ALPS ETF TR
CUSIP 00162Q478
Alps Etf Tr has 42 institutional holders in Filings Flow’s 13F database, together reporting 552.4K shares worth $23M as of Q1 2026. The largest reported holders are Cetera Investment Advisers, Morgan Stanley, and Bank Of America Corp /De/.
Institutional Holders
42
Q1 2026
Reported Value
$23M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Torrey-Payne Wealth Management, LLC$109M AUM | 0.30% | $338,492 | 6.9K | Q4 2025OLDER |
| Anson Capital, Inc.$146M AUM | 0.24% | $324,227 | 6.7K | Q4 2025OLDER |
| 10Elms LLP$159M AUM | 0.21% | $335,989 | 7.8K | Q1 2026OLDER |
| Sincerus Advisory, LLC$147M AUM | 0.20% | $294,766 | 6.1K | Q2 2026 |
| Heritage Wealth Management, Inc.$202M AUM | 0.11% | $216,404 | 5.0K | Q1 2026OLDER |
| Tradition Wealth Management, LLC$1.4B AUM | 0.07% | $1M | 21.1K | Q4 2025OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.07% | $2M | 45.3K | Q1 2026OLDER |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.03% | $272,170 | 5.3K | Q3 2025OLDER |
| Rossmore Private Capital$1.1B AUM | 0.03% | $326,597 | 7.5K | Q1 2026OLDER |
| Beaumont Financial Advisors, LLC$1.5B AUM | 0.02% | $232,360 | 5.4K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.01% | $248,213 | 5.7K | Q2 2026 |
| Silver Grove Financial Group, Inc.$124M AUM | 0.01% | $11,410 | 264 | Q1 2026OLDER |
| Lodestone Wealth Management LLC$252M AUM | 0.01% | $22,593 | 522 | Q1 2026OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.01% | $86,345 | 2.0K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $3M | 76.5K | Q1 2026OLDER |
| AdvisorNet Financial, Inc$1.9B AUM | 0.00% | $51,937 | 1.2K | Q1 2026OLDER |
| ELEVATION WEALTH PARTNERS, LLC$334M AUM | 0.00% | $5,165 | 101 | Q3 2025OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $314,546 | 6.2K | Q3 2025OLDER |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM | 0.00% | $9,958 | 230 | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $320,854 | 7.4K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $501,232 | 11.6K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $48,307 | 994 | Q4 2025OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $758,068 | 17.5K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $30,383 | 702 | Q1 2026OLDER |
| Lido Advisors, LLC$32.7B AUM | 0.00% | $204,551 | 4.0K | Q4 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $2M | 42.3K | Q1 2026OLDER |
| AlphaCore Capital LLC$4.2B AUM | 0.00% | $21,640 | 500 | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $2M | 34.8K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $243,099 | 5.6K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $190,152 | 4.4K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $2M | 36.8K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $2M | 46.0K | Q1 2026OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $236,379 | 5.5K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $12,984 | 300 | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $3M | 63.2K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $2M | 51.0K | Q1 2026OLDER |
| Creative Planning$147.4B AUM | 0.00% | $215,698 | 4.4K | Q4 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $51,014 | 1.2K | Q1 2026OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.00% | $2,582 | 50 | Q3 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $574,000 | 13.3K | Q1 2026OLDER |
| TD Waterhouse Canada Inc.$33.7B AUM | 0.00% | $27,828 | 645 | Q1 2026OLDER |
| HUNTINGTON NATIONAL BANK$18.1B AUM | 0.00% | $13,244 | 306 | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $12,034 | 278 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $296,626 | 6.9K | Q2 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $354,638 | 7.3K | Q4 2025OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $1,735 | 40 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $220,302 | 4.3K | Q3 2025OLDER |
| BROWN BROTHERS HARRIMAN & CO$18.6B AUM | 0.00% | $1,992 | 41 | Q4 2025OLDER |
| BANK OF MONTREAL /CAN/$268.5B AUM | 0.00% | $22,506 | 520 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $9,524 | 220 | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $25,989 | 600 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.