SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Catawba River Capital

CIK 0001843303 · 4100 CHARLOTTE HIGHWAY, LAKE WYLIE, SC, 29710 · 803-831-0911

Reported Value
$159M
Q3 2021
Positions
27
Filings on Record
28
2019–present window
Filed
Nov 9, 2021
original filing

Summary

Catawba River Capital reported $159M in U.S.-listed holdings across 27 positions for Q3 2021.

Its largest position, Vanguard Malvern Fds, represents 7.6% of the portfolio.

Compared with Q2 2021, the fund opened 2 new positions and exited 2.

Portfolio Metrics

Turnover
+8.3%
vs prior filed quarter
Top-10 Concentration
+52.3%
share of reported value
Largest Position
+7.6%
Vanguard Malvern Fds
New / Exited
2 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $145MQ4 ’20Q1 ’21: $149MQ2 ’21: $159MQ3 ’21: $159MQ3 ’21Q4 ’21: $165MQ1 ’22: $151MQ2 ’22: $76MQ2 ’22Q3 ’22: $84MQ4 ’22: $95MQ1 ’23: $110MQ1 ’23Q2 ’23: $125MQ3 ’23: $125MQ4 ’23: $142MQ4 ’23Q1 ’24: $172MQ2 ’24: $165MQ3 ’24: $158MQ3 ’24Q4 ’24: $168MQ1 ’25: $164MQ2 ’25: $197MQ2 ’25Q3 ’25: $220MQ4 ’25: $225MQ1 ’26: $208MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 80.1%ETP: 16.2%Closed-End Fund: 3.6%
  • Common Stock · 80.1% · $127M
  • ETP · 16.2% · $26M
  • Closed-End Fund · 3.6% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
REGNREGENERON PHARMACEUTICALSNEW+8.8K8.8K+$5M$5M
ROADCONSTRUCTION PARTNERS INCNEW+70.9K70.9K+$2M$2M
LMTLOCKHEED MARTIN CORPSOLD OUT−14.2K0−$5M$0
BALLANTYNE STRONG INCSOLD OUT−27.3K0−$131,000$0
MSFTMICROSOFT CORPTRIMMED−10.6K9.6K−$3M$3M
VMEO*VIMEO INCTRIMMED−8.8K13.8K−$700,000$406,000
IAU*ISHARES GOLD TRTRIMMED−1.4K11.5K−$52,000$383,000
0J7QIAC INTERACTIVECORP NEWADDED+2.5K28.7K−$296,000$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

27 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD MALVERN FDSSTRM INFPROIDX7.61%$12M229.7K
2PATKPATRICK INDS INChistory →COM6.83%$11M130.2K
3GRBKGREEN BRICK PARTNERS INChistory →COM5.73%$9M443.4K
4GQ9SPDR GOLD TRhistory →GOLD SHS5.55%$9M53.6K
5IESCIES HLDGS INChistory →COM4.99%$8M173.4K
6CTOSCUSTOM TRUCK ONE SOURCE INChistory →COM CL A4.74%$8M806.5K
7FSVFIRSTSERVICE CORP NEWhistory →COM4.51%$7M39.7K
8DHRDANAHER CORPORATIONhistory →COM4.27%$7M22.3K
9POOLPOOL CORPhistory →COM4.20%$7M15.4K
10LOWLOWES COS INChistory →COM3.88%$6M30.4K
11SCISERVICE CORP INTLhistory →COM3.78%$6M99.6K
12NVRNVR INChistory →COM3.67%$6M1.2K
13LHXL3HARRIS TECHNOLOGIES INChistory →COM3.66%$6M26.4K
14HEI/AHEICO CORP NEWhistory →CL A3.65%$6M48.9K
15WCNWASTE CONNECTIONS INChistory →COM3.63%$6M45.7K
16DOUBLELINE OPPORTUNISTIC CRCOM3.62%$6M291.7K
17TYLTYLER TECHNOLOGIES INChistory →COM3.61%$6M12.5K
18PARPAR TECHNOLOGY CORPhistory →COM3.36%$5M86.6K
19REGNREGENERON PHARMACEUTICALShistory →COM3.34%$5M8.8K
20ROPROPER TECHNOLOGIES INChistory →COM3.32%$5M11.8K
21PLTRPALANTIR TECHNOLOGIES INChistory →CL A3.16%$5M209.0K
22ISHARES TRTIPS BD ETF2.85%$5M35.4K
230J7QIAC INTERACTIVECORP NEWhistory →COM NEW2.36%$4M28.7K
24MSFTMICROSOFT CORPhistory →COM1.70%$3M9.6K
25ROADCONSTRUCTION PARTNERS INChistory →COM CL A1.49%$2M70.9K
26VMEO*VIMEO INCCOMMON STOCK0.26%$406,00013.8K
27IAU*ISHARES GOLD TRISHARES NEW0.24%$383,00011.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$208M24May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$225M22Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$220M20Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M18Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M19Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$168M18Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$158M18Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$165M20Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$172M19May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$142M18Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$125M20Nov 16, 2023RESTATEMENTchanges · EDGAR ↗
Q2 2023$125M20Jul 27, 202313F-HRchanges · EDGAR ↗
Q1 2023$110M21May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$95M19Feb 14, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$84M16Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$76M15Jul 28, 202213F-HRchanges · EDGAR ↗
Q1 2022$151M25Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$165M26Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$159M27Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$159M27Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021REVEALED$149M28Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$145M31Feb 2, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.