SEC 13F Intelligence

Managers / Q1 2021 · view latest →

West Financial Advisors, LLC

CIK 0001843684 · 111 EAST GRAND AVE, SUITE 412, DES MOINES, IA, 50309 · 515-284-1011

Reported Value
$298M
Q1 2021
Positions
152
Filings on Record
24
2019–present window
Filed
Apr 20, 2021
original filing

Summary

West Financial Advisors, LLC reported $298M in U.S.-listed holdings across 152 positions for Q1 2021.

Its largest position, Spdr S P 500 Etf Tr, represents 18.1% of the portfolio.

Compared with Q4 2020, the fund opened 10 new positions and exited 11.

Portfolio Metrics

Turnover
+1.0%
vs prior filed quarter
Top-10 Concentration
+79.5%
share of reported value
Largest Position
+18.1%
Spdr S P 500 Etf Tr
New / Exited
10 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $282MQ4 ’20Q1 ’21: $298MQ2 ’21: $327MQ3 ’21: $341MQ3 ’21Q4 ’21: $373MQ1 ’22: $380MQ2 ’22: $344MQ2 ’22Q3 ’22: $334MQ4 ’22: $358MQ1 ’23: $382MQ1 ’23Q2 ’23: $406MQ3 ’23: $399MQ4 ’23: $439MQ4 ’23Q1 ’24: $466MQ2 ’24: $482MQ3 ’24: $519MQ3 ’24Q4 ’24: $519MQ1 ’25: $526MQ2 ’25: $575MQ2 ’25Q3 ’25: $605MQ4 ’25: $593MQ1 ’26: $589MQ1 ’26Q2 ’26: $659Mfilingsflow.com

Portfolio Composition

By security type
ETP: 96.7%Common Stock: 3.2%Other: 0.1%ADR: 0.0%REIT: 0.0%
  • ETP · 96.7% · $288M
  • Common Stock · 3.2% · $10M
  • Other · 0.1% · $284,000
  • ADR · 0.0% · $41,000
  • REIT · 0.0% · $8,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XLFSELECT SECTOR SPDR TRNEW+27.3K27.3K+$930,000$930,000
XLCSELECT SECTOR SPDR TRNEW+12.3K12.3K+$905,000$905,000
ICEINTERCONTINENTAL EXCHANGE INNEW+200200+$22,000$22,000
DYNDYNE THERAPEUTICS INCNEW+999999+$16,000$16,000
ISHARES TRNEW+4040+$3,000$3,000
VANGUARD WORLD FDNEW+3030+$3,000$3,000
IBMINTERNATIONAL BUSINESS MACHSNEW+1212+$2,000$2,000
ISHARES TRNEW+5050+$2,000$2,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

30 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRNATIONAL MUN ETF · CORE S&P MCP ETF · CORE US AGGBD ET · SHRT NAT MUN ETF · TIPS BD ETF · CORE MSCI EAFE · MSCI USA ESG SLC · MSCI KLD400 SOC · MSCI EAFE ETF · CORE S&P500 ETF24.95%$74M575.4K
2SPDR S&P 500 ETF TRTR UNIT18.06%$54M135.9K
3VANGUARD BD INDEX FDSTOTAL BND MRKT10.87%$32M382.8K
4VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF10.64%$32M646.0K
5VUGVANGUARD INDEX FDSEXTEND MKT ETF · SMALL CP ETF · GROWTH ETF · SM CP VAL ETF7.22%$22M111.4K
6VANGUARD SPECIALIZED FUNDSDIV APP ETF5.63%$17M114.2K
7NDQINVESCO QQQ TRhistory →UNIT SER 14.77%$14M44.5K
8VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF4.46%$13M255.4K
9VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD3.98%$12M143.7K
10VANGUARD STAR FDSVG TL INTL STK F2.03%$6M96.5K
11XLFSELECT SECTOR SPDR TRSBI INT-FINL · SBI INT-INDS · COMMUNICATION · TECHNOLOGY1.23%$4M55.9K
12VANGUARD WORLD FDMEGA CAP INDEX · ESG INTL STK ETF · ESG US STK ETF0.84%$2M29.9K
13INVESCO EXCHANGE TRADED FD TFTSE RAFI 10000.69%$2M13.5K
14AAPLAPPLE INCCOM0.63%$2M15.3K
15SCHWAB STRATEGIC TRUS BRD MKT ETF · US DIVIDEND EQ · US AGGREGATE B0.42%$1M17.0K
16LNTALLIANT ENERGY CORPCOM0.20%$583,00010.8K
17MSFTMICROSOFT CORPCOM0.19%$581,0002.5K
18WISDOMTREE TREUROPE HEDGED EQ0.18%$551,0007.6K
19METAFACEBOOK INCCL A0.15%$451,0001.5K
20ORCLORACLE CORPCOM0.15%$445,0006.3K
21TYLTYLER TECHNOLOGIES INCCOM0.15%$435,0001.0K
22GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.14%$413,000200
23AFLAFLAC INCCOM0.13%$392,0007.7K
24BRK/ABERKSHIRE HATHAWAY INC DELCL A0.13%$386,0001
25ISHARES INCCORE MSCI EMKT0.08%$234,0003.6K
26QCOMQUALCOMM INCCOM0.07%$212,0001.6K
27CHDCHURCH & DWIGHT INCCOM0.06%$189,0002.2K
28HONGBPHONEYWELL INTL INCCOM0.06%$188,000864
29MAMASTERCARD INCORPORATEDCL A0.06%$178,000500
30VANGUARD WHITEHALL FDSHIGH DIV YLD0.06%$178,0001.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$659M224Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$589M193Apr 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$593M236Jan 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$605M193Oct 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$575M207Jul 21, 202513F-HRchanges · EDGAR ↗
Q1 2025$526M203Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$519M205Jan 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$519M188Oct 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$482M160Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$466M154Apr 11, 202413F-HRchanges · EDGAR ↗
Q4 2023$439M157Jan 11, 202413F-HRchanges · EDGAR ↗
Q3 2023$399M208Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$406M187Jul 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$382M162Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$358M164Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$334M185Oct 11, 202213F-HRchanges · EDGAR ↗
Q2 2022$344M165Jul 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$380M184Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$373M174Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$341M152Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$327M146Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$298M152Apr 20, 202113F-HRchanges · EDGAR ↗
Q4 2020$282M153Feb 22, 2021RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.