FIRST TR EXCHANGE TRADED FD
CUSIP 33738R738
First Tr Exchange Traded Fd has 39 institutional holders in Filings Flow’s 13F database, together reporting 1.04M shares worth $37M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Harvest Investment Services, LLC, and D.a. Davidson & Co..
Institutional Holders
39
Q1 2026
Reported Value
$37M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Harvest Investment Services, LLC$547M AUM | 0.55% | $3M | 83.2K | Q1 2026OLDER |
| 17 CAPITAL PARTNERS, LLC$194M AUM | 0.18% | $345,863 | 9.6K | Q1 2026OLDER |
| Collaborative Wealth Managment Inc.$218M AUM | 0.14% | $409,189 | 11.4K | Q4 2025OLDER |
| Legacy Capital Wealth Partners, LLC$485M AUM | 0.14% | $686,016 | 19.0K | Q1 2026OLDER |
| Signal Advisors Wealth, LLC$1.5B AUM | 0.12% | $2M | 46.6K | Q1 2026OLDER |
| Proactive Wealth Strategies LLC$532M AUM | 0.08% | $414,072 | 11.5K | Q1 2026OLDER |
| Kovack Advisors, Inc.$1.9B AUM | 0.07% | $1M | 36.0K | Q1 2026OLDER |
| Key Client Fiduciary Advisors, LLC$347M AUM | 0.06% | $222,824 | 5.6K | Q2 2026 |
| Total Clarity Wealth Management, Inc.$426M AUM | 0.06% | $255,552 | 7.1K | Q1 2026OLDER |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM | 0.04% | $768,494 | 21.3K | Q1 2026OLDER |
| Darwin Wealth Management, LLC$321M AUM | 0.04% | $121,760 | 3.4K | Q1 2026OLDER |
| Brookwood Investment Group LLC$810M AUM | 0.03% | $228,530 | 6.3K | Q1 2026OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.02% | $521,268 | 14.5K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.02% | $252,176 | 7.0K | Q1 2026OLDER |
| Nova Wealth Management, Inc.$154M AUM | 0.01% | $22,010 | 611 | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.01% | $2M | 61.9K | Q1 2026OLDER |
| Innovative Asset Advisors Group, LLC$173M AUM | 0.01% | $10,807 | 300 | Q1 2026OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.00% | $55,122 | 1.5K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $17M | 473.7K | Q1 2026OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.00% | $234,246 | 6.5K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $639,534 | 17.8K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $171,888 | 4.8K | Q4 2025OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $34,910 | 969 | Q1 2026OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $53,021 | 1.5K | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.00% | $330,921 | 9.2K | Q4 2025OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $147,301 | 4.1K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $1M | 38.1K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $382,203 | 10.6K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $97,051 | 2.7K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $569,732 | 15.8K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $156,812 | 4.4K | Q2 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $285,830 | 7.9K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $76,556 | 2.1K | Q4 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $2M | 52.8K | Q1 2026OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $7,313 | 203 | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $712,774 | 19.8K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $838,488 | 23.3K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $286,136 | 7.9K | Q1 2026OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $444,388 | 12.3K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $1,253 | 35 | Q4 2025OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $15,840 | 439 | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $22,000 | 625 | Q4 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $56 | 1 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $12 | 0 | Q2 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.