SEC 13F Intelligence

FIRST TR ENERGY INCOME & GRO

CUSIP 33738G104

First Tr Energy Income & Gro has 66 institutional holders in Filings Flow’s 13F database, together reporting 4.00M shares worth $40M as of Q4 2022. The largest reported holders are Mgo One Seven LLC, Baird Financial Group, Inc., and Advisors Asset Management, Inc..

Institutional Holders
66
Q4 2022
Reported Value
$40M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 51Q4 ’18Q1 ’19: 50Q1 ’19Q2 ’19: 52Q2 ’19Q3 ’19: 53Q3 ’19Q2 ’21: 52Q2 ’21Q4 ’21: 57Q4 ’21Q4 ’22: 66Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $80MQ4 ’18Q1 ’19: $68MQ1 ’19Q2 ’19: $68MQ2 ’19Q3 ’19: $73MQ3 ’19Q2 ’21: $47MQ2 ’21Q4 ’21: $52MQ4 ’21Q4 ’22: $40MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Almitas Capital LLC$443M AUM2.62%$6M387.6KQ1 2024OLDER
Hunting Hill Global Capital, LLC$129M AUM1.52%$3M188.1KQ1 2024OLDER
Yakira Capital Management, Inc.$342M AUM1.04%$3M211.7KQ1 2024OLDER
Coastal Bridge Advisors, LLC$1.4B AUM0.81%$3M214.1KQ1 2024OLDER
Mystic Asset Management, Inc.$431M AUM0.80%$2M118.8KQ1 2024OLDER
MGO ONE SEVEN LLC$5.0B AUM0.54%$10M634.7KQ1 2024OLDER
Retirement Planning Co of New England, Inc.$246M AUM0.51%$932,04757.0KQ1 2024OLDER
Garrison Asset Management, LLC$197M AUM0.34%$621,22142.9KQ1 2024OLDER
Stegent Equity Advisors, Inc.$117M AUM0.32%$312,75819.1KQ1 2024OLDER
Quarry LP$558M AUM0.31%$2M99.4KQ1 2024OLDER
Andina Capital Management, LLC$113M AUM0.22%$255,83317.7KQ4 2023OLDER
Summit Financial, LLC$7.8B AUM0.19%$3M191.8KQ1 2024OLDER
Advisors Asset Management, Inc.$6.0B AUM0.16%$8M515.4KQ1 2024OLDER
Clarus Group, Inc.$279M AUM0.13%$179,57711.0KQ1 2024OLDER
CLOUGH CAPITAL PARTNERS L P$1.0B AUM0.10%$944,79165.2KQ4 2023OLDER
Sowell Financial Services LLC$2.7B AUM0.08%$2M105.1KQ1 2024OLDER
TERRIL BROTHERS, INC.$366M AUM0.08%$232,02814.2KQ1 2024OLDER
Quantedge Capital Pte Ltd$183M AUM0.08%$138,64010.5KQ3 2023OLDER
Logan Stone Capital, LLC$360M AUM0.07%$347,74821.3KQ1 2024OLDER
LongView Wealth Management$398M AUM0.07%$187,91011.5KQ1 2024OLDER
Cornerstone Advisors, LLC$2.7B AUM0.06%$2M93.2KQ1 2024OLDER
ICA Group Wealth Management, LLC$167M AUM0.05%$272,97716.7KQ1 2024OLDER
AQR Arbitrage LLC$6.1B AUM0.05%$1M84.6KQ1 2024OLDER
KAYNE ANDERSON CAPITAL ADVISORS LP$5.2B AUM0.03%$946,99265.4KQ4 2023OLDER
Cornerstone Advisory, LLC$1.1B AUM0.03%$192,81211.8KQ1 2024OLDER
CSS LLC/IL$2.1B AUM0.03%$475,24929.1KQ1 2024OLDER
Bison Wealth, LLC$454M AUM0.03%$168,36710.3KQ1 2024OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.02%$2M132.2KQ1 2024OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.02%$174,31613.3KQ3 2023OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.02%$766,84846.9KQ1 2024OLDER
Baird Financial Group, Inc.$64.0B AUM0.02%$9M541.2KQ1 2024OLDER
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.01%$2M97.0KQ1 2024OLDER
Wedmont Private Capital$3.1B AUM0.01%$192,13211.6KQ1 2024OLDER
Sigma Planning Corp$3.6B AUM0.01%$346,06621.2KQ1 2024OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$188,59311.8KQ1 2024OLDER
IFP Advisors, Inc$4.8B AUM0.01%$167,20010.4KQ2 2024
Pinnacle Bancorp, Inc.$339M AUM0.01%$21,9611.3KQ1 2024OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$804,90649.3KQ1 2024OLDER
CHOREO, LLC$8.1B AUM0.01%$204,11912.5KQ1 2024OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$3M200.1KQ1 2024OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.00%$539,18733.0KQ1 2024OLDER
BOKF, NA$6.5B AUM0.00%$194,63911.9KQ1 2024OLDER
UMB Bank, n.a.$7.2B AUM0.00%$195,78413.5KQ4 2023OLDER
Princeton Global Asset Management LLC$613M AUM0.00%$8,170500Q1 2024OLDER
Beacon Capital Management, LLC$567M AUM0.00%$8,170500Q1 2024OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$88454.1KQ1 2024OLDER
North Star Investment Management Corp.$1.7B AUM0.00%$16,3401.0KQ1 2024OLDER
Cresset Asset Management, LLC$23.1B AUM0.00%$236,11314.4KQ1 2024OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$12780Q1 2024OLDER
Mariner Managed Account Solutions, LLC$1.4B AUM0.00%$14,4801.0KQ4 2023OLDER
Cetera Investment Advisers$94.0B AUM0.00%$446,83127.3KQ1 2024OLDER
Riggs Asset Managment Co. Inc.$486M AUM0.00%$3,399208Q1 2024OLDER
SOA Wealth Advisors, LLC.$530M AUM0.00%$3,640223Q1 2024OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$474,13129.0KQ1 2024OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$239,50614.7KQ1 2024OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$61,6023.8KQ1 2024OLDER
LPL Financial LLC$376.6B AUM0.00%$1M77.3KQ1 2024OLDER
Elequin Capital, LP$1.2B AUM0.00%$2,709206Q3 2023OLDER
UBS Group AG$666.3B AUM0.00%$2M125.4KQ1 2024OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$312,00019.1KQ1 2024OLDER
COMERICA BANK$25.1B AUM0.00%$84,8055.2KQ1 2024OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$319,21819.5KQ1 2024OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M111.2KQ1 2024OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$7,903601Q1 2024OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$28,7531.8KQ1 2024OLDER
Compass Wealth Management LLC$405M AUM0.00%$82250Q1 2024OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$7,844480Q1 2024OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$881,21653.9KQ1 2024OLDER
CWM, LLC$38.1B AUM0.00%$362.2KQ1 2024OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$1,448100Q1 2024OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$270,90516.6KQ1 2024OLDER
Invesco Ltd.$653.3B AUM0.00%$220,55713.5KQ1 2024OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$1,634100Q1 2024OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$16,0001.0KQ2 2024
Global Retirement Partners, LLC$5.6B AUM0.00%$65440Q1 2024OLDER
Allworth Financial LP$24.7B AUM0.00%$2,866175Q1 2024OLDER
Richard W. Paul & Associates, LLC$297M AUM0.00%$332Q1 2024OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$10,621650Q1 2024OLDER
COUNTRY TRUST BANK$5.3B AUM0.00%$1058Q3 2023OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM$00Q1 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.