SEC 13F Intelligence

FIRST TR EXCHANGE TRADED FD

CUSIP 33741X201

First Tr Exchange Traded Fd has 65 institutional holders in Filings Flow’s 13F database, together reporting 857.5K shares worth $49M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Financial Engines Advisors L.L.C., and Susquehanna International Group, LLP.

Institutional Holders
65
Q1 2026
Reported Value
$49M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 25Q4 ’18Q1 ’19: 24Q2 ’19: 23Q2 ’19Q3 ’19: 22Q2 ’21: 47Q2 ’21Q4 ’21: 60Q4 ’22: 62Q4 ’22Q4 ’25: 59Q1 ’26: 65Q1 ’26Q2 ’26: 3filingsflow.com
Total reported value
Q4 ’18: $73MQ4 ’18Q1 ’19: $11MQ2 ’19: $14MQ2 ’19Q3 ’19: $10MQ2 ’21: $1.2BQ2 ’21Q4 ’21: $1.4BQ4 ’22: $31MQ4 ’22Q4 ’25: $52MQ1 ’26: $49MQ1 ’26Q2 ’26: $816,404filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
FLAGSTAR SECURITIES, INC$331M AUM0.24%$781,41312.2KQ2 2026
WealthCare Investment Partners, LLC$360M AUM0.17%$623,34210.8KQ1 2026OLDER
KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM0.17%$4M61.5KQ1 2026OLDER
CPR Investments Inc.$150M AUM0.17%$250,2164.3KQ1 2026OLDER
CRUX WEALTH ADVISORS$261M AUM0.10%$254,5454.4KQ1 2026OLDER
Vertex Planning Partners, LLC$515M AUM0.04%$202,1743.5KQ1 2026OLDER
TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM0.01%$59,5551.0KQ1 2026OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.01%$1M25.5KQ1 2026OLDER
FLPUTNAM INVESTMENT MANAGEMENT CO$6.7B AUM0.01%$957,60316.6KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.01%$378,1826.5KQ1 2026OLDER
Financial Engines Advisors L.L.C.$49.2B AUM0.01%$6M108.1KQ1 2026OLDER
OPPENHEIMER ASSET MANAGEMENT INC.$8.8B AUM0.01%$928,72916.1KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$2M33.1KQ1 2026OLDER
Capital Investment Advisory Services, LLC$1.4B AUM0.01%$118,9062.1KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.01%$348,8655.9KQ4 2025OLDER
Sound Income Strategies, LLC$2.1B AUM0.01%$154,9392.7KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$333,1995.9KQ3 2025OLDER
PFS Partners, LLC$218M AUM0.01%$13,979242Q1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.01%$827,14713.9KQ1 2026OLDER
GUARDIAN WEALTH ADVISORS, LLC / NC$1.6B AUM0.01%$82,2211.4KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.01%$141,1052.4KQ1 2026OLDER
Strive Financial Group ,LLC$189M AUM0.00%$8,000147Q1 2026OLDER
Strengthening Families & Communities, LLC$401M AUM0.00%$15,355266Q1 2026OLDER
Vontobel Holding Ltd.$29.1B AUM0.00%$1M18.0KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.00%$208,8143.6KQ1 2026OLDER
OneDigital Investment Advisors LLC$10.2B AUM0.00%$252,9214.5KQ3 2025OLDER
Ashton Thomas Private Wealth, LLC$4.2B AUM0.00%$106,1481.8KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$9M148.5KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$27,437475Q1 2026OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$94,4451.6KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M18.5KQ1 2026OLDER
Cedar Mountain Advisors, LLC$581M AUM0.00%$8,917139Q2 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$92,5961.6KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$317,4775.5KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$4M62.8KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$770,94013.3KQ1 2026OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$1M22.7KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$45,695768Q4 2025OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$82,1981.4KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$6M97.2KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$105,8821.8KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$531,4579.2KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$27,034468Q1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$16,810291Q1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$320,0285.5KQ1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$311,5575.4KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$2M33.1KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$112,9872.0KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$260,0304.5KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$17,676306Q1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$232,6734.0KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$22,583388Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M19.1KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$2M36.7KQ1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$27,727480Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$254,0004.4KQ1 2026OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$2,89650Q1 2026OLDER
Spire Wealth Management$3.3B AUM0.00%$1,29323Q3 2025OLDER
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC$34.0B AUM0.00%$9,245160Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$14,921258Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$11,380197Q1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$5,822100Q1 2026OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$5,776100Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$21,419360Q4 2025OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$25,705445Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$43,785758Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$106,8011.8KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$26,074451Q2 2026
BARCLAYS PLC$416.3B AUM0.00%$13,453250Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$2,94651Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.