SEC 13F Intelligence

FLEXSHARES TR

CUSIP 33939L100

Flexshares Tr has 107 institutional holders in Filings Flow’s 13F database, together reporting 7.03M shares worth $1.7B as of Q1 2026. The largest reported holders are Northern Trust Corp, Morgan Stanley, and Capstone Financial Advisors, Inc..

Institutional Holders
107
Q1 2026
Reported Value
$1.7B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 35Q4 ’18Q1 ’19: 35Q2 ’19: 39Q2 ’19Q3 ’19: 39Q2 ’21: 55Q2 ’21Q4 ’21: 59Q4 ’22: 59Q4 ’22Q4 ’25: 97Q1 ’26: 107Q1 ’26Q2 ’26: 11filingsflow.com
Total reported value
Q4 ’18: $152MQ4 ’18Q1 ’19: $176MQ2 ’19: $173MQ2 ’19Q3 ’19: $158MQ2 ’21: $1.6BQ2 ’21Q4 ’21: $1.5BQ4 ’22: $1.2BQ4 ’22Q4 ’25: $1.7BQ1 ’26: $1.7BQ1 ’26Q2 ’26: $27Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Trace Wealth Advisors, LLC$133M AUM4.43%$6M24.5KQ1 2026OLDER
Capstone Financial Advisors, Inc.$1.9B AUM2.13%$39M163.5KQ1 2026OLDER
Clear Point Advisors Inc.$129M AUM1.49%$2M33.3KQ1 2026OLDER
RVW Wealth, LLC$1.5B AUM1.24%$19M68.3KQ2 2026
Ballentine Capital Advisors, Inc$242M AUM1.22%$3M12.2KQ1 2026OLDER
Wealthstream Advisors, Inc.$661M AUM0.86%$6M23.4KQ3 2025OLDER
Sageworth Trust Co$2.3B AUM0.69%$16M66.5KQ1 2026OLDER
Greenfield Savings Bank$264M AUM0.57%$2M5.5KQ2 2026
SageView Advisory Group, LLC$3.0B AUM0.55%$16M65.4KQ4 2025OLDER
Comprehensive Money Management Services LLC$152M AUM0.45%$689,5862.9KQ1 2026OLDER
Goldstein Advisors, LLC$900M AUM0.37%$3M13.8KQ1 2026OLDER
EJMK Ventures LLC$179M AUM0.36%$643,0022.7KQ1 2026OLDER
Greenspring Advisors, LLC$1.6B AUM0.35%$6M23.7KQ1 2026OLDER
VestGen Investment Management$181M AUM0.31%$562,6262.3KQ1 2026OLDER
Discipline Wealth Solutions, LLC$950M AUM0.28%$3M10.9KQ1 2026OLDER
Efficient Advisors, LLC$1.4B AUM0.26%$4M15.1KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.18%$1.4B5.71MQ1 2026OLDER
Gilbert Capital Group, Inc.$129M AUM0.15%$205,911828Q4 2025OLDER
Aberdeen Wealth Management LLC$219M AUM0.11%$242,5741.0KQ1 2026OLDER
VICTORY FINANCIAL GROUP, LLC$814M AUM0.11%$889,4373.7KQ1 2026OLDER
Essex Bank$452M AUM0.11%$493,5812.0KQ1 2026OLDER
Keating Financial Advisory Services, Inc.$619M AUM0.11%$662,5522.7KQ1 2026OLDER
VAQUERO PRIVATE WEALTH, LTD$486M AUM0.10%$469,3171.7KQ2 2026
Rothschild Wealth LLC$1.1B AUM0.08%$909,9543.8KQ1 2026OLDER
Wealth Advisors of Tampa Bay, LLC$302M AUM0.07%$221,092916Q1 2026OLDER
MKT Advisors LLC$322M AUM0.07%$231,729839Q2 2026
CNB Bank$238M AUM0.07%$155,440644Q1 2026OLDER
WealthPlan Investment Management, LLC$1.8B AUM0.06%$1M4.5KQ1 2026OLDER
AMG National Trust Bank$4.6B AUM0.06%$3M10.7KQ1 2026OLDER
Plante Moran Financial Advisors, LLC$1.5B AUM0.06%$853,9563.5KQ1 2026OLDER
Texas Capital Bank Wealth Management Services Inc$1.7B AUM0.05%$654,4252.7KQ3 2025OLDER
Portland Global Advisors LLC$938M AUM0.05%$487,8032.0KQ1 2026OLDER
Empire Financial Management Company, LLC$442M AUM0.05%$233,764940Q4 2025OLDER
SeaCrest Wealth Management, LLC$903M AUM0.05%$450,8201.6KQ2 2026
Emerald Investment Advisers, LLC$1.1B AUM0.04%$480,6602.0KQ1 2026OLDER
AWM CAPITAL, LLC$1.1B AUM0.04%$473,9682.0KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.04%$26M106.4KQ1 2026OLDER
BRIDGES INVESTMENT MANAGEMENT INC$7.4B AUM0.03%$2M10.1KQ1 2026OLDER
Wealth Architects, LLC$1.1B AUM0.03%$349,4991.4KQ1 2026OLDER
CURIO WEALTH, LLC$293M AUM0.03%$80,858335Q1 2026OLDER
Trifecta Capital Advisors, LLC$646M AUM0.03%$172,095713Q1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.02%$9M35.8KQ1 2026OLDER
F/m Investments LLC$1.5B AUM0.02%$626,5062.5KQ4 2025OLDER
VestGen Advisors, LLC$3.8B AUM0.02%$744,3182.8KQ1 2026OLDER
PARK NATIONAL CORP /OH/$3.3B AUM0.02%$630,6922.6KQ1 2026OLDER
GILL CAPITAL PARTNERS, LLC$348M AUM0.02%$62,031257Q1 2026OLDER
Versant Capital Management, Inc$1.1B AUM0.01%$165,641600Q2 2026
First Heartland Consultants, Inc.$1.5B AUM0.01%$222,787807Q2 2026
Vise Technologies, Inc.$5.1B AUM0.01%$683,8852.8KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.01%$2M6.8KQ1 2026OLDER
Wealthspire Advisors, LLC$12.7B AUM0.01%$2M6.6KQ1 2026OLDER
Patriot Financial Group Insurance Agency, LLC$1.8B AUM0.01%$201,940836Q1 2026OLDER
WEST PACES ADVISORS INC.$516M AUM0.01%$58,652243Q1 2026OLDER
Creative Planning$147.4B AUM0.01%$16M64.9KQ1 2026OLDER
BOKF, NA$6.5B AUM0.01%$676,3102.8KQ1 2026OLDER
UMB Bank, n.a.$7.2B AUM0.01%$708,6542.9KQ1 2026OLDER
North Capital, Inc.$118M AUM0.01%$12,35751Q3 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.01%$33M136.3KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.01%$7M28.8KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.01%$2M7.1KQ4 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.01%$30,920112Q2 2026
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.01%$236,500951Q4 2025OLDER
Valeo Financial Advisors, LLC$4.7B AUM0.01%$291,5941.1KQ2 2026
CoreCap Advisors, LLC$3.4B AUM0.01%$206,775749Q2 2026
Golden State Wealth Management, LLC$915M AUM0.01%$54,978227Q1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.01%$4M17.3KQ1 2026OLDER
Choate Investment Advisors$5.1B AUM0.01%$276,2101.1KQ3 2025OLDER
ZACKS INVESTMENT MANAGEMENT$12.5B AUM0.01%$699,9642.9KQ1 2026OLDER
Cornerstone Planning Group LLC$749M AUM0.01%$40,738154Q1 2026OLDER
World Investment Advisors$6.2B AUM0.00%$288,1931.2KQ1 2026OLDER
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC$26.0B AUM0.00%$1M4.2KQ1 2026OLDER
GeoWealth Management, LLC$2.8B AUM0.00%$106,201440Q1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$141,682587Q1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$884,9123.7KQ1 2026OLDER
Vestmark Advisory Solutions, Inc.$9.0B AUM0.00%$288,1921.2KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$197,438818Q1 2026OLDER
KEYBANK NATIONAL ASSOCIATION/OH$27.4B AUM0.00%$793,6153.3KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$926,6083.8KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$45M181.2KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$626,5892.6KQ1 2026OLDER
TIAA TRUST, NATIONAL ASSOCIATION$1.6B AUM0.00%$1M4.2KQ4 2025OLDER
Focus Partners Advisor Solutions, LLC$9.9B AUM0.00%$203,259817Q4 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$1M4.5KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$7M29.5KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M4.4KQ1 2026OLDER
Cherry Tree Wealth Management, LLC$473M AUM0.00%$6,27626Q1 2026OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.00%$9,93441Q3 2025OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$334,5351.4KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$4M18.6KQ2 2026
M&T BANK CORP$29.2B AUM0.00%$245,7121.0KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$466,5621.9KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$454,6221.9KQ1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$447,6341.8KQ4 2025OLDER
Global Wealth Strategies & Associates$528M AUM0.00%$2,89612Q1 2026OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$29,205121Q1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$2M7.3KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M8.0KQ1 2026OLDER
CIBC Bancorp USA Inc.$74.4B AUM0.00%$434,4611.8KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$357,2231.5KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$4M14.7KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M12.1KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$799,1043.3KQ1 2026OLDER
Cerity Partners LLC$70.8B AUM0.00%$337,9141.4KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$322,7081.3KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M8.0KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$48,273200Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$176,681732Q1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$549,1892.3KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$4,82720Q1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$809,2493.3KQ3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$1M4.8KQ1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$1,2075Q1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$223,506926Q1 2026OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$44,894186Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$14,72361Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$200,093829Q1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$30,171125Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.