SEC 13F Intelligence

Managers / Q3 2021 · view latest →

SWMG, LLC

CIK 0001839255 · 101 SUMMIT AVE., SUITE 910, FORT WORTH, TX, 76102 · 817-210-3444

Reported Value
$172M
Q3 2021
Positions
62
Filings on Record
21
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Swmg, LLC reported $172M in U.S.-listed holdings across 62 positions for Q3 2021.

Its largest position, Ishares Tr, represents 12.1% of the portfolio.

Compared with Q2 2021, the fund opened 8 new positions and exited 6.

Portfolio Metrics

Turnover
+18.9%
vs prior filed quarter
Top-10 Concentration
+63.7%
share of reported value
Largest Position
+12.1%
Ishares Tr
New / Exited
8 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $137MQ4 ’20Q1 ’21: $146MQ2 ’21: $170MQ3 ’21: $172MQ3 ’21Q4 ’21: $188MQ1 ’22: $183MQ3 ’22: $153MQ3 ’22Q4 ’22: $165MQ1 ’23: $179MQ2 ’23: $191MQ2 ’23Q4 ’23: $210MQ1 ’24: $222MQ2 ’24: $225MQ2 ’24Q3 ’24: $242MQ4 ’24: $251MQ1 ’25: $252MQ1 ’25Q2 ’25: $297MQ3 ’25: $331MQ4 ’25: $360MQ4 ’25Q1 ’26: $350Mfilingsflow.com

Portfolio Composition

By security type
ETP: 99.8%Common Stock: 0.2%
  • ETP · 99.8% · $172M
  • Common Stock · 0.2% · $384,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+82.9K82.9K+$18M$18M
ISHARES TRNEW+14.0K14.0K+$2M$2M
NDQINVESCO QQQ TRNEW+1.8K1.8K+$648,000$648,000
TLHISHARES TRNEW+4.3K4.3K+$635,000$635,000
VANGUARD SPECIALIZED FUNDSNEW+3.1K3.1K+$475,000$475,000
ISHARES TRNEW+2.9K2.9K+$418,000$418,000
ISHARES TRNEW+2.2K2.2K+$242,000$242,000
VANGUARD INDEX FDSNEW+1.5K1.5K+$208,000$208,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

21 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TLHISHARES TRESG AWR MSCI USA · CORE S&P500 ETF · RUSSELL 2000 ETF · EAFE VALUE ETF · EAFE GRWTH ETF · MSCI USA VALUE · CORE S&P SCP ETF · CORE TOTAL USD · GLOBAL TECH ETF · US TREAS BD ETF · GLOBAL FINLS ETF · NATIONAL MUN ETF · U.S. ENERGY ETF · MSCI UK ETF NEW · TIPS BD ETF · ISHS 1-5YR INVS · SHRT NAT MUN ETF · CORE MSCI EAFE · 1 3 YR TREAS BD · CORE US AGGBD ET · 10-20 YR TRS ETF · GLOBAL ENERG ETF69.79%$120M1.37M
2VTVVANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · VALUE ETF8.20%$14M68.5K
3ESGEISHARES INCESG AWR MSCI EM · MSCI GERMANY ETF · MSCI MEXICO ETF3.40%$6M144.8K
4VANGUARD BD INDEX FDSTOTAL BND MRKT1.90%$3M38.4K
5PIMCO ETF TRSHTRM MUN BD ACT · INTER MUN BD ACT1.80%$3M59.3K
6VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF1.68%$3M57.2K
7INDEXIQ ACTIVE ETF TRIQ MACKAY INSRED · IQ MACKAY INTRME1.52%$3M96.8K
8VANECK ETF TRUSTVANECK SHRT MUNI · MRNGSTR WDE MOAT1.32%$2M102.0K
9VDCVANGUARD WORLD FDSCONSUM STP ETF · FINANCIALS ETF1.12%$2M15.8K
10J P MORGAN EXCHANGE-TRADED FBETABULDRS JAPAN1.03%$2M30.2K
11ISHARES U S ETF TRGSCI CMDTY STGY1.00%$2M48.0K
12SCHWAB STRATEGIC TRSCHWB FDT EMK LG0.76%$1M40.8K
13SPDR S&P 500 ETF TRTR UNIT0.67%$1M2.7K
14VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.62%$1M21.4K
15HARTFORD FDS EXCHANGE TRADEDMUN OPORTUNITE0.52%$893,00021.4K
16VANGUARD SCOTTSDALE FDSINTER TERM TREAS0.46%$786,00011.6K
17DBX ETF TRXTRACK MSCI EAFE0.44%$756,00020.0K
18SPDR SER TRS&P 600 SMCP VAL0.40%$693,0008.5K
19NDQINVESCO QQQ TRUNIT SER 10.38%$648,0001.8K
20GLOBAL X FDSGLB X MLP ENRG I0.33%$564,00015.7K
21VANGUARD SPECIALIZED FUNDSDIV APP ETF0.28%$475,0003.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$350M120Apr 24, 202613F-HRchanges · EDGAR ↗
Q4 2025$360M120Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$331M110Oct 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$297M122Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$252M111Apr 28, 202513F-HRchanges · EDGAR ↗
Q4 2024$251M115Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$242M118Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$225M96Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$222M97May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$210M97Feb 15, 202413F-HRchanges · EDGAR ↗
Q2 2023$191M93Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M90May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$165M77Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$153M71Nov 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$183M65May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$188M66Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$172M62Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$170M60Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$146M57Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$137M58Feb 16, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.