FIRST TR SR FLTG RATE INCOME
CUSIP 33733U108
First Tr Sr Fltg Rate Income has 86 institutional holders in Filings Flow’s 13F database, together reporting 9.13M shares worth $80M as of Q1 2026. The largest reported holders are Morgan Stanley, Advisors Asset Management, Inc., and Invesco Ltd..
Institutional Holders
86
Q1 2026
Reported Value
$80M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| GraniteShares Advisors LLC$139M AUM | 1.71% | $3M | 295.7K | Q3 2025OLDER |
| Almitas Capital LLC$443M AUM | 0.83% | $4M | 382.9K | Q1 2026OLDER |
| Logan Stone Capital, LLC$360M AUM | 0.41% | $1M | 153.7K | Q1 2026OLDER |
| Edgemoor Investment Advisors, Inc.$1.3B AUM | 0.37% | $5M | 487.6K | Q1 2026OLDER |
| Verity Asset Management, Inc.$238M AUM | 0.28% | $670,395 | 69.5K | Q1 2026OLDER |
| Genesis Financial Group, LLC$158M AUM | 0.26% | $415,618 | 43.1K | Q1 2026OLDER |
| HOURGLASS CAPITAL, LLC$480M AUM | 0.23% | $1M | 113.8K | Q1 2026OLDER |
| AEGON USA Investment Management, LLC$128M AUM | 0.21% | $302,271 | 30.0K | Q4 2025OLDER |
| Everstar Asset Management, LLC$188M AUM | 0.21% | $390,854 | 40.5K | Q1 2026OLDER |
| Yakira Capital Management, Inc.$342M AUM | 0.14% | $470,268 | 48.8K | Q1 2026OLDER |
| Virtus Investment Advisers, LLC$363M AUM | 0.14% | $496,894 | 51.5K | Q1 2026OLDER |
| Helium Advisors LLC$105M AUM | 0.11% | $119,576 | 12.4K | Q1 2026OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.11% | $7M | 693.7K | Q1 2026OLDER |
| 1607 Capital Partners, LLC$1.4B AUM | 0.07% | $914,055 | 94.8K | Q1 2026OLDER |
| Strategic Financial Concepts, LLC$405M AUM | 0.06% | $254,496 | 26.4K | Q1 2026OLDER |
| Sunpointe, LLC$305M AUM | 0.06% | $170,599 | 17.7K | Q1 2026OLDER |
| SHUFRO ROSE & CO LLC$1.5B AUM | 0.05% | $696,972 | 72.3K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.04% | $504,401 | 53.0K | Q1 2026OLDER |
| WESCAP Management Group, Inc.$508M AUM | 0.03% | $174,590 | 18.1K | Q1 2026OLDER |
| Alteri Wealth LLC$309M AUM | 0.03% | $99,967 | 10.4K | Q1 2026OLDER |
| SEVEN MILE ADVISORY$139M AUM | 0.03% | $176,846 | 17.6K | Q4 2025OLDER |
| SeaCrest Wealth Management, LLC$903M AUM | 0.02% | $187,085 | 19.4K | Q2 2026 |
| Apriem Advisors$1.0B AUM | 0.02% | $202,440 | 21.0K | Q1 2026OLDER |
| NWF Advisory Services Inc.$886M AUM | 0.02% | $149,777 | 15.5K | Q1 2026OLDER |
| Axiom Investment Management LLC$131M AUM | 0.02% | $21,303 | 2.2K | Q1 2026OLDER |
| Ethos Financial Group, LLC$1.4B AUM | 0.02% | $215,991 | 21.4K | Q1 2026OLDER |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.02% | $2M | 202.1K | Q1 2026OLDER |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.02% | $370,606 | 36.8K | Q4 2025OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.01% | $2M | 252.3K | Q1 2026OLDER |
| UHLMANN PRICE SECURITIES, LLC$1.5B AUM | 0.01% | $195,177 | 20.2K | Q1 2026OLDER |
| Independent Advisor Alliance$9.3B AUM | 0.01% | $1M | 110.8K | Q1 2026OLDER |
| Ransom Advisory, Ltd$218M AUM | 0.01% | $24,323 | 2.4K | Q4 2025OLDER |
| Moss Adams Wealth Advisors LLC$1.4B AUM | 0.01% | $146,153 | 15.2K | Q1 2026OLDER |
| NorthCoast Asset Management LLC$4.3B AUM | 0.01% | $2M | 218.5K | Q3 2025OLDER |
| CSS LLC/IL$2.1B AUM | 0.01% | $169,693 | 17.6K | Q1 2026OLDER |
| KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM | 0.01% | $164,815 | 17.1K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.01% | $330,613 | 34.3K | Q1 2026OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.01% | $961,866 | 95.5K | Q4 2025OLDER |
| World Investment Advisors$6.2B AUM | 0.01% | $352,877 | 35.3K | Q3 2025OLDER |
| WPG Advisers, LLC$136M AUM | 0.01% | $8,088 | 839 | Q1 2026OLDER |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM | 0.01% | $114,938 | 11.9K | Q1 2026OLDER |
| RFG Advisory, LLC$5.4B AUM | 0.00% | $223,610 | 23.2K | Q1 2026OLDER |
| Mosley Wealth Management$221M AUM | 0.00% | $7,250 | 725 | Q1 2026OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $38,608 | 4.0K | Q1 2026OLDER |
| XTX Topco Ltd$5.8B AUM | 0.00% | $106,611 | 10.6K | Q4 2025OLDER |
| Focus Partners Wealth$89.9B AUM | 0.00% | $2M | 217.6K | Q1 2026OLDER |
| HIGHLINE WEALTH PARTNERS LLC$392M AUM | 0.00% | $7,712 | 800 | Q1 2026OLDER |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.00% | $18,249 | 1.9K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $100,250 | 10.0K | Q4 2025OLDER |
| CoreFirst Bank & Trust$189M AUM | 0.00% | $3,008 | 312 | Q2 2026 |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $196,630 | 19.7K | Q3 2025OLDER |
| Princeton Global Asset Management LLC$613M AUM | 0.00% | $8,676 | 900 | Q1 2026OLDER |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $1M | 111.6K | Q1 2026OLDER |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.00% | $1,556 | 154 | Q4 2025OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.00% | $117,608 | 12.2K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $4M | 418.6K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $1M | 135.9K | Q1 2026OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $665,603 | 69.0K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $4M | 402.1K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $33,240 | 3.4K | Q2 2026 |
| MORGAN STANLEY$1.67T AUM | 0.00% | $15M | 1.47M | Q1 2026OLDER |
| CULLEN/FROST BANKERS, INC.$8.8B AUM | 0.00% | $77,120 | 8.0K | Q1 2026OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $5M | 564.5K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $461,573 | 47.9K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $550,213 | 57.1K | Q1 2026OLDER |
| Creative Capital Management Investments LLC$348M AUM | 0.00% | $2,410 | 250 | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $3M | 301.7K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $633,019 | 65.7K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $253,975 | 26.3K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $174,321 | 18.1K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $465,630 | 48.3K | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $104,016 | 10.8K | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $347,306 | 34.7K | Q3 2025OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $5M | 515.2K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $2M | 227.2K | Q1 2026OLDER |
| GAMMA Investing LLC$2.7B AUM | 0.00% | $5,206 | 517 | Q4 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $1M | 133.2K | Q2 2026 |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $11,568 | 1.2K | Q1 2026OLDER |
| NOMURA HOLDINGS INC$37.7B AUM | 0.00% | $154,434 | 15.3K | Q4 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $1M | 103.8K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $11,269 | 1.2K | Q1 2026OLDER |
| Corient Private Wealth LLC$69.9B AUM | 0.00% | $130,518 | 13.0K | Q4 2025OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $26,028 | 2.7K | Q1 2026OLDER |
| WHITTIER TRUST CO$8.9B AUM | 0.00% | $12,820 | 1.4K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $23,926 | 2.5K | Q1 2026OLDER |
| Salomon & Ludwin, LLC$1.1B AUM | 0.00% | $1,060 | 112 | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $313,960 | 31.4K | Q3 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $4,743 | 492 | Q1 2026OLDER |
| WHITTIER TRUST CO OF NEVADA INC$4.9B AUM | 0.00% | $2,889 | 306 | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $1,366 | 142 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $310,680 | 31.1K | Q3 2025OLDER |
| TD Waterhouse Canada Inc.$33.7B AUM | 0.00% | $13,314 | 1.4K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $5,008 | 497 | Q4 2025OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $20,080 | 2.0K | Q4 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $3,856 | 400 | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $102,194 | 10.6K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $1,103 | 116 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $11,782 | 1.2K | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $3,652 | 379 | Q1 2026OLDER |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $8,743 | 907 | Q1 2026OLDER |
| HUNTINGTON NATIONAL BANK$18.1B AUM | 0.00% | $10 | 1 | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $2,853 | 296 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.