SEC 13F Intelligence

Managers / Q4 2023 · view latest →

NDWM LLC

CIK 0001818386 · 4250 EXECUTIVE SQUARE, SUITE 545, LA JOLLA, CA, 92037 · (858) 457-1325

Reported Value
$104M
Q4 2023
Positions
29
Filings on Record
10
2019–present window
Filed
Feb 12, 2024
original filing

Summary

Ndwm LLC reported $104M in U.S.-listed holdings across 29 positions for Q4 2023.

The portfolio is heavily concentrated: Ishares Tr alone accounts for 30.9% of reported value.

Portfolio Metrics

Top-10 Concentration
+88.5%
share of reported value
Largest Position
+30.9%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’23: $104MQ4 ’23Q1 ’24: $110MQ2 ’24: $113MQ2 ’24Q3 ’24: $121MQ4 ’24: $120MQ4 ’24Q1 ’25: $102MQ2 ’25: $137MQ2 ’25Q3 ’25: $147MQ4 ’25: $151MQ4 ’25Q1 ’26: $154Mfilingsflow.com

Portfolio Composition

By security type
ETP: 95.3%Common Stock: 4.5%Closed-End Fund: 0.2%
  • ETP · 95.3% · $99M
  • Common Stock · 4.5% · $5M
  • Closed-End Fund · 0.2% · $225,473

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+67.2K67.2K+$32M$32M
SPDR SER TRNEW+184.7K184.7K+$18M$18M
SPDR SER TRNEW+172.4K172.4K+$16M$16M
ISHARES TRNEW+71.1K71.1K+$7M$7M
INVESCO EXCHANGE TRADED FD TNEW+31.5K31.5K+$5M$5M
SELECT SECTOR SPDR TRNEW+19.3K19.3K+$4M$4M
WISDOMTREE TRNEW+78.4K78.4K+$3M$3M
SPDR S&P 500 ETF TRNEW+5.7K5.7K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

17 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRCORE S&P500 ETF · 20 YR TR BD ETF · 0-5YR INVT GR CP · 1 3 YR TREAS BD · SP SMCP600VL ETF · CORE US AGGBD ET · NEW YORK MUN ETF · RUS 2000 VAL ETF · 0-5YR HI YL CP · CALIF MUN BD ETF44.65%$46M244.5K
2SPDR SER TRBLOOMBERG 3-12 M · BLOOMBERG 1-3 MO32.77%$34M357.1K
3INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT4.79%$5M31.5K
4XLESELECT SECTOR SPDR TRTECHNOLOGY · ENERGY3.84%$4M22.6K
5WISDOMTREE TRUS EFFICIENT COR2.96%$3M78.4K
6SPDR S&P 500 ETF TRTR UNIT2.63%$3M5.7K
7NDQINVESCO QQQ TRhistory →UNIT SER 12.48%$3M6.3K
8NOWSERVICENOW INChistory →COM1.63%$2M2.4K
9TSLATESLA INCCOM0.87%$905,7093.6K
10INVESCO EXCH TRADED FD TR IINY AMT FRE MUN0.64%$660,56228.6K
11AAPLAPPLE INCCOM0.61%$637,0783.3K
12BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.54%$560,6701.6K
13GQ9SPDR GOLD TRGOLD SHS0.53%$546,1732.9K
14BABOEING COCOM0.31%$319,8301.2K
15MSFTMICROSOFT CORPCOM0.30%$314,370836
16SPROTT PHYSICAL GOLD TRUNIT0.22%$225,47314.2K
17CPBCAMPBELL SOUP COCOM0.20%$203,5704.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$154M38Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$151M34Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$147M34Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$137M31Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$102M33May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$120M31Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$121M32Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$113M33Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$110M32Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$104M29Feb 12, 202413F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.