 | IDAIDACORP INC | COM | 0.08% | $192,000 | 2.4K |
| 63 | CMECME GROUP INC | COM | 0.08% | $191,000 | 1.1K |
| 64 | BABOEING CO | COM | 0.08% | $187,000 | 1.1K |
| 65 | KOCOCA COLA CO | COM | 0.08% | $179,000 | 3.6K |
| 66 | OREALTY INCOME CORP | COM | 0.07% | $168,000 | 2.8K |
| 67 | ACNACCENTURE PLC IRELAND | SHS CLASS A | 0.07% | $165,000 | 731 |
| 68 | NUSCNUSHARES ETF TR | NUVEEN ESG SMLCP · NUVEEN ESG LRGCP · NUVEEN ESG LRGVL · NUVEEN ESG US · NUVEEN SHRT TERM | 0.07% | $163,000 | 5.0K |
| 69 | SUISUN CMNTYS INC | COM | 0.07% | $161,000 | 1.1K |
| 70 | JNJJOHNSON & JOHNSON | COM | 0.07% | $157,000 | 1.1K |
| 71 | NNNNATIONAL RETAIL PROPERTIES I | COM | 0.07% | $154,000 | 4.5K |
| 72 | CMCSACOMCAST CORP NEW | CL A | 0.06% | $146,000 | 3.2K |
| 73 | STREAMLINE HEALTH SOLUTIONS | COM | 0.06% | $140,000 | 90.0K |
| 74 | MOALTRIA GROUP INC | COM | 0.06% | $135,000 | 3.5K |
| 75 | EDCONSOLIDATED EDISON INC | COM | 0.06% | $132,000 | 1.7K |
| 76 | AMZNAMAZON COM INC | COM | 0.06% | $129,000 | 41 |
| 77 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.05% | $126,000 | 592 |
| 78 | INTCINTEL CORP | COM | 0.05% | $124,000 | 2.4K |
| 79 | TDTORONTO DOMINION BK ONT | COM NEW | 0.05% | $118,000 | 2.6K |
| 80 | PNWPINNACLE WEST CAP CORP | COM | 0.05% | $113,000 | 1.5K |
| 81 | AFLAFLAC INC | COM | 0.05% | $111,000 | 3.1K |
| 82 | PNCPNC FINL SVCS GROUP INC | COM | 0.05% | $106,000 | 968 |
| 83 | ISHARES GOLD TRUST | ISHARES | 0.04% | $100,000 | 5.6K |
| 84 | CSCOCISCO SYS INC | COM | 0.04% | $97,000 | 2.5K |
| 85 | SOSOUTHERN CO | COM | 0.04% | $94,000 | 1.7K |
| 86 | BMOBANK MONTREAL QUE | COM | 0.04% | $94,000 | 1.6K |
| 87 | DRIDARDEN RESTAURANTS INC | COM | 0.04% | $92,000 | 914 |
| 88 | OGEOGE ENERGY CORP | COM | 0.04% | $91,000 | 3.0K |
| 89 | NKENIKE INC | CL B | 0.04% | $91,000 | 721 |
| 90 | PEGPUBLIC SVC ENTERPRISE GRP IN | COM | 0.04% | $86,000 | 1.6K |
| 91 | ORCLORACLE CORP | COM | 0.04% | $82,000 | 1.4K |
| 92 | GISGENERAL MLS INC | COM | 0.03% | $79,000 | 1.3K |
| 93 | MKCMCCORMICK & CO INC | COM NON VTG | 0.03% | $79,000 | 405 |
| 94 | CVXCHEVRON CORP NEW | COM | 0.03% | $78,000 | 1.1K |
| 95 | VZVERIZON COMMUNICATIONS INC | COM | 0.03% | $76,000 | 1.3K |
| 96 | QCOMQUALCOMM INC | COM | 0.03% | $73,000 | 619 |
| 97 | OKEONEOK INC NEW | COM | 0.03% | $73,000 | 2.8K |
| 98 | EXREXTRA SPACE STORAGE INC | COM | 0.03% | $72,000 | 670 |
| 99 | WMTWALMART INC | COM | 0.03% | $71,000 | 507 |
| 100 | TXNTEXAS INSTRS INC | COM | 0.03% | $70,000 | 490 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2020 | $232M | 595 | Oct 30, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $219M | 596 | Jul 30, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $185M | 576 | Apr 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $225M | 577 | Jan 9, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $212M | 563 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $207M | 560 | Jul 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $188M | 564 | Apr 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $160M | 551 | Jan 11, 2019 | RESTATEMENT | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.