SEC 13F Intelligence

Managers / Q3 2021

Sonora Investment Management, LLC

CIK 0001418539 · 2343 E BROADWAY BLVD, STE 116, TUCSON, AZ, 85719 · (520) 624-4554

Reported Value
$798M
Q3 2021
Positions
1,089
Filings on Record
12
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Sonora Investment Management, Llc reported $798M in U.S.-listed holdings across 1,089 positions for Q3 2021.

Its largest position, AAPL, represents 5.2% of the portfolio.

Compared with Q1 2021, the fund opened 374 new positions and exited 1081.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $689MQ4 ’18Q1 ’19: $817MQ2 ’19: $895MQ2 ’19Q3 ’19: $960MQ4 ’19: $1.1BQ4 ’19Q1 ’20: $844MQ2 ’20: $977MQ2 ’20Q3 ’20: $1.1BQ4 ’20: $1.2BQ4 ’20Q1 ’21: $1.3BQ3 ’21: $798MQ3 ’21filingsflow.com

Portfolio Composition

By security type

Composition data arrives with ticker enrichment.

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2021

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2021$798M1,089Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.3B1,799Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.2B1,759Jan 13, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B1,857Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$977M1,896Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$844M1,786Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.1B1,743Jan 17, 202013F-HRchanges · EDGAR ↗
Q3 2019$960M1,750Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$895M1,749Jul 19, 201913F-HRchanges · EDGAR ↗
Q1 2019$817M1,559Apr 9, 201913F-HRchanges · EDGAR ↗
Q4 2018$689M1,327Jan 25, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.