SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Sovereign Financial Group, Inc.

CIK 0001846175 · 35 WEST BROAD STREET, SUITE 100, STAMFORD, CT, 06902 · (203) 883-6006

Reported Value
$281M
Q3 2023
Positions
226
Filings on Record
22
2019–present window
Filed
Nov 3, 2023
original filing

Summary

Sovereign Financial Group, Inc. reported $281M in U.S.-listed holdings across 226 positions for Q3 2023.

Its largest position, Spdr S P 500 Etf Tr, represents 5.5% of the portfolio.

Compared with Q2 2023, the fund opened 18 new positions and exited 23.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $139MQ4 ’20Q1 ’21: $160MQ2 ’21: $165MQ3 ’21: $174MQ3 ’21Q4 ’21: $249MQ1 ’22: $270MQ2 ’22: $254MQ2 ’22Q3 ’22: $247MQ4 ’22: $253.8BQ1 ’23: $269MQ1 ’23Q2 ’23: $307MQ3 ’23: $281MQ4 ’23: $328MQ4 ’23Q1 ’24: $377MQ2 ’24: $401MQ3 ’24: $428MQ3 ’24Q4 ’24: $436MQ1 ’25: $434MQ2 ’25: $485MQ2 ’25Q3 ’25: $534MQ4 ’25: $580MQ1 ’26: $576MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 69.4%Common Stock: 28.7%Closed-End Fund: 0.6%Other: 0.6%REIT: 0.5%Other: 0.1%
  • ETP · 69.4% · $195M
  • Common Stock · 28.7% · $81M
  • Closed-End Fund · 0.6% · $2M
  • Other · 0.6% · $2M
  • REIT · 0.5% · $1M
  • Other · 0.1% · $404,510

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2023

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$576M365Apr 17, 202613F-HRchanges · EDGAR ↗
Q4 2025$580M349Jan 7, 202613F-HRchanges · EDGAR ↗
Q3 2025$534M327Oct 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$485M313Jul 25, 202513F-HRchanges · EDGAR ↗
Q1 2025$434M286Apr 11, 202513F-HRchanges · EDGAR ↗
Q4 2024$436M284Jan 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$428M282Oct 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$401M279Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$377M286Apr 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$328M245Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$281M226Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$307M231Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$269M215May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$253.8B220Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$247M204Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$254M211Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$270M217May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$249M208Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$174M168Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$165M167Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$160M167May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$139M137Feb 16, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.