ALPS ETF TR
CUSIP 00162Q676
Alps Etf Tr has 115 institutional holders in Filings Flow’s 13F database, together reporting 5.60M shares worth $209M as of Q1 2026. The largest reported holders are Raymond James Financial Inc, Wells Fargo & Company/Mn, and Lpl Financial LLC.
Institutional Holders
115
Q1 2026
Reported Value
$209M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Gross & Hartman Investments LLC$192M AUM | 4.80% | $9M | 241.5K | Q1 2026OLDER |
| Safe Harbor Family Capital, LLC$128M AUM | 4.45% | $6M | 149.0K | Q1 2026OLDER |
| FISCHER INVESTMENT STRATEGIES, LLC$171M AUM | 2.38% | $4M | 122.4K | Q3 2025OLDER |
| KRAEMATON INVESTMENT ADVISORS, INC$123M AUM | 1.93% | $2M | 61.9K | Q1 2026OLDER |
| WT Wealth Management$336M AUM | 1.80% | $6M | 199.3K | Q4 2025OLDER |
| Tenzing Financial LLC$146M AUM | 1.38% | $2M | 53.0K | Q2 2026 |
| Private Wealth Advisors, LLC$356M AUM | 1.00% | $4M | 92.6K | Q1 2026OLDER |
| BRASADA CAPITAL MANAGEMENT, LP$545M AUM | 0.80% | $4M | 115.2K | Q1 2026OLDER |
| Windsor Advisory Group, LLC$120M AUM | 0.73% | $878,830 | 23.0K | Q1 2026OLDER |
| Castle Rock Wealth Management, LLC$509M AUM | 0.72% | $4M | 97.3K | Q2 2026 |
| Mills Wealth Advisors LLC$318M AUM | 0.51% | $2M | 42.4K | Q2 2026 |
| TCFG WEALTH MANAGEMENT, LLC$267M AUM | 0.47% | $1M | 32.9K | Q1 2026OLDER |
| TCFG Investment Advisors, LLC$267M AUM | 0.47% | $1M | 32.9K | Q1 2026OLDER |
| Gilliland Jeter Wealth Management LLC$338M AUM | 0.41% | $1M | 36.3K | Q1 2026OLDER |
| KPP Advisory Services LLC$689M AUM | 0.35% | $2M | 63.3K | Q1 2026OLDER |
| TFO Wealth Partners, LLC$735M AUM | 0.27% | $2M | 51.1K | Q1 2026OLDER |
| Lindenwold Advisors, INC$212M AUM | 0.26% | $544,585 | 16.8K | Q4 2025OLDER |
| 10Elms LLP$159M AUM | 0.25% | $396,543 | 10.4K | Q1 2026OLDER |
| Summit Financial Wealth Advisors, LLC$705M AUM | 0.21% | $1M | 38.3K | Q1 2026OLDER |
| MILLER HOWARD INVESTMENTS INC /NY$3.7B AUM | 0.21% | $7M | 217.4K | Q4 2025OLDER |
| Astoria Portfolio Advisors LLC.$470M AUM | 0.20% | $949,044 | 25.6K | Q1 2026OLDER |
| Bright Futures Wealth Management, LLC.$146M AUM | 0.18% | $266,848 | 7.0K | Q1 2026OLDER |
| RAINEY & RANDALL WEALTH ADVISORS INC.$616M AUM | 0.18% | $1M | 28.7K | Q1 2026OLDER |
| Bulwark Capital Corp$178M AUM | 0.18% | $314,516 | 8.3K | Q2 2026 |
| Advisors Asset Management, Inc.$6.0B AUM | 0.15% | $9M | 243.2K | Q1 2026OLDER |
| XML Financial, LLC$1.2B AUM | 0.15% | $2M | 48.1K | Q1 2026OLDER |
| Keystone Financial Group, Inc.$192M AUM | 0.14% | $267,050 | 7.0K | Q1 2026OLDER |
| Glass Jacobson Investment Advisors llc$290M AUM | 0.14% | $401,260 | 10.5K | Q1 2026OLDER |
| Fielder Capital Group LLC$459M AUM | 0.14% | $623,320 | 16.3K | Q1 2026OLDER |
| Pointe Capital Management LLC$202M AUM | 0.13% | $263,232 | 8.1K | Q3 2025OLDER |
| Aspire Capital Advisors LLC$444M AUM | 0.11% | $500,284 | 13.1K | Q1 2026OLDER |
| AMERIFLEX GROUP, INC.$198M AUM | 0.10% | $274,189 | 8.5K | Q3 2025OLDER |
| NFSG Corp$608M AUM | 0.10% | $671,406 | 20.7K | Q3 2025OLDER |
| MILESTONE ASSET MANAGEMENT, LLC$543M AUM | 0.09% | $477,460 | 14.7K | Q3 2025OLDER |
| Fermata Advisors, LLC$495M AUM | 0.08% | $399,364 | 10.5K | Q2 2026 |
| WNY Asset Management, LLC$967M AUM | 0.08% | $764,324 | 20.0K | Q1 2026OLDER |
| MCGUIRE CAPITAL ADVISORS INC$156M AUM | 0.08% | $122,807 | 3.2K | Q1 2026OLDER |
| Greenline Partners, LLC$930M AUM | 0.08% | $707,726 | 18.5K | Q1 2026OLDER |
| U.S. Capital Wealth Advisors, LLC$4.0B AUM | 0.07% | $3M | 69.2K | Q1 2026OLDER |
| Onyx Bridge Wealth Group LLC$930M AUM | 0.06% | $573,757 | 15.0K | Q1 2026OLDER |
| Keudell/Morrison Wealth Management$489M AUM | 0.05% | $263,649 | 6.9K | Q1 2026OLDER |
| GUIDANCE CAPITAL, INC$446M AUM | 0.05% | $227,245 | 5.8K | Q1 2026OLDER |
| NORTHWEST WEALTH MANAGEMENT, LLC$665M AUM | 0.05% | $326,390 | 8.5K | Q1 2026OLDER |
| Rothschild Wealth LLC$1.1B AUM | 0.04% | $387,484 | 10.1K | Q1 2026OLDER |
| INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM | 0.03% | $419,966 | 11.0K | Q1 2026OLDER |
| Dynamic Advisor Solutions LLC$3.5B AUM | 0.03% | $1M | 27.0K | Q2 2026 |
| Dakota Wealth Management$4.6B AUM | 0.03% | $1M | 33.7K | Q1 2026OLDER |
| Compound Planning, Inc.$3.3B AUM | 0.03% | $819,035 | 21.4K | Q1 2026OLDER |
| Innovative Asset Advisors Group, LLC$173M AUM | 0.02% | $38,210 | 1.0K | Q1 2026OLDER |
| IHT Wealth Management, LLC$4.3B AUM | 0.02% | $897,816 | 23.5K | Q1 2026OLDER |
| EPG Wealth Management LLC$369M AUM | 0.02% | $64,338 | 1.7K | Q1 2026OLDER |
| Sowell Financial Services LLC$2.7B AUM | 0.02% | $427,646 | 11.2K | Q1 2026OLDER |
| MGB Wealth Management, LLC$350M AUM | 0.02% | $55,046 | 1.8K | Q4 2025OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.01% | $3M | 69.6K | Q1 2026OLDER |
| ANGELES WEALTH MANAGEMENT, LLC$1.8B AUM | 0.01% | $226,870 | 7.0K | Q3 2025OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.01% | $332,624 | 10.3K | Q3 2025OLDER |
| CHOREO, LLC$8.1B AUM | 0.01% | $947,880 | 24.8K | Q1 2026OLDER |
| Anchor Investment Management, LLC$1.2B AUM | 0.01% | $128,823 | 3.4K | Q1 2026OLDER |
| IFC & Insurance Marketing, Inc.$114M AUM | 0.01% | $10 | 314 | Q4 2025OLDER |
| Atria Investments, Inc$8.9B AUM | 0.01% | $848,644 | 22.2K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.01% | $745,287 | 19.5K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.01% | $7M | 185.0K | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.01% | $1M | 30.9K | Q3 2025OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.01% | $459,379 | 12.0K | Q1 2026OLDER |
| ALPS ADVISORS INC$21.3B AUM | 0.01% | $2M | 40.3K | Q1 2026OLDER |
| Beacon Pointe Advisors, LLC$18.9B AUM | 0.01% | $1M | 33.5K | Q1 2026OLDER |
| Savvy Advisors, Inc.$3.7B AUM | 0.01% | $252,759 | 6.6K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.01% | $21M | 562.2K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $4M | 104.7K | Q1 2026OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.01% | $85,887 | 2.6K | Q3 2025OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $2M | 64.7K | Q1 2026OLDER |
| Strengthening Families & Communities, LLC$401M AUM | 0.00% | $17,442 | 456 | Q1 2026OLDER |
| Brookstone Capital Management$8.7B AUM | 0.00% | $379,548 | 9.9K | Q1 2026OLDER |
| Corient Private Wealth LLC$69.9B AUM | 0.00% | $3M | 78.0K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $201,596 | 5.3K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $1M | 28.2K | Q2 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $14M | 364.3K | Q1 2026OLDER |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $58,156 | 1.5K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $3M | 85.0K | Q1 2026OLDER |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.00% | $142,829 | 3.7K | Q1 2026OLDER |
| Triumph Capital Management$491M AUM | 0.00% | $16,469 | 431 | Q1 2026OLDER |
| Focus Partners Advisor Solutions, LLC$9.9B AUM | 0.00% | $327,689 | 8.6K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $3M | 89.9K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $15M | 383.5K | Q2 2026 |
| WOLFF WIESE MAGANA LLC$181M AUM | 0.00% | $4,509 | 118 | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $1M | 36.7K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $513,749 | 13.4K | Q1 2026OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $46,037 | 1.2K | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $386,017 | 10.1K | Q1 2026OLDER |
| Wealthfront Advisers LLC$45.6B AUM | 0.00% | $949,710 | 24.9K | Q1 2026OLDER |
| Moisand Fitzgerald Tamayo, LLC$931M AUM | 0.00% | $19,105 | 500 | Q1 2026OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $52,115 | 1.6K | Q3 2025OLDER |
| GoalVest Advisory LLC$539M AUM | 0.00% | $8,763 | 230 | Q2 2026 |
| COMERICA BANK$25.1B AUM | 0.00% | $398,000 | 12.7K | Q4 2025OLDER |
| BTG Pactual Asset Management US LLC$1.2B AUM | 0.00% | $32,530 | 1.0K | Q3 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $570,785 | 14.9K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $6M | 149.6K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $330,105 | 8.6K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $566,349 | 14.8K | Q1 2026OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $582,672 | 18.5K | Q4 2025OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $8M | 212.3K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $869,774 | 22.8K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $3M | 84.8K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $6M | 169.9K | Q1 2026OLDER |
| CIBC Bancorp USA Inc.$74.4B AUM | 0.00% | $587,823 | 15.4K | Q1 2026OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $272,333 | 7.1K | Q1 2026OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $24,149 | 632 | Q1 2026OLDER |
| Spire Wealth Management$2.9B AUM | 0.00% | $19,637 | 514 | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $9M | 232.4K | Q1 2026OLDER |
| SageView Advisory Group, LLC$3.0B AUM | 0.00% | $18,873 | 600 | Q4 2025OLDER |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $411,309 | 10.8K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $10M | 318.2K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $23,614 | 618 | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $331,194 | 8.7K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $3M | 75.9K | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $85,553 | 2.2K | Q1 2026OLDER |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM | 0.00% | $69,122 | 1.8K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $45,852 | 1.2K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $2M | 49.4K | Q1 2026OLDER |
| Bogart Wealth, LLC$2.6B AUM | 0.00% | $4,147 | 109 | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $7,050 | 224 | Q4 2025OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $207,252 | 5.3K | Q1 2026OLDER |
| Bank of New York Mellon Corp$543.9B AUM | 0.00% | $528,364 | 13.8K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $444,000 | 11.6K | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $130,564 | 3.4K | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $11,769 | 308 | Q1 2026OLDER |
| BLAIR WILLIAM & CO/IL$34.9B AUM | 0.00% | $18,150 | 475 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $233,081 | 6.1K | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $3,146 | 100 | Q4 2025OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $2,042 | 63 | Q3 2025OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $126,790 | 3.3K | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $72,099 | 1.9K | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $137,556 | 3.6K | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.