SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Source Financial Advisors LLC

CIK 0001830954 · 545 FIFTH AVENUE, SUITE 1108, NEW YORK, NY, 10017 · 2122730406

Reported Value
$370M
Q4 2020
Positions
109
Filings on Record
16
2019–present window
Filed
Feb 16, 2021
original filing

Summary

Source Financial Advisors LLC reported $370M in U.S.-listed holdings across 109 positions for Q4 2020.

The portfolio is heavily concentrated: MKTX alone accounts for 20.1% of reported value.

Portfolio Metrics

Top-10 Concentration
+62.1%
share of reported value
Largest Position
+20.1%
Marketaxess

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $370MQ4 ’20Q1 ’21: $375MQ2 ’21: $388MQ2 ’21Q3 ’21: $385MQ4 ’21: $371MQ4 ’21Q1 ’22: $340MQ2 ’22: $255MQ2 ’22Q3 ’22: $253MQ4 ’22: $266MQ4 ’22Q1 ’23: $298MQ2 ’23: $305MQ2 ’23Q3 ’23: $296MQ4 ’23: $322MQ4 ’23Q1 ’24: $329MQ2 ’24: $325MQ2 ’24Q3 ’24: $338Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 54.9%ETP: 41.6%Other: 3.3%REIT: 0.2%US DOMESTIC: 0.0%
  • Common Stock · 54.9% · $203M
  • ETP · 41.6% · $154M
  • Other · 3.3% · $12M
  • REIT · 0.2% · $655,000
  • US DOMESTIC · 0.0% · $35,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
MKTXMARKETAXESS HLDGS INCNEW+130.2K130.2K+$74M$74M
UBERUBER TECHNOLOGIES INCNEW+1.23M1.23M+$63M$63M
SNAPSNAP INCNEW+416.7K416.7K+$21M$21M
GOLDMAN SACHS ETF TRNEW+177.4K177.4K+$13M$13M
ISHARES TRNEW+32.4K32.4K+$12M$12M
SPDR S&P 500 ETF TRNEW+30.6K30.6K+$11M$11M
ELASTIC N VNEW+77.9K77.9K+$11M$11M
ISHARES TRNEW+74.8K74.8K+$9M$9M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

28 positions
#IssuerClass% PortfolioValueShares
1MKTXMARKETAXESS HLDGS INChistory →COM20.07%$74M130.2K
2ISHARES TRCORE S&P500 ETF · NATIONAL MUN ETF · CORE S&P TTL STK · CORE MSCI EAFE · CORE US AGGBD ET · MBS ETF · EAFE GRWTH ETF · TIPS BD ETF · 20 YR TR BD ETF · U.S. FIN SVC ETF · IBOXX INV CP ETF · U.S. TECH ETF · EXPANDED TECH · CORE MSCI EURO · EAFE VALUE ETF · CORE S&P MCP ETF · NEW YORK MUN ETF18.29%$68M583.4K
3UBERUBER TECHNOLOGIES INChistory →COM16.95%$63M1.23M
4SNAPSNAP INChistory →CL A5.64%$21M416.7K
5GOLDMAN SACHS ETF TRACTIVEBETA US LG3.63%$13M177.4K
6SPDR S&P 500 ETF TRTR UNIT3.09%$11M30.6K
7ELASTIC N VORD SHS3.08%$11M77.9K
8VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP · INTER TERM TREAS2.49%$9M107.9K
9VANGUARD INDEX FDSTOTAL STK MKT · REAL ESTATE ETF2.23%$8M49.3K
10ZEN1EURZENDESK INChistory →COM1.99%$7M51.5K
11VANGUARD BD INDEX FDSTOTAL BND MRKT1.92%$7M80.5K
12JPMJPMORGAN CHASE & COhistory →COM1.60%$6M46.7K
13SELECT SECTOR SPDR TRTECHNOLOGY · SBI CONS STPLS · SBI HEALTHCARE · SBI CONS DISCR1.50%$6M53.4K
14NDQINVESCO QQQ TRhistory →UNIT SER 11.42%$5M16.7K
15SFIXSTITCH FIX INChistory →COM CL A1.38%$5M86.9K
16ISHARES INCCORE MSCI EMKT1.30%$5M77.5K
17METAFACEBOOK INCCL A0.93%$3M12.6K
18SPDR SER TRPORTFOLIO AGRGTE0.86%$3M103.1K
19ASANASANA INCCL A0.61%$2M75.8K
20AAPLAPPLE INCCOM0.53%$2M14.7K
21TWTRUSDTWITTER INCCOM0.52%$2M35.4K
22NEWREURNEW RELIC INCCOM0.49%$2M27.8K
23MSFTMICROSOFT CORPCOM0.43%$2M7.2K
24VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.42%$2M33.2K
25J P MORGAN EXCHANGE-TRADED FDIV RTN INT EQ0.40%$1M25.4K
26GLOBAL X FDSUS INFR DEV ETF0.39%$1M67.6K
27GQ9SPDR GOLD TRGOLD SHS0.35%$1M7.3K
28INVESCO EXCH TRADED FD TR IIS&P 500 HB ETF0.28%$1M18.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2024$338M167Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$325M161Jul 17, 202413F-HRchanges · EDGAR ↗
Q1 2024$329M167May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$322M167Jan 11, 202413F-HRchanges · EDGAR ↗
Q3 2023$296M166Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$305M177Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$298M164Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$266M157Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$253M146Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$255M148Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$340M149May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$371M141Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$385M147Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$388M148Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$375M148May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$370M109Feb 16, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.