SEC 13F Intelligence

Capital One Preferred 5.2 - Series G

CUSIP 14040H865

Capital One Preferred 5.2 - Series G has 3 institutional holders in Filings Flow’s 13F database, together reporting 143.4K shares worth $4M as of Q2 2021. The largest reported holders are Steward Partners Investment Advisory, LLC, Grace Capital, and Cary Street Partners Investment Advisory LLC.

Institutional Holders
2
Q2 2021
Reported Value
$4M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 1Q4 ’18Q2 ’19: 1Q2 ’19Q3 ’19: 3Q3 ’19Q2 ’21: 2Q2 ’21filingsflow.com
Total reported value
Q4 ’18: $618,000Q4 ’18Q2 ’19: $1MQ2 ’19Q3 ’19: $1MQ3 ’19Q2 ’21: $4MQ2 ’21filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Grace Capital$168M AUM0.23%$356,00013.9KQ1 2021OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.06%$4M143.3KQ2 2021
CARY STREET PARTNERS INVESTMENT ADVISORY LLC$494M AUM0.02%$102,0004.0KQ3 2020OLDER
Sonora Investment Management, LLC$798M AUM0.00%$31,0001.2KQ1 2021OLDER
Private Capital Group, LLC$133M AUM0.00%$3,000100Q2 2021

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.