SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Asset Allocation Strategies LLC

CIK 0001922879 · 33335 GRAND RIVER AVE, FARMINGTON, MI, 48336 · 2484890101

Reported Value
$217M
Q3 2023
Positions
64
Filings on Record
14
2019–present window
Filed
Nov 17, 2023
original filing

Summary

Asset Allocation Strategies LLC reported $217M in U.S.-listed holdings across 64 positions for Q3 2023.

Its largest position, Schwab Strategic Tr, represents 9.6% of the portfolio.

Compared with Q2 2023, the fund opened 4 new positions and exited 2.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+51.3%
share of reported value
Largest Position
+9.6%
Schwab Strategic Tr
New / Exited
4 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’22: $147MQ4 ’22Q1 ’23: $35MQ2 ’23: $212MQ2 ’23Q3 ’23: $217MQ4 ’23: $256MQ4 ’23Q1 ’24: $283MQ2 ’24: $297MQ2 ’24Q3 ’24: $351MQ1 ’25: $416MQ1 ’25Q2 ’25: $452MQ3 ’25: $505MQ3 ’25Q4 ’25: $540MQ1 ’26: $563MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 96.8%Common Stock: 2.3%MLP: 0.7%Other: 0.2%Closed-End Fund: 0.1%
  • ETP · 96.8% · $210M
  • Common Stock · 2.3% · $5M
  • MLP · 0.7% · $1M
  • Other · 0.2% · $342,106
  • Closed-End Fund · 0.1% · $218,467

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TRANE TECHNOLOGIES PLCNEW+1.7K1.7K+$342,106$342,106
PIMCO ETF TRNEW+2.5K2.5K+$233,370$233,370
TORTOISE MIDSTRM ENERGY FD INEW+6.4K6.4K+$218,467$218,467
TAT&T INCNEW+12.4K12.4K+$186,280$186,280
INVESCO EXCHANGE TRADED FD TADDED+149.9K165.5K+$153,721$6M
INVESCO EXCHANGE TRADED FD TADDED+7.1K10.3K$44,736$346,916
BACVERIZON COMMUNICATIONS INCSOLD OUT6.1K0$226,859$0
VANGUARD INDEX FDSSOLD OUT1.4K0$200,651$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

31 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRGLOBAL 100 ETF · CORE S&P SCP ETF · S&P 500 GRWT ETF · FALN ANGLS USD · RUS TP200 GR ETF · CORE S&P MCP ETF · RUS TOP 200 ETF · RUS MID CAP ETF · MRGSTR MD CP GRW · MRGSTR SM CP GR · RUS 1000 GRW ETF24.37%$53M823.2K
2XLFSELECT SECTOR SPDR TRFINANCIAL · SBI INT-UTILS · SBI HEALTHCARE · RL EST SEL SEC · SBI CONS STPLS12.66%$27M573.7K
3SCHWAB STRATEGIC TRUS DIVIDEND EQ · US TIPS ETF9.90%$21M306.5K
4NDQINVESCO QQQ TRhistory →UNIT SER 17.68%$17M46.5K
5RDVYFIRST TR EXCHANGE-TRADED FDRISNG DIVD ACHIV · SENIOR LN FD · INTL EQUITY OPP6.71%$15M328.8K
6INVESCO ACTIVELY MANAGED ETFS&P500 DOWNSID6.23%$13M433.1K
7INVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P SMCP VLU MNT · DORSEY WRIGHT HE4.04%$9M233.8K
8VANGUARD MALVERN FDSSTRM INFPROIDX3.98%$9M182.2K
9VANGUARD WHITEHALL FDSHIGH DIV YLD3.71%$8M77.8K
10STRATEGY SHSNS 7HANDL IDX2.82%$6M319.9K
11FLEXSHARES TRINT QLTDVDYNAM2.39%$5M206.0K
12VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT1.79%$4M88.5K
13VANGUARD SPECIALIZED FUNDSDIV APP ETF1.71%$4M23.9K
14SPDR SER TRPRTFLO S&P500 GW1.66%$4M60.7K
15SPDR S&P 500 ETF TRTR UNIT1.38%$3M7.0K
16FIRST TR EXCHANGE TRAD FD VIFST TR GLB FD0.96%$2M86.8K
17FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF0.95%$2M129.5K
18JANUS DETROIT STR TRHENDRSN SHRT ETF0.94%$2M42.3K
19SPDR DOW JONES INDL AVERAGEUT SER 10.93%$2M6.0K
20FIDELITY COVINGTON TRUSTLOW VOLITY ETF0.55%$1M24.7K
21AAPLAPPLE INCCOM0.53%$1M6.7K
22EPDENTERPRISE PRODS PARTNERS LCOM0.51%$1M40.1K
23BABOEING COCOM0.38%$818,8574.3K
24VANGUARD INDEX FDSREAL ESTATE ETF0.32%$704,3369.3K
25JXNJACKSON FINANCIAL INCCOM CL A0.30%$652,33217.1K
26AMZNAMAZON COM INCCOM0.19%$419,4963.3K
27ETENERGY TRANSFER L PCOM UT LTD PTN0.18%$396,50828.3K
28J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM0.17%$374,5117.0K
29TRANE TECHNOLOGIES PLCSHS0.16%$342,1061.7K
304I1PHILIP MORRIS INTL INCCOM0.15%$331,6783.6K
31PFEPFIZER INCCOM0.15%$314,3839.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$563M167Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$540M162Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$505M148Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$452M137Aug 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$416M125May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$351M117Nov 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$297M92Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$283M78May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$256M67Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$217M64Nov 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$212M62Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$35M33May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$147M55Feb 16, 202313F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.