SEC 13F Intelligence

EXCHANGE TRADED CONCEPTS TRU

CUSIP 301505731

Exchange Traded Concepts Tru has 71 institutional holders in Filings Flow’s 13F database, together reporting 1.70M shares worth $100M as of Q1 2026. The largest reported holders are Ubs Group AG, Berkshire Money Management, Inc., and Portfolio Strategies, Inc..

Institutional Holders
71
Q1 2026
Reported Value
$100M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 12Q2 ’21Q4 ’21: 12Q4 ’21Q4 ’22: 12Q4 ’22Q4 ’25: 78Q4 ’25Q1 ’26: 71Q1 ’26Q2 ’26: 6Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $4MQ2 ’21Q4 ’21: $3MQ4 ’21Q4 ’22: $4MQ4 ’22Q4 ’25: $107MQ4 ’25Q1 ’26: $100MQ1 ’26Q2 ’26: $1MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Portfolio Strategies, Inc.$811M AUM1.57%$13M215.2KQ1 2026OLDER
Berkshire Money Management, Inc.$976M AUM1.51%$15M250.4KQ1 2026OLDER
RHODES INVESTMENT ADVISORS INC /ADV$116M AUM0.95%$1M18.7KQ1 2026OLDER
Element Wealth, LLC$242M AUM0.69%$2M28.2KQ1 2026OLDER
BLVD Private Wealth, LLC$115M AUM0.54%$624,2979.8KQ4 2025OLDER
Matisse Capital$234M AUM0.30%$710,02812.0KQ1 2026OLDER
Clarus Group, Inc.$279M AUM0.22%$603,50510.2KQ1 2026OLDER
BankChampaign, National Association$101M AUM0.21%$214,15225Q1 2026OLDER
Eddie Patel Inc$130M AUM0.17%$227,8163.6KQ4 2025OLDER
Clay Northam Wealth Management, LLC$178M AUM0.14%$243,4234.1KQ1 2026OLDER
Fox Hill Wealth Management$208M AUM0.11%$230,1453.9KQ1 2026OLDER
Pathway Financial Advisers, LLC$354M AUM0.10%$345,2705.9KQ1 2026OLDER
Hancock Prospecting Pty Ltd$3.3B AUM0.09%$3M49.8KQ1 2026OLDER
Twelve Points Wealth Management LLC$455M AUM0.06%$278,7124.7KQ1 2026OLDER
IPG Investment Advisors LLC$582M AUM0.05%$260,4364.1KQ4 2025OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.03%$774,76313.1KQ1 2026OLDER
CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM0.03%$1M19.4KQ1 2026OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.02%$28,543450Q4 2025OLDER
GTS SECURITIES LLC$2.8B AUM0.02%$645,43910.2KQ4 2025OLDER
Basepoint Wealth LLC$175M AUM0.02%$35,407600Q1 2026OLDER
LRI Investments, LLC$1.1B AUM0.02%$220,4063.7KQ1 2026OLDER
Spire Wealth Management$3.3B AUM0.01%$486,9965.3KQ2 2026
Kingsview Wealth Management, LLC$7.3B AUM0.01%$1M17.0KQ1 2026OLDER
Ritter Daniher Financial Advisory LLC / DE$657M AUM0.01%$60,407662Q2 2026
Beacon Pointe Advisors, LLC$18.9B AUM0.01%$1M22.1KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.01%$70,8141.2KQ1 2026OLDER
Arkadios Wealth Advisors$6.1B AUM0.01%$248,3473.9KQ3 2025OLDER
UBS Group AG$666.3B AUM0.01%$40M672.0KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$1M19.1KQ1 2026OLDER
DUNCKER STREETT & CO INC$526M AUM0.01%$31,380490Q3 2025OLDER
Cape Investment Advisory, Inc.$301M AUM0.00%$15,873250Q4 2025OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$64,9431.1KQ1 2026OLDER
Ashton Thomas Private Wealth, LLC$4.2B AUM0.00%$130,0552.2KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$9M151.2KQ1 2026OLDER
Princeton Global Asset Management LLC$613M AUM0.00%$12,808200Q3 2025OLDER
SCOTIA CAPITAL INC.$24.3B AUM0.00%$471,8488.0KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$253,3254.0KQ4 2025OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$205,1873.5KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$772,60412.8KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$424,6187.2KQ2 2026
FLAGSHIP WEALTH ADVISORS, LLC$233M AUM0.00%$3,35561Q2 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$832,32014.1KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$1M18.0KQ1 2026OLDER
Stone House Investment Management, LLC$558M AUM0.00%$5,901100Q1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$20,673347Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$74,8541.3KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$62,4191.1KQ1 2026OLDER
Pathstone Holdings, LLC$25.1B AUM0.00%$236,0464.0KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$593,74710.1KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$5,901100Q1 2026OLDER
Trust Co$1.1B AUM0.00%$7,553128Q1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M35.2KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$143,2972.3KQ4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$488,8018.3KQ1 2026OLDER
CIBC WORLD MARKET INC.$61.3B AUM0.00%$284,4284.8KQ1 2026OLDER
Medallion Wealth Advisors, LLC$306M AUM0.00%$1,41624Q1 2026OLDER
Nova Wealth Management, Inc.$154M AUM0.00%$70812Q1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$329,1965.2KQ4 2025OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$217,8343.4KQ4 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$9,606150Q3 2025OLDER
Belvedere Trading LLC$84.4B AUM0.00%$211,3323.3KQ3 2025OLDER
Mariner, LLC$85.7B AUM0.00%$200,3583.2KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M24.0KQ4 2025OLDER
COMERICA BANK$25.1B AUM0.00%$47,744752Q4 2025OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$29,152494Q1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M16.6KQ4 2025OLDER
Blue Trust, Inc.$8.7B AUM0.00%$9,796166Q1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$388,6846.6KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$17,703300Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$49,883845Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$43,905744Q1 2026OLDER
Crewe Advisors LLC$1.2B AUM0.00%$88615Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$16,760284Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$33,991576Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$291,1044.9KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$142,0002.4KQ1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$53,110900Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$323,0005.1KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$86,0981.5KQ2 2026
TD Waterhouse Canada Inc.$33.7B AUM0.00%$5,373100Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$4,83982Q1 2026OLDER
Horizon Investments, LLC$8.9B AUM0.00%$82614Q1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$17280Q3 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$11,330192Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$7,619120Q4 2025OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$2,73043Q4 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$1272Q4 2025OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$591Q2 2026
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$2,09533Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$8,210139Q1 2026OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$120Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.