SEC 13F Intelligence

Managers / Q2 2022 · view latest →

Round Rock Advisors LLC

CIK 0001846991 · 187 DANBURY ROAD, SUITE 201, WILTON, CT, 06897 · (203) 920-4774

Reported Value
$222M
Q2 2022
Positions
141
Filings on Record
23
2019–present window
Filed
Jul 22, 2022
original filing

Summary

Round Rock Advisors LLC reported $222M in U.S.-listed holdings across 141 positions for Q2 2022.

Its largest position, Vanguard Whitehall Fds, represents 11.2% of the portfolio.

Compared with Q1 2022, the fund opened 15 new positions and exited 16.

Portfolio Metrics

Turnover
+3.8%
vs prior filed quarter
Top-10 Concentration
+55.9%
share of reported value
Largest Position
+11.2%
Vanguard Whitehall Fds
New / Exited
15 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $109MQ4 ’20Q1 ’21: $126MQ2 ’21: $137MQ3 ’21: $135MQ3 ’21Q4 ’21: $226MQ1 ’22: $247MQ2 ’22: $222MQ2 ’22Q3 ’22: $221MQ4 ’22: $244MQ1 ’23: $261MQ1 ’23Q2 ’23: $277MQ3 ’23: $264MQ4 ’23: $397MQ4 ’23Q1 ’24: $417MQ2 ’24: $411MQ3 ’24: $428MQ3 ’24Q4 ’24: $488MQ1 ’25: $539MQ2 ’25: $580MQ2 ’25Q3 ’25: $631MQ4 ’25: $665MQ1 ’26: $654MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 80.6%Common Stock: 15.8%Closed-End Fund: 2.4%MLP: 0.4%ADR: 0.4%Other: 0.4%
  • ETP · 80.6% · $179M
  • Common Stock · 15.8% · $35M
  • Closed-End Fund · 2.4% · $5M
  • MLP · 0.4% · $894,000
  • ADR · 0.4% · $795,000
  • Other · 0.4% · $818,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LENLENNAR CORPNEW+5.4K5.4K+$381,000$381,000
BMYBRISTOL-MYERS SQUIBB CONEW+4.7K4.7K+$365,000$365,000
MRKMERCK & CO INCNEW+3.7K3.7K+$342,000$342,000
PTENPATTERSON-UTI ENERGY INCNEW+20.0K20.0K+$315,000$315,000
ASSURED GUARANTY LTDNEW+5.4K5.4K+$301,000$301,000
PARAMOUNT GLOBALNEW+11.3K11.3K+$280,000$280,000
ISHARES TRNEW+3.4K3.4K+$279,000$279,000
BPBP PLCNEW+8.9K8.9K+$254,000$254,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2022

30 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P SCP ETF · SELECT DIVID ETF · MSCI USA MIN VOL · MSCI EAFE MIN VL · S&P 500 GRWT ETF · CORE S&P500 ETF · CORE S&P MCP ETF · RUS 1000 GRW ETF · 0-5YR HI YL CP17.46%$39M417.4K
2VANGUARD WHITEHALL FDSHIGH DIV YLD · INTL DVD ETF11.54%$26M255.9K
3VTVVANGUARD INDEX FDSMID CAP ETF · LARGE CAP ETF · VALUE ETF · SM CP VAL ETF · SML CP GRW ETF · SMALL CP ETF · TOTAL STK MKT10.19%$23M121.5K
4NDQINVESCO QQQ TRhistory →UNIT SER 18.96%$20M71.0K
5SELECT SECTOR SPDR TRSBI INT-INDS · SBI HEALTHCARE · TECHNOLOGY7.60%$17M159.5K
6VANECK ETF TRUSTSEMICONDUCTR ETF3.94%$9M43.0K
7AAPLAPPLE INChistory →COM3.47%$8M56.3K
8INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT3.16%$7M52.2K
9VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP2.11%$5M61.0K
10J P MORGAN EXCHANGE TRADED FULTRA SHRT INC · EQUITY PREMIUM1.90%$4M82.6K
11SPDR S&P 500 ETF TRTR UNIT1.67%$4M9.9K
12VANGUARD MALVERN FDSSTRM INFPROIDX1.37%$3M60.5K
13INVESCO EXCH TRADED FD TR IINASDAQ 100 ETF · S&P500 LOW VOL1.30%$3M35.1K
14TSLATESLA INCCOM0.95%$2M3.1K
15VANGUARD SPECIALIZED FUNDSDIV APP ETF0.83%$2M12.9K
16PFEPFIZER INCCOM0.76%$2M32.2K
17VANGUARD WORLD FDSINF TECH ETF0.70%$2M4.7K
18HDHOME DEPOT INCCOM0.67%$1M5.4K
19PEPPEPSICO INCCOM0.66%$1M8.8K
20ITTITT INCCOM0.63%$1M20.7K
21PIMCO ETF TRENHAN SHRT MA AC0.58%$1M12.9K
22JNJJOHNSON & JOHNSONCOM0.57%$1M7.2K
23GOLDMAN SACHS ETF TRACTIVEBETA INT0.55%$1M44.2K
24WISDOMTREE TRUS SMALLCAP DIVD0.41%$908,00032.2K
25EPDENTERPRISE PRODS PARTNERS LCOM0.40%$894,00036.7K
26IGAVOYA GLBL ADV & PREM OPP FDCOM0.38%$852,00093.5K
27MSFTMICROSOFT CORPCOM0.38%$842,0003.3K
28AMZNAMAZON COM INCCOM0.37%$825,0007.8K
29LMTLOCKHEED MARTIN CORPCOM0.37%$812,0001.9K
30JPMJPMORGAN CHASE & COCOM0.35%$770,0006.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$654M318May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$665M324Jan 27, 202613F-HRchanges · EDGAR ↗
Q3 2025$631M327Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$580M215Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$539M216Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$488M217Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$428M183Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$411M180Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$417M190Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$397M184Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$264M141Oct 16, 202313F-HRchanges · EDGAR ↗
Q2 2023$277M145Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$261M142May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$244M153Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$221M142Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$222M141Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$247M142Apr 28, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M120Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$135M60Oct 25, 202113F-HRchanges · EDGAR ↗
Q2 2021$137M68Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$126M67Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$109M55Feb 19, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.