SEC 13F Intelligence

Managers / Q3 2022 · view latest →

AVAII WEALTH MANAGEMENT, LLC

CIK 0001904431 · 2101 N CASALOMA DR, APPLETON, WI, 54913 · (920) 214-1212

Reported Value
$96M
Q3 2022
Positions
109
Filings on Record
19
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Avaii Wealth Management, LLC reported $96M in U.S.-listed holdings across 109 positions for Q3 2022.

Its largest position, Ishares Tr, represents 10.8% of the portfolio.

Compared with Q2 2022, the fund opened 18 new positions and exited 12.

Portfolio Metrics

Turnover
+18.8%
vs prior filed quarter
Top-10 Concentration
+46.8%
share of reported value
Largest Position
+10.8%
Ishares Tr
New / Exited
18 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $100MQ4 ’21Q1 ’22: $108MQ2 ’22: $94MQ3 ’22: $96MQ3 ’22Q4 ’22: $112MQ1 ’23: $115MQ2 ’23: $130MQ2 ’23Q3 ’23: $132MQ4 ’23: $153MQ1 ’24: $170MQ1 ’24Q2 ’24: $180MQ3 ’24: $198MQ4 ’24: $203MQ4 ’24Q1 ’25: $187MQ2 ’25: $225MQ3 ’25: $263MQ3 ’25Q4 ’25: $276MQ1 ’26: $287Mfilingsflow.com

Portfolio Composition

By security type
ETP: 79.5%Common Stock: 16.7%Other: 3.6%Closed-End Fund: 0.1%
  • ETP · 79.5% · $77M
  • Common Stock · 16.7% · $16M
  • Other · 3.6% · $3M
  • Closed-End Fund · 0.1% · $134,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+50.8K50.8K+$3M$3M
PROSHARES TRNEW+30.8K30.8K+$2M$2M
FRANKLIN TEMPLETON ETF TRNEW+56.6K56.6K+$1M$1M
VICTORY PORTFOLIOS IINEW+23.4K23.4K+$1M$1M
WISDOMTREE TRNEW+56.4K56.4K+$1M$1M
FIRST TR EXCHANGE-TRADED FDNEW+62.4K62.4K+$1M$1M
BOEING CONEW+28.2K28.2K+$832,000$832,000
WISDOMTREE TRNEW+19.0K19.0K+$757,000$757,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

32 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · EAFE VALUE ETF · BLACKROCK ULTRA · U.S. ENERGY ETF · MSCI USA MIN VOL · MBS ETF · MSCI INTL QUALTY22.09%$21M281.6K
2WISDOMTREE TRUS QTLY DIV GRT · HEDGED HI YLD BD · EMG MKTS SMCAP10.53%$10M228.4K
3VANGUARD MALVERN FDSSTRM INFPROIDX5.71%$6M114.3K
4NDQFRANKLIN TEMPLETON ETF TRINTL COR DIV TIL4.27%$4M67.3K
5J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM · ULTRA SHRT INC3.54%$3M66.8K
6FIRST TR SML CP CORE ALPHA FCOM SHS3.47%$3M45.9K
7EXCHANGE LISTED FDS TRCABANA TARGET 7 · CABANA TARGET 16 · CABANA CONSERVAT3.37%$3M150.0K
8PACER FDS TRUS CASH COWS 1003.35%$3M78.7K
9PROSHARES TRS&P MDCP 400 DIV · ULTRAPRO SHT QQQ3.29%$3M50.1K
10LNGBOEING COCOM2.58%$2M66.4K
11INVESCO EXCHANGE TRADED FD TINVESCO MSCI2.36%$2M46.6K
12AAPLAPPLE INChistory →COM2.21%$2M15.4K
13VGSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · SHORT TERM TREAS · LG-TERM COR BD1.98%$2M28.3K
14VICTORY PORTFOLIOS IIVCSHS US LRG CAP1.29%$1M23.4K
15KMBKIMBERLY-CLARK CORPhistory →COM1.24%$1M10.6K
16FIRST TR EXCHANGE-TRADED FDNASDAQ BUYWRITE1.17%$1M62.4K
17MSFTMICROSOFT CORPCOM0.90%$867,0003.7K
18AMZNAMAZON COM INCCOM0.86%$825,0007.3K
19JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI0.77%$746,00017.5K
20ISHARES INCMSCI EQUAL WEITE0.75%$718,00010.7K
21IAU*ISHARES GOLD TRISHARES NEW0.73%$705,00022.4K
22VANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.62%$599,00012.5K
23VANGUARD SPECIALIZED FUNDSDIV APP ETF0.61%$591,0004.4K
24TSLATESLA INCCOM0.58%$559,0002.1K
25ABRDN ETFSBBRG ALL COMD K10.57%$551,00021.3K
26JPMJPMORGAN CHASE & COCOM0.56%$540,0005.2K
27UBERUBER TECHNOLOGIES INCCOM0.55%$533,00020.1K
28PARAMOUNT GLOBALCLASS B COM0.55%$526,00043.1K
29DISDISNEY WALT COCOM0.54%$518,0005.5K
30OXYOCCIDENTAL PETE CORPCOM0.46%$445,0007.2K
31SPDR SER TRPORTFLI TIPS ETF0.46%$440,00017.4K
32VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.45%$437,00012.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$287M158Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$276M144Jan 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$263M150Oct 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$225M132Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$187M124Apr 16, 2025RESTATEMENTchanges · EDGAR ↗
Q4 2024$203M128Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$198M129Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$180M142Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$170M136Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$153M143Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$132M142Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$130M140Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$115M125Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$112M186Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$96M109Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$94M150Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$108M171Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$100M97Feb 14, 202213F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • CABANA
  • VISE

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.