SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Mason & Associates Inc

CIK 0001917686 · 7474 N FIGUEROA STREET, LOS ANGELES, CA, 90041 · 3232543072

Reported Value
$282M
Q3 2022
Positions
81
Filings on Record
18
2019–present window
Filed
Oct 20, 2022
original filing

Summary

Mason & Associates Inc reported $282M in U.S.-listed holdings across 81 positions for Q3 2022.

Its largest position, Wisdomtree Tr, represents 14.2% of the portfolio.

Compared with Q2 2022, the fund opened 3 new positions and exited 8.

Portfolio Metrics

Turnover
+16.8%
vs prior filed quarter
Top-10 Concentration
+73.3%
share of reported value
Largest Position
+14.2%
Wisdomtree Tr
New / Exited
3 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’22: $327MQ1 ’22Q2 ’22: $285MQ3 ’22: $282MQ4 ’22: $313MQ4 ’22Q1 ’23: $327MQ2 ’23: $339MQ3 ’23: $312MQ3 ’23Q4 ’23: $340MQ1 ’24: $375MQ2 ’24: $376MQ2 ’24Q3 ’24: $401MQ4 ’24: $425MQ1 ’25: $402MQ1 ’25Q2 ’25: $433MQ3 ’25: $497MQ4 ’25: $531MQ4 ’25Q1 ’26: $516Mfilingsflow.com

Portfolio Composition

By security type
ETP: 89.1%Common Stock: 10.6%REIT: 0.2%Other: 0.1%Closed-End Fund: 0.0%
  • ETP · 89.1% · $252M
  • Common Stock · 10.6% · $30M
  • REIT · 0.2% · $552,000
  • Other · 0.1% · $160,000
  • Closed-End Fund · 0.0% · $126,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TR EXCHNG TRADED FD VINEW+1.39M1.39M+$38M$38M
MDYSPDR S&P MIDCAP 400 ETF TRNEW+518518+$208,000$208,000
WDIWESTERN ASSET DIVERSIFIED INNEW+10.0K10.0K+$126,000$126,000
GOOGLALPHABET INCADDED+5.4K5.6K+$12,000$535,000
GOOGALPHABET INCADDED+4.1K4.4K−$38,000$419,000
TSLATESLA INCADDED+4.0K5.8K+$322,000$2M
INNOVATOR ETFS TRSOLD OUT−1.07M0−$32M$0
INNOVATOR ETFS TRSOLD OUT−155.2K0−$5M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS TP200 VL ETF · MSCI USA MIN VOL · MSCI INTL VLU FT · MSCI INTL QUALTY · US HLTHCR PR ETF · U.S. MED DVC ETF · RUSSELL 3000 ETF21.33%$60M1.34M
2WISDOMTREE TRFLOATNG RAT TREA · ITL HDG QTLY DIV16.54%$47M980.9K
3FIRST TR EXCHNG TRADED FD VICBOE VEST US EQT13.57%$38M1.39M
4VANGUARD SPECIALIZED FUNDSDIV APP ETF7.90%$22M165.0K
5SCHWAB STRATEGIC TRSHT TM US TRES · EMRG MKTEQ ETF · US BRD MKT ETF6.58%$19M495.1K
6INVESCO EXCHANGE TRADED FD TS&P500 EQL ENR6.14%$17M284.4K
7J P MORGAN EXCHANGE TRADED FULTRA SHRT INC5.48%$15M308.7K
8GQ9SPDR GOLD TRhistory →GOLD SHS4.66%$13M85.2K
9VANGUARD INDEX FDSMID CAP ETF · TOTAL STK MKT2.08%$6M31.4K
10INVESCO EXCH TRADED FD TR IISR LN ETF1.99%$6M278.0K
11AAPLAPPLE INChistory →COM1.48%$4M30.2K
12CVBFCVB FINL CORPCOM0.80%$2M89.1K
13FANGDIAMONDBACK ENERGY INCCOM0.69%$2M16.2K
14AMZNAMAZON COM INCCOM0.55%$2M13.9K
15INDEXIQ ACTIVE ETF TRIQ MACKAY INSRED0.55%$2M67.9K
16TSLATESLA INCCOM0.55%$2M5.8K
17MSFTMICROSOFT CORPCOM0.47%$1M5.7K
18UNHUNITEDHEALTH GROUP INCCOM0.45%$1M2.5K
19DVNDEVON ENERGY CORP NEWCOM0.34%$955,00015.9K
20JPMJPMORGAN CHASE & COCOM0.32%$900,0008.6K
21BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.31%$887,0003.3K
22LIESUN LIFE FINANCIAL INC.COM0.31%$875,00022.0K
23TPLTEXAS PACIFIC LAND CORPORATICOM0.30%$851,000479
24EXMOCEXXON MOBIL CORPCOM0.27%$763,0008.7K
25OZBELPOINTE PREP LLCUNIT RP LTD LB A0.26%$743,0008.8K
26NVDANVIDIA CORPORATIONCOM0.26%$742,0006.1K
27GOLDMAN SACHS ETF TRACTIVEBETA US LG0.25%$713,00010.0K
28FSKFS KKR CAP CORPCOM0.23%$638,00037.6K
29XLESELECT SECTOR SPDR TRENERGY0.22%$614,0008.5K
30SPDR SER TRNUVEEN BLMBRG SH0.21%$598,00013.0K
31NOCNORTHROP GRUMMAN CORPCOM0.20%$560,0001.2K
32BACBK OF AMERICA CORPCOM0.19%$544,00018.0K
33GOOGLALPHABET INCCAP STK CL A0.19%$535,0005.6K
34CRWDCROWDSTRIKE HLDGS INCCL A0.18%$514,0003.1K
35DFUVDIMENSIONAL ETF TRUSTUS MKTWIDE VALUE0.17%$493,00016.7K
36MRNAMODERNA INCCOM0.16%$465,0003.9K
37AMGNAMGEN INCCOM0.16%$462,0002.0K
38EWEDWARDS LIFESCIENCES CORPCOM0.16%$462,0005.6K
39ABBVABBVIE INCCOM0.16%$457,0003.4K
40LMTLOCKHEED MARTIN CORPCOM0.15%$431,0001.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$516M160Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$531M157Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$497M133Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$433M120Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$402M113Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$425M105Jan 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$401M109Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$376M107Jul 19, 202413F-HRchanges · EDGAR ↗
Q1 2024$375M112Apr 23, 202413F-HRchanges · EDGAR ↗
Q4 2023$340M81Jan 17, 202413F-HRchanges · EDGAR ↗
Q3 2023$312M83Oct 20, 202313F-HRchanges · EDGAR ↗
Q2 2023$339M90Jul 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$327M84Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$313M81Jan 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$282M81Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$285M86Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$327M108Apr 19, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.