SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Rockbridge Investment Management, LCC

CIK 0001821984 · 220 S WARREN ST, 9TH FLOOR, SYRACUSE, NY, 13202 · 315-671-0588

Reported Value
$528M
Q1 2021
Positions
725
Filings on Record
24
2019–present window
Filed
May 20, 2021
original filing

Summary

Rockbridge Investment Management, Lcc reported $528M in U.S.-listed holdings across 725 positions for Q1 2021.

Its largest position, Schwab Strategic Tr, represents 10.2% of the portfolio.

Compared with Q3 2020, the fund opened 119 new positions and exited 56.

Portfolio Metrics

Turnover
+1.6%
vs prior filed quarter
Top-10 Concentration
+50.5%
share of reported value
Largest Position
+10.2%
Schwab Strategic Tr
New / Exited
119 / 56
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’20: $385MQ2 ’20Q3 ’20: $422MQ1 ’21: $528MQ1 ’21Q2 ’21: $590MQ3 ’21: $605MQ3 ’21Q4 ’21: $679MQ4 ’23: $654MQ4 ’23Q1 ’24: $566MQ2 ’24: $705MQ2 ’24Q3 ’24: $772MQ4 ’24: $780MQ4 ’24Q1 ’25: $845MQ2 ’25: $933MQ2 ’25Q3 ’25: $1.0BQ4 ’25: $1.1BQ4 ’25Q1 ’26: $1.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 91.6%Common Stock: 6.9%Other: 0.7%REIT: 0.5%ADR: 0.2%Other: 0.1%
  • ETP · 91.6% · $484M
  • Common Stock · 6.9% · $37M
  • Other · 0.7% · $4M
  • REIT · 0.5% · $3M
  • ADR · 0.2% · $999,000
  • Other · 0.1% · $483,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline) · note: prior filed quarter, not the immediately preceding one

IssuerMoveShare ΔShares nowValue ΔValue now
RODGERS SILICON VALLEY AQ CONEW+22.3K22.3K+$297,000$297,000
DECARBONIZATION PLUS ACQU IINEW+24.8K24.8K+$249,000$249,000
SPDR DOW JONES INDL AVERAGENEW+622622+$205,000$205,000
RODGERS SILICON VALLEY AQ CONEW+43.4K43.4K+$171,000$171,000
ARK ETF TRNEW+1.0K1.0K+$120,000$120,000
UWMCUWM HOLDINGS CORPORATIONNEW+10.0K10.0K+$79,000$79,000
J40TPROSHARES TRNEW+3.5K3.5K+$76,000$76,000
THUNDER BRDG ACQUISTION II LNEW+5.5K5.5K+$57,000$57,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

16 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS AGGREGATE B · INTL SCEQT ETF · US BRD MKT ETF · INTL EQTY ETF · EMRG MKTEQ ETF · US REIT ETF · US LRG CAP ETF · US SML CAP ETF20.54%$109M2.23M
2SPDR SER TRPORTFOLI S&P1500 · S&P 400 MDCP VAL · S&P 600 SMCP VAL · PORTFOLIO AGRGTE · BLOOMBERG BRCLYS · PORTFOLIO SHORT13.73%$73M1.45M
3VTVVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · SMALL CP ETF · SM CP VAL ETF · REAL ESTATE ETF · MID CAP ETF · VALUE ETF · GROWTH ETF11.89%$63M321.8K
4VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP · VNG RUS1000IDX · VNG RUS2000IDX · VNG RUS1000VAL · MORTG-BACK SEC10.79%$57M618.1K
5VANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND9.15%$48M572.0K
6ISHARES TRCORE MSCI EAFE · CRE U S REIT ETF · CORE S&P500 ETF · CORE 1 5 YR USD · 0-5YR INVT GR CP · CORE S&P SCP ETF · IBOXX HI YD ETF · MSCI EAFE ETF · CORE S&P MCP ETF8.28%$44M586.7K
7VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF3.67%$19M395.3K
8VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF2.04%$11M206.8K
9ISHARES INCCORE MSCI EMKT1.79%$9M146.9K
10SPDR S&P 500 ETF TRTR UNIT1.78%$9M23.8K
11SPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK0.90%$5M125.2K
12AAPLAPPLE INCCOM0.74%$4M32.1K
13MSFTMICROSOFT CORPCOM0.53%$3M11.9K
14HIWHIGHWOODS PPTYS INCCOM0.42%$2M51.2K
15INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.35%$2M13.2K
16AMZNAMAZON COM INCCOM0.34%$2M578

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.1B137May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.1B135Feb 4, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.0B133Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$933M133Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$845M130May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$780M132Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$772M129Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$705M117Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$566M106May 28, 202413F-HRchanges · EDGAR ↗
Q4 2023$654M665Feb 14, 202413F-HRchanges · EDGAR ↗
Q4 2021$679M814Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$605M763Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$590M743Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$528M725May 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$422M662Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$385M646Aug 20, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.