SEC 13F Intelligence

Managers / Q3 2022 · view latest →

LOWERY THOMAS, LLC

CIK 0001919701 · 3975 RONDA ROAD, PEBBLE BEACH, CA, 93953 · 415-227-9800

Reported Value
$86M
Q3 2022
Positions
41
Filings on Record
18
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Lowery Thomas, LLC reported $86M in U.S.-listed holdings across 41 positions for Q3 2022.

Its largest position, Ishares Short Treasury Bond Etf, represents 9.9% of the portfolio.

Compared with Q2 2022, the fund opened 1 new position and exited 4.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+55.8%
share of reported value
Largest Position
+9.9%
Ishares Short Treasury Bond Etf
New / Exited
1 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’22: $145MQ1 ’22Q2 ’22: $105MQ3 ’22: $86MQ4 ’22: $83MQ4 ’22Q1 ’23: $91MQ2 ’23: $102MQ3 ’23: $105MQ3 ’23Q4 ’23: $116MQ1 ’24: $131MQ2 ’24: $137MQ2 ’24Q3 ’24: $147MQ4 ’24: $153MQ1 ’25: $146MQ1 ’25Q2 ’25: $156MQ3 ’25: $173MQ4 ’25: $177MQ4 ’25Q1 ’26: $175Mfilingsflow.com

Portfolio Composition

By security type
ETP: 96.4%Open-End Fund: 2.3%Common Stock: 1.2%
  • ETP · 96.4% · $82M
  • Open-End Fund · 2.3% · $2M
  • Common Stock · 1.2% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD MID-CAP VALUE ETFNEW+1.7K1.7K+$208,000$208,000
VANGUARD S&P 500 ETFADDED+3.0K3.9K+$952,000$1M
SPDR PORTFOLIO SHORT TERM TREASURY ETFSOLD OUT−11.0K0−$324,000$0
WISDOMTREE FLOATING RATE TREASURY FUNDSOLD OUT−6.0K0−$300,000$0
ISHARES SEMICONDUCTOR FUNDSOLD OUT−7010−$245,000$0
BXBLACKSTONE INC COMSOLD OUT−2.2K0−$204,000$0
SCHWAB U.S. SMALL-CAP ETFADDED+5.5K11.9K+$202,000$451,000
SCHWAB SHORT-TERM US TREASURY ETFTRIMMED−7.6K4.5K−$376,000$216,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

41 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES SHORT TREASURY BOND ETFETF9.93%$8M77.2K
2NDQINVESCO QQQ TRUSThistory →ETF6.62%$6M21.2K
3SPDR PORTFOLIO S&P 500 GROWTH ETFETF6.13%$5M104.6K
4SPDR PORTFOLIO S&P 500 VALUE ETFETF5.46%$5M135.3K
5ISHARES RUSSELL 2000 GROWTH ETFETF5.19%$4M21.5K
6SCHWAB U.S. LARGE-CAP GROWTH ETFETF5.16%$4M79.1K
7SPDR S&P 500 ETF TRUSTETF4.96%$4M11.9K
8SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTETF4.34%$4M12.9K
9ISHARES 1-3 YEAR TREASURY BOND ETFETF4.03%$3M42.4K
10ISHARES RUSSELL 1000 ETFETF3.93%$3M17.0K
11ISHARES RUSSELL MID-CAP GROWTH ETFETF3.84%$3M41.9K
12SPDR BLOOMBERG 1-3 MONTH T-BILL ETFETF3.71%$3M34.6K
13ISHARES RUSSELL 1000 GROWTH ETFETF3.52%$3M14.3K
14VANECK SEMICONDUCTOR ETFETF2.58%$2M11.9K
15SCHWAB U.S. LARGE-CAP VALUE ETFETF2.52%$2M36.8K
16SCHWAB CHARLES FAMILY FD AMT TAX FREE MNYETF2.35%$2M2.01M
17ISHARES RUSSELL 2000 VALUE ETFETF2.31%$2M15.3K
18SCHWAB US TIPS ETFETF2.18%$2M36.0K
19HEALTH CARE SELECT SECTOR SPDR FUNDETF1.93%$2M13.6K
20REAL ESTATE SELECT SECTOR SPDR FUNDETF1.82%$2M43.3K
21ISHARES RUSSELL MID-CAP VALUE ETFETF1.74%$1M15.5K
22XLFFINANCIAL SELECT SECTOR SPDR FUNDhistory →ETF1.52%$1M42.9K
23VANGUARD S&P 500 ETFETF1.48%$1M3.9K
24TECHNOLOGY SELECT SECTOR SPDR FUNDETF1.47%$1M10.6K
25INVESCO NASDAQ 100 ETFETF1.40%$1M10.8K
26ISHARES CORE U.S. AGGREGATE BOND ETFETF1.39%$1M12.3K
27ISHARES RUSSELL 2000 ETFETF0.96%$823,0005.0K
28VANGUARD S&P SMALL-CAP 600 GROWTH ETFETF0.95%$816,0004.7K
29CONSUMER STAPLES SELECT SECTOR SPDR FUNDETF0.93%$798,00011.9K
30SCHWAB U.S. MID-CAP ETFETF0.87%$744,00012.3K
31ISHARES S&P 500 VALUE ETFETF0.83%$710,0005.5K
32ISHARES RUSSELL 1000 VALUE ETFETF0.59%$501,0003.7K
33VANGUARD MID-CAP GROWTH ETFETF0.54%$460,0002.7K
34SCHWAB U.S. SMALL-CAP ETFETF0.53%$451,00011.9K
35AMZNAMAZON COM INC COMStock0.47%$400,0003.5K
36AAPLAPPLE INC COMStock0.43%$370,0002.7K
37VANGUARD MID-CAP ETFETF0.31%$264,0001.4K
38MSFTMICROSOFT CORP COMStock0.30%$257,0001.1K
39SPDR S&P 600 SMALL CAP GROWTH ETFETF0.27%$229,0003.4K
40SCHWAB SHORT-TERM US TREASURY ETFETF0.25%$216,0004.5K
41VANGUARD MID-CAP VALUE ETFETF0.24%$208,0001.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$175M55May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$177M55Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$173M55Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$156M53Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$146M55May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$153M56Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$147M52Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$137M46Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$131M46May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$116M46Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$105M48Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$102M46Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$91M43May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022$83M38Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$86M41Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105M44Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$145M49May 10, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.