SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Sterling Financial Group, Inc.

CIK 0001991301 · 201 S LAKE AVE, STE 500, PASADENA, CA, 91101 · 626-440-9192

Reported Value
$130M
Q2 2023
Positions
52
Filings on Record
12
2019–present window
Filed
Aug 29, 2023
original filing

Summary

Sterling Financial Group, Inc. reported $130M in U.S.-listed holdings across 52 positions for Q2 2023.

Its largest position, J P Morgan Exchange Traded F, represents 14.5% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+75.9%
share of reported value
Largest Position
+14.5%
J P Morgan Exchange Traded F

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’23: $130MQ2 ’23Q3 ’23: $159MQ4 ’23: $169MQ4 ’23Q1 ’24: $211MQ2 ’24: $220MQ2 ’24Q3 ’24: $234MQ4 ’24: $269MQ4 ’24Q1 ’25: $277MQ2 ’25: $298MQ2 ’25Q3 ’25: $316Mfilingsflow.com

Portfolio Composition

By security type
ETP: 87.3%Common Stock: 11.3%Ltd Part: 0.7%Other: 0.7%Closed-End Fund: 0.1%
  • ETP · 87.3% · $114M
  • Common Stock · 11.3% · $15M
  • Ltd Part · 0.7% · $916,439
  • Other · 0.7% · $871,677
  • Closed-End Fund · 0.1% · $134,805

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
J P MORGAN EXCHANGE TRADED FNEW+376.6K376.6K+$19M$19M
DFAUDIMENSIONAL ETF TRUSTNEW+526.3K526.3K+$14M$14M
INVESCO EXCH TRD SLF IDX FDNEW+616.0K616.0K+$12M$12M
AMPLIFY ETF TRNEW+298.0K298.0K+$11M$11M
VANECK ETF TRUSTNEW+211.8K211.8K+$10M$10M
DFAIDIMENSIONAL ETF TRUSTNEW+374.7K374.7K+$9M$9M
SPDR SER TRNEW+406.9K406.9K+$9M$9M
AAPLAPPLE INCNEW+58.0K58.0K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

31 positions
#IssuerClass% PortfolioValueShares
1DFAUDIMENSIONAL ETF TRUSTUS CORE EQT MKT · INTL CORE EQT MK18.10%$24M901.1K
2J P MORGAN EXCHANGE TRADED FULTRA SHRT INC14.48%$19M376.6K
3BSMOINVESCO EXCH TRD SLF IDX FDBULSHS 2026 CB · BULSHS 2027 MUNI · BULSHS 2023 MUNI · BULSHS 2024 MUNI · BULSHS 2025 MUNI · BULSHS 2026 MUNI · BULSHS 2028 MUNI · BULSHS 2029 MUNI · BULLETSHS 31 MUN · INVSC 30 MUNI BD12.78%$17M829.5K
4VANECK ETF TRUSTNATURAL RESOURC · HIGH YLD MUNIETF9.57%$12M252.5K
5AMPLIFY ETF TRCWP ENHANCED DIV8.19%$11M298.0K
6SPDR SER TRPORTFLI HIGH YLD · NUVEEN BLOOMBERG7.22%$9M413.6K
7ISHARES TRBROAD USD HIGH · SELECT DIVID ETF · RUS 2000 VAL ETF · RUS MID CAP ETF · RUSSELL 3000 ETF · RUS 2000 GRW ETF · MSCI EAFE ETF6.92%$9M120.3K
8AAPLAPPLE INChistory →COM5.78%$8M58.0K
9VANGUARD SCOTTSDALE FDSVNG RUS2000GRW · VNG RUS2000VAL5.48%$7M52.1K
10SPDR S&P 500 ETF TRTR UNIT1.86%$2M6.3K
11VANGUARD INDEX FDSMCAP VL IDXVIP1.45%$2M14.0K
12CVSCVS HEALTH CORPCOM0.99%$1M13.9K
13VANGUARD MUN BD FDSTAX EXEMPT BD0.69%$900,71818.2K
14MSFTMICROSOFT CORPCOM0.65%$843,9273.5K
15NDQINVESCO QQQ TRUNIT SER 10.61%$799,6393.0K
16CHVCHEVRON CORP NEWCOM0.60%$785,9874.4K
17EMPIRE ST RLTY OP L PUNIT LTD PRTNSP0.57%$739,176113.2K
18ISHARES INCMSCI EMERG MRKT0.56%$734,58313.8K
19LMTLOCKHEED MARTIN CORPCOM0.54%$702,4921.4K
20AMZNAMAZON COM INCCOM0.37%$479,5565.7K
21BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.33%$436,4761.4K
22PEPPEPSICO INCCOM0.31%$409,0142.3K
23EXMOCEXXON MOBIL CORPCOM0.26%$333,1063.0K
24HONGBPHONEYWELL INTL INCCOM0.23%$297,4481.4K
25GOOGLALPHABET INCCAP STK CL A0.23%$296,8943.4K
26UNPUNION PAC CORPCOM0.22%$293,2111.4K
27HDHOME DEPOT INCCOM0.21%$272,903864
28MARMARRIOTT INTL INC NEWCL A0.20%$258,9201.7K
29FEFIRSTENERGY CORPCOM0.18%$236,1645.6K
30VVISA INCCOM CL A0.16%$205,890991
31FSCOFS CREDIT OPPORTUNITIES CORPCOMMON STOCK0.10%$134,80528.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$316M73Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$298M71Jul 10, 202513F-HRchanges · EDGAR ↗
Q1 2025$277M63Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$269M65Jan 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$234M66Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$220M64Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$211M64Apr 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$169M62Jan 17, 202413F-HRchanges · EDGAR ↗
Q3 2023$159M61Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$130M52Aug 29, 202313F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.