SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Alley Investment Management Company, LLC

CIK 0001917618 · 272 MARKET SQUARE, SUITE 214, LAKE FOREST, IL, 60045 · 847-482-0938

Reported Value
$589M
Q3 2023
Positions
82
Filings on Record
17
2019–present window
Filed
Oct 27, 2023
original filing

Summary

Alley Investment Management Company, LLC reported $589M in U.S.-listed holdings across 82 positions for Q3 2023.

Its largest position, AAPL, represents 3.8% of the portfolio.

Compared with Q2 2023, the fund opened 2 new positions and exited 1.

Portfolio Metrics

Turnover
+2.5%
vs prior filed quarter
Top-10 Concentration
+30.1%
share of reported value
Largest Position
+3.8%
Apple
New / Exited
2 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’22: $606MQ1 ’22Q2 ’22: $530MQ3 ’22: $501MQ3 ’22Q2 ’23: $620MQ3 ’23: $589MQ3 ’23Q4 ’23: $684MQ1 ’24: $727MQ1 ’24Q2 ’24: $732MQ3 ’24: $790MQ3 ’24Q4 ’24: $791MQ1 ’25: $797MQ1 ’25Q2 ’25: $826MQ3 ’25: $861MQ3 ’25Q4 ’25: $854MQ1 ’26: $821MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 79.8%ETP: 15.6%Other: 3.0%REIT: 1.6%
  • Common Stock · 79.8% · $470M
  • ETP · 15.6% · $92M
  • Other · 3.0% · $18M
  • REIT · 1.6% · $10M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LLYEli Lilly & CoNEW+7.0K7.0K+$4M$4M
EXMOCExxon Mobil CorpNEW+1.9K1.9K+$220,463$220,463
2JEFocus Financial Partners Ord SSOLD OUT−23.2K0−$1M$0
iShares Ultra Short Term BondTRIMMED−159.5K6.6K−$8M$333,264
Medtronic PLCTRIMMED−42.3K34.0K−$4M$3M
JNJJohnson & JohnsonTRIMMED−6832.4K−$136,392$372,108
PIIPolaris Industries IncTRIMMED−1.0K5.4K−$211,160$559,652
CMECME Group IncTRIMMED−1.5K18.7K+$8,235$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLApple Inchistory →COM3.76%$22M129.3K
2MSFTMicrosoft Corphistory →COM3.23%$19M60.2K
3A4SAmeriprise Financial Inchistory →COM3.18%$19M56.7K
4JPMJPMorgan Chase & Cohistory →COM3.12%$18M126.9K
5PAYXPaychex Inchistory →COM2.95%$17M150.9K
6ABBVAbbVie Inchistory →COM2.95%$17M116.6K
7CHVChevron Corphistory →COM2.83%$17M99.1K
8iShares iBoxx Inv Gr Corp BondCOM2.76%$16M159.5K
9iShares Short-Term Corp Bond ECOM2.73%$16M322.2K
10HDHome Depot Inchistory →COM2.58%$15M50.2K
11Accenture PLC Cl ACOM2.53%$15M48.5K
12UNPUnion Pacific Corphistory →COM2.51%$15M72.6K
134I1Philip Morris Int'l Inchistory →COM2.47%$15M157.2K
14LMTLockheed Martin Corphistory →COM2.33%$14M33.6K
15MRKMerck & Co Inchistory →COM2.32%$14M132.5K
16BLKCHFBlackRock, Inchistory →COM2.22%$13M20.3K
17GOOGLAlphabet Inc Cl Ahistory →COM2.20%$13M99.2K
18MAMasterCard Inchistory →COM2.15%$13M31.9K
19ABTAbbott Laboratorieshistory →COM2.10%$12M127.9K
20COSTCostco Whsl Corphistory →COM2.10%$12M21.9K
21INTUIntuithistory →COM2.10%$12M24.2K
22SBUXStarbucks Corphistory →COM2.02%$12M130.2K
23HONGBPHoneywell Int'lhistory →COM1.98%$12M63.1K
24Vanguard Total Bond Mkt ETFCOM1.93%$11M163.1K
25SNASnap-On Inc.history →COM1.88%$11M43.4K
26PEPPepsico Inc.history →COM1.84%$11M64.0K
27AMZNAmazon Com Inchistory →COM1.83%$11M84.7K
28iShares Nat'l AMT-Free Muni BoCOM1.79%$11M103.1K
29DHRDanaher Corphistory →COM1.67%$10M39.8K
30AJGArthur J. Gallagher & Cohistory →COM1.52%$9M39.4K
31NEENextEra Energy, Inchistory →COM1.45%$9M149.2K
32iShares iBoxx High Yld Corp BoCOM1.45%$9M115.6K
33PGProcter & Gamble Cohistory →COM1.42%$8M57.4K
34SYKStrykerhistory →COM1.42%$8M30.6K
35BRBroadridge Finl Solutionhistory →COM1.41%$8M46.5K
36BRK/BBerkshire Hathaway Cl Bhistory →COM1.34%$8M22.5K
37ITWIllinois Tool Workshistory →COM1.32%$8M33.8K
38PSXPhillips 66history →COM1.28%$8M63.0K
39DFSEURDiscover Financial Serviceshistory →COM1.16%$7M79.0K
40BACVerizon Communicationshistory →COM1.01%$6M183.9K
41AMGNAmgen IncCOM0.95%$6M20.7K
42CSCOCisco SystemsCOM0.91%$5M99.6K
43iShares Core S&P Small-Cap ETFCOM0.86%$5M53.7K
448CWCrown Castle Intl CorpCOM0.85%$5M54.4K
45UNHUnitedhealth GroupCOM0.83%$5M9.7K
46PLDPrologis IncCOM0.77%$5M40.7K
47USBU. S. BancorpCOM0.76%$4M135.3K
48DUKDuke Energy CorpCOM0.74%$4M49.7K
49iShares Core S&P Mid-Cap ETFCOM0.67%$4M15.9K
50ELEstee Lauder CompaniesCOM0.66%$4M26.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$821M85Apr 24, 202613F-HRchanges · EDGAR ↗
Q4 2025$854M90Jan 27, 202613F-HRchanges · EDGAR ↗
Q3 2025$861M88Oct 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$826M85Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$797M88Apr 28, 202513F-HRchanges · EDGAR ↗
Q4 2024$791M84Feb 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$790M85Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$732M85Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$727M84May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$684M81Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$589M82Oct 27, 202313F-HRchanges · EDGAR ↗
Q2 2023$620M81Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review81May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review83Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$501M79Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$530M78Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$606M81May 10, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.