SEC 13F Intelligence

QABAFIRST TR EXCHANGE-TRADED FD

CUSIP 33736Q104 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exchange-Traded Fd (QABA) has 45 institutional holders in Filings Flow’s 13F database, together reporting 724.0K shares worth $40M as of Q1 2026. The largest reported holders are Morgan Stanley, Bank Of America Corp /De/, and Wells Fargo & Company/Mn.

Institutional Holders
45
Q1 2026
Reported Value
$40M
Ticker
QABA
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 68Q4 ’18Q1 ’19: 62Q2 ’19: 51Q2 ’19Q3 ’19: 45Q2 ’21: 50Q2 ’21Q4 ’21: 42Q4 ’22: 56Q4 ’22Q4 ’25: 43Q1 ’26: 45Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $98MQ4 ’18Q1 ’19: $157MQ2 ’19: $68MQ2 ’19Q3 ’19: $32MQ2 ’21: $3.8BQ2 ’21Q4 ’21: $586MQ4 ’22: $63MQ4 ’22Q4 ’25: $44MQ1 ’26: $40MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Lumbard & Kellner, LLC$289M AUM1.16%$3M57.6KQ1 2026
Element Wealth, LLC$242M AUM0.22%$502,7669.0KQ3 2025OLDER
Cutler Capital Management, LLC$370M AUM0.16%$594,49610.2KQ1 2026
WMG Financial Advisors, LLC$240M AUM0.12%$344,8886.1KQ3 2025OLDER
Nilsine Partners, LLC$1.3B AUM0.11%$1M21.9KQ3 2025OLDER
Gunpowder Capital Management, LLC dba Oliver Wealth Management$132M AUM0.06%$77,1741.3KQ1 2026
SIGNET FINANCIAL MANAGEMENT, LLC$892M AUM0.06%$520,0898.9KQ1 2026
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.04%$127,8852.3KQ4 2025OLDER
Merkkuri Wealth Advisors LLC$151M AUM0.04%$59,1801.0KQ1 2026
Dunhill Financial, LLC$424M AUM0.02%$99,7141.7KQ1 2026
SPINNAKER TRUST$1.8B AUM0.02%$334,6135.7KQ1 2026
Sound Income Strategies, LLC$2.1B AUM0.01%$281,6214.8KQ1 2026
GAMCO INVESTORS, INC. ET AL$10.2B AUM0.01%$923,17115.8KQ1 2026
SRH ADVISORS, LLC$349M AUM0.01%$26,792460Q1 2026
Summit Financial, LLC$7.8B AUM0.01%$520,0898.9KQ1 2026
HHM Wealth Advisors, LLC$996M AUM0.01%$45,722785Q1 2026
Independence Bank of Kentucky$789M AUM0.00%$29,122500Q1 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$2M38.7KQ3 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$135,3602.3KQ1 2026
Waverly Advisors, LLC$13.4B AUM0.00%$203,8683.5KQ1 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$18,249310Q1 2026
PROFFITT & GOODSON INC$649M AUM0.00%$8,311148Q3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$5M80.7KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$4M66.9KQ1 2026
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$844,54114.5KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$691,43612.3KQ3 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$593,03010.2KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$20,796384Q2 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$11,648200Q1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$302,1005.2KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$2M27.0KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$5M94.2KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$258,5034.4KQ1 2026
UBS Group AG$666.3B AUM0.00%$2M41.9KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$6M101.3KQ1 2026
UMB Bank, n.a.$7.2B AUM0.00%$23,298400Q1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$72,9191.3KQ4 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$2M39.9KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M33.2KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M22.8KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$651,41411.2KQ1 2026
NBC SECURITIES, INC.$1.3B AUM0.00%$2,66345Q1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$22,133380Q1 2026
MAI Capital Management$17.7B AUM0.00%$17,474300Q1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$25,919445Q1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$272,5834.7KQ1 2026
COMERICA BANK$25.1B AUM0.00%$6,630117Q4 2025OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$8,737150Q1 2026
Blue Trust, Inc.$8.7B AUM0.00%$1,96535Q3 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$2,17837Q1 2026
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$73713Q4 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$6,057104Q1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$3,11655Q4 2025OLDER
Beacon Capital Management, Inc.$1.8B AUM0.00%$511Q1 2026
FMR LLC$1.90T AUM0.00%$7,317135Q2 2025OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$2334Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.