SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Rye Brook Capital LLC

CIK 0001844147 · 777 WEST PUTNAM AVE, SUITE 300, GREENWICH, CT, 06830 · 203-542-2822

Reported Value
$196M
Q4 2023
Positions
30
Filings on Record
22
2019–present window
Filed
Jan 30, 2024
original filing

Summary

Rye Brook Capital LLC reported $196M in U.S.-listed holdings across 30 positions for Q4 2023.

Its largest position, QQQ, represents 11.1% of the portfolio.

Compared with Q3 2023, the fund opened 2 new positions and exited 1.

Portfolio Metrics

Turnover
+3.9%
vs prior filed quarter
Top-10 Concentration
+71.0%
share of reported value
Largest Position
+11.1%
Invesco Qqq
New / Exited
2 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $115MQ4 ’20Q1 ’21: $137MQ2 ’21: $141MQ3 ’21: $142MQ3 ’21Q4 ’21: $390MQ1 ’22: $253MQ2 ’22: $164MQ2 ’22Q3 ’22: $137MQ4 ’22: $154MQ1 ’23: $164MQ1 ’23Q2 ’23: $212MQ3 ’23: $141MQ4 ’23: $196MQ4 ’23Q1 ’24: $171MQ2 ’24: $76MQ3 ’24: $69MQ3 ’24Q4 ’24: $83MQ1 ’25: $80MQ2 ’25: $96MQ2 ’25Q3 ’25: $192MQ4 ’25: $107MQ1 ’26: $108MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 76.6%REIT: 8.7%Closed-End Fund: 7.6%Common Stock: 7.2%
  • ETP · 76.6% · $150M
  • REIT · 8.7% · $17M
  • Closed-End Fund · 7.6% · $15M
  • Common Stock · 7.2% · $14M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
QQQINVESCO QQQ TRUST SERIES 1NEW+52.9K52.9K+$22M$22M
SHOPSHOPIFY INC - CLASS ANEW+2.6K2.6K+$204,000$204,000
SMHVANECK SEMICONDUCTOR ETFADDED+47.4K72.9K+$9M$13M
RSPINVESCO S&P 500 EQUAL WEIGHTSOLD OUT−42.0K0−$6M$0
SRUUFSPROTT PHYSICAL URANIUM TRUSADDED+347.3K697.5K+$9M$15M
FCPTFOUR CORNERS PROPERTY TRUSTADDED+156.3K421.0K+$5M$11M
NXENEXGEN ENERGY LTDADDED+59.0K305.5K+$667,000$2M
BLMNBLOOMIN' BRANDS INCADDED+14.5K247.0K+$1M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1QQQINVESCO QQQ TRUST SERIES 1history →ETF11.06%$22M52.9K
2ISHARES IBOXX INVESTMENT GRAETF10.64%$21M188.2K
3EWJISHARES MSCI JAPAN ETFhistory →ETF10.45%$20M318.9K
4VGKVANGUARD FTSE EUROPE ETFhistory →ETF8.87%$17M269.2K
5SRUUFSPROTT PHYSICAL URANIUM TRUShistory →COM7.60%$15M697.5K
6SMHVANECK SEMICONDUCTOR ETFhistory →ETF6.51%$13M72.9K
7FCPTFOUR CORNERS PROPERTY TRUSThistory →COM5.44%$11M421.0K
8ETHEGRAYSCALE ETHEREUM TRUSThistory →ETN3.85%$8M387.9K
9BLMNBLOOMIN' BRANDS INChistory →COM3.55%$7M247.0K
10VNQVANGUARD REAL ESTATE ETFhistory →ETF3.02%$6M67.0K
11GLDSPDR GOLD SHAREShistory →ETF2.91%$6M29.8K
12IBBISHARES NASDAQ BIOTECHNOLOGYhistory →ETF2.78%$5M40.0K
13AVBAVALONBAY COMMUNITIES INChistory →COM1.68%$3M17.6K
14XLEENERGY SELECT SECTOR SPDRhistory →ETF1.58%$3M37.0K
15EQREQUITY RESIDENTIALhistory →COM1.56%$3M50.0K
16SHAKSHAKE SHACK INC - CLASS Ahistory →COM1.47%$3M38.8K
17NXENEXGEN ENERGY LTDhistory →COM1.09%$2M305.5K
18XLBMATERIALS SELECT SECTOR SPDRhistory →ETF1.04%$2M23.7K
19BLOKAMPLIFY TRANSFOR DATA SHARINhistory →ETF1.02%$2M67.0K
20GXOGXO LOGISTICS INCCOM0.72%$1M23.0K
21XOPSPDR S&P OIL & GAS EXP & PRCOM0.59%$1M8.5K
22OIHVANECK OIL SERVICES ETFCOM0.58%$1M3.7K
23VMIVALMONT INDUSTRIESCOM0.21%$420,0001.8K
24CIBRFIRST TRUST NASDAQ CYBERSECUETF0.18%$350,0006.5K
25MUBISHARES NATIONAL MUNI BOND ECOM0.11%$206,0001.9K
26SHOPSHOPIFY INC - CLASS ACOM0.10%$204,0002.6K
27HYDVANECK HIGH YIELD MUNI ETFCOM0.08%$155,0003.0K
28SUBISHARES SHORT-TERM NATIONALCOM0.08%$148,0001.4K
29AMLPALERIAN MLP ETFCOM0.07%$128,0003.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$108M28Apr 29, 202613F-HRchanges · EDGAR ↗
Q4 2025$107M27Jan 27, 202613F-HRchanges · EDGAR ↗
Q3 2025$192M31Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$96M24Jul 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$80M20Apr 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$83M29Feb 3, 202513F-HRchanges · EDGAR ↗
Q3 2024$69M19Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$76M25Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$171M28Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$196M30Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$141M28Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$212M26Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$164M27Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$154M23Jan 6, 202313F-HRchanges · EDGAR ↗
Q3 2022$137M21Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$164M22Jul 21, 202213F-HRchanges · EDGAR ↗
Q1 2022$253M32Apr 28, 202213F-HRchanges · EDGAR ↗
Q4 2021$390M29Jan 12, 202213F-HRchanges · EDGAR ↗
Q3 2021$142M27Oct 4, 202113F-HRchanges · EDGAR ↗
Q2 2021$141M27Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$137M28Apr 9, 202113F-HRchanges · EDGAR ↗
Q4 2020$115M24Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.