SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Wellspring Financial Advisors, LLC

CIK 0001811308 · 5885 LANDERBROOK DR, SUITE 205, CLEVELAND, OH, 44124 · 216-367-0680

Reported Value
$359M
Q4 2021
Positions
108
Filings on Record
25
2019–present window
Filed
Jan 3, 2022
original filing

Summary

Wellspring Financial Advisors, LLC reported $359M in U.S.-listed holdings across 108 positions for Q4 2021.

Its largest position, Vanguard Total Stk Mkt, represents 15.3% of the portfolio.

Compared with Q3 2021, the fund opened 8 new positions and exited 4.

Portfolio Metrics

Turnover
+1.0%
vs prior filed quarter
Top-10 Concentration
+58.2%
share of reported value
Largest Position
+15.3%
Vanguard Total Stk Mkt
New / Exited
8 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $207MQ1 ’20Q2 ’20: $242MQ3 ’20: $255MQ4 ’20: $287MQ1 ’21: $207MQ1 ’21Q2 ’21: $318MQ3 ’21: $332MQ4 ’21: $359MQ1 ’22: $339MQ1 ’22Q2 ’22: $287MQ3 ’22: $271MQ4 ’22: $301MQ1 ’23: $337MQ1 ’23Q2 ’23: $353MQ3 ’23: $342MQ4 ’23: $402MQ1 ’24: $633MQ1 ’24Q2 ’24: $735MQ3 ’24: $838MQ4 ’24: $957MQ1 ’25: $899MQ1 ’25Q2 ’25: $996MQ3 ’25: $1.1BQ4 ’25: $1.3BQ1 ’26: $1.3BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 90.5%Common Stock: 8.5%Other: 0.7%Closed-End Fund: 0.3%
  • ETP · 90.5% · $325M
  • Common Stock · 8.5% · $31M
  • Other · 0.7% · $2M
  • Closed-End Fund · 0.3% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
26 CAPITAL ACQUISITION CORP COM CL ANEW+25.6K25.6K+$252,000$252,000
NXP SEMICONDUCTORS NV COMNEW+982982+$224,000$224,000
INTUINTUIT INCNEW+345345+$222,000$222,000
UNHUNITEDHEALTH GROUPNEW+440440+$221,000$221,000
EWEDWARDS LIFESCIENCES CORP COMNEW+1.7K1.7K+$220,000$220,000
111 INC ADSNEW+4.3K4.3K+$217,000$217,000
KOCOCA COLA CO COMNEW+3.6K3.6K+$212,000$212,000
SPRING VY ACQUISITION CORP CL ANEW+15.4K15.4K+$154,000$154,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD TOTAL STK MKTTOTAL STK MKT15.34%$55M6.21M
2ISHARES RUSSELL 1000 GROWTH ETFRUS 1000 GRW ETF7.47%$27M87.7K
3MDYSPDR S&P MIDCAP 400 ETFhistory →UTSER1 S&PDCRP6.65%$24M46.1K
4SPDR S&P 500 ETFTR UNIT5.36%$19M40.5K
5VTVVANGUARD VALUE ETFhistory →VALUE ETF5.05%$18M956.0K
6ISHARES S&P NORTH AMER TECH-SOFTWAREEXPANDED TECH4.33%$16M1.38M
7SPDR SER TR S&P DIVID ETFS&P DIVID ETF3.90%$14M108.4K
8ISHARES S&P 500 INDEXCORE S&P500 ETF3.81%$14M28.7K
9VUGVANGUARD GROWTH ETFhistory →GROWTH ETF3.18%$11M955.8K
10ISHARES CORE S&P MID CAP ETFCORE S&P MCP ETF3.13%$11M1.28M
11VANGUARD HIGH DIVIDEND YIELDHIGH DIV YLD2.85%$10M1.85M
12ISHARES S&P 500 GROWTH ETFS&P 500 GRWT ETF2.78%$10M119.1K
13VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETFMCAP VL IDXVIP2.56%$9M839.2K
14IAU*ISHARES GOLD TRUST ETFhistory →ISHARES NEW2.36%$8M244.5K
15JNJJOHNSON & JOHNSON COMhistory →COM2.30%$8M48.2K
16NDQPOWERSHARES QQQ TRhistory →UNIT SER 11.97%$7M1.45M
17VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETFINTER TERM TREAS1.89%$7M102.3K
18GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTS&P500 EQL WGT1.67%$6M36.9K
19AAPLAPPLE INChistory →COM1.31%$5M26.4K
20VANGUARD SMALL CAP ETFSMALL CP ETF1.24%$4M19.6K
21ISHARES RUSSELL 1000 VALUE ETFRUS 1000 VAL ETF1.22%$4M26.1K
22VANGUARD TOTAL BOND MARKET ETFTOTAL BND MRKT1.10%$4M46.7K
23ISHARES S&P SMALLCAP 600 ETFCORE S&P SCP ETF0.94%$3M357.0K
24ISHARES S&P MIDCAP 400 GROWTH INDEXS&P MC 400GR ETF0.92%$3M38.6K
25VANGUARD SHORT TERM INFL-PROTECTEDSTRM INFPROIDX0.89%$3M62.4K
26VANGUARD TOTAL INTERNATIONAL STOCK ETFVG TL INTL STK F0.84%$3M2.93M
27SPDR S&P 600 SMALL CAP VALUE ETFS&P 600 SMCP VAL0.81%$3M34.3K
28MSFTMICROSOFTCOM0.80%$3M8.5K
29VANGUARD DIVIDEND APPRECIATION INDEX FUNDDIV APP ETF0.79%$3M16.5K
30VDCVANGUARD CONSUMER STAPLES INDEX FUNDCONSUM STP ETF0.77%$3M798.5K
31VANGUARD S&P 500 ETFS&P 500 ETF SH0.65%$2M5.3K
32SPDR S&P 400 MID CAP GROWTH ETFS&P 400 MDCP GRW0.62%$2M390.4K
33ISHARES S&P 500 VALUE ETFS&P 500 VAL ETF0.53%$2M12.1K
34VANGUARD SHORT-TERM BOND INDEX FUNDSHORT TRM BOND0.50%$2M22.2K
35AMZNAMAZON.COM INCCOM0.48%$2M515
36ISHARES DJ SELECT DIVIDENDSELECT DIVID ETF0.42%$2M12.4K
37ISHARES S&P MIDCAP 400 VALUE ETFS&P MC 400VL ETF0.37%$1M12.0K
38VANGUARD MEGA CAP GROWTH ETFMEGA GRWTH IND0.33%$1M4.5K
39VANGUARD INFORMATION TECHNOLOGYINF TECH ETF0.32%$1M2.5K
40VANGUARD LARGE CAPLARGE CAP ETF0.32%$1M5.2K
41ISHARES CORE HIGH DIVIDEND ETFCORE HIGH DV ETF0.29%$1M10.5K
42ACWIISHARES TR MSCI ACWIINDEX FDMSCI ACWI ETF0.28%$1M9.5K
43SPDR S&P 600 SMALL CAP GROWTH ETFS&P 600 SMCP GRW0.24%$857,0009.2K
44GOOGLGOOGLE INCCAP STK CL A0.23%$837,000289
45SBUXSTARBUCKS CORPCOM0.23%$816,0007.0K
46GOOGALPHABET INC CAP STK CL CCL C0.22%$789,000273
47COSTCOSTCO WHOLESALE CORPCOM0.21%$769,0001.4K
48VANGUARD MID CAPMID CAP ETF0.21%$761,0003.0K
49ISHARES MBS ETFMBS ETF0.20%$726,0006.8K
50DISDISNEY WALT CO COMCOM DISNEY0.19%$687,0004.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.3B278May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.3B274Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.1B178Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$996M181Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$899M139May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$957M147Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$838M166Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$735M151Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$633M142May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$402M136Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$342M122Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$353M116Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$337M125May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$301M130Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$271M101Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$287M101Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$339M132May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$359M108Jan 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$332M104Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$318M100Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$207M89May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$287M92Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$255M89Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$242M88Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$207M89May 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.